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IGA Joint Defense Agreement -Primeco Lawsuit 11-25-2003 RESOLUTION 2003-AG-TELECOM-IMF-R-862 RESOLUTION APPROVING AN INTERGOVERNMENTAL AGREEMENT FOR THE JOINT DEFENSE OF THE PRIMECO LAWSUIT WHEREAS, the 1970 Illinois Constitution provides that units of local government may contract and otherwise associate amongst themselves and with individuals, associations and corporations in any manner not prohibited by law or ordinance(Illinois Constitution, 1970,Article VII, Section 10); and WHEREAS, PrimeCo and a number of other plaintiffs have filed a lawsuit in the Circuit Court of Cook County objecting to the validity of the Municipal Infrastructure Maintenance Fee (the"Cook County Lawsuit"); and WHEREAS,many municipalities in DuPage County adopted such a fee; and WHEREAS,the trial court has certified a class of defendants composed of all municipalities which established and collected such a fee and has set a date for members of the defending class to opt out of the class action suit; and WHEREAS,the municipalities that have executed the"Intergovernmental Agreement for the Joint Defense of the PrimeCo Lawsuit" which is attached hereto as Exhibit "A" (the "Intergovernmental Agreement"),believe that a joint defense of litigation arising out of the validity of the IMF, wherever brought, should be provided by DuPage County municipalities (the "Joint Defense"); and WHEREAS, it is contemplated that, if DuPage County municipalities opt out of the Cook County Lawsuit, they may be sued separately in Cook County, but that those cases would then be transferred to DuPage County, or a new lawsuit may be instituted in DuPage County; and WHEREAS,the municipalities that have executed the Intergovernmental Agreement wish to become Members of a defense consortium to provide a Joint Defense under the mechanism set forth in the Intergovernmental Agreement for the operation of such consortium,to be named the PrimeCo Defense Consortium ("PDC"); WHEREAS, the Board of Trustees of the Village of Oak Brook (the "Village") has determined that being a member of the PDC is in the best interest of the Village and has determined to approve the Intergovernmental Agreement, Resolution 2003-AG-TELECOM-IMF-R-862 Approving an Integovemmental Agreement for the Joint Defense of the PrimeCo Lawsuit,Page 2 NOW, THEREFORE, BE IT RESOLVED BY THE PRESIDENT AND BOARD OF TRUSTEES OF THE VILLAGE OF OAK BROOK, DUPAGE COUNTY, ILLINOIS, AS FOLLOWS: Section 1: The Intergovernmental Agreement is hereby approved,and the President and Village Clerk are,respectively,authorized to execute and attest the Intergovernmental Agreement in substantially the form attached hereto as Exhibit A. Section 2. All resolutions or parts of resolutions in conflict with the provisions of this Resolution are hereby repealed to the extent of the conflict. Section 3. This Resolution shall be in full force and effect from and after its passage and approval as provided by law. PASSED AND APPROVED this 25th day of November ,2003 by the President and Board of Trustees of the Village of Oak Brook,DuPage and Cook Counties,Illinois, according to a roll call vote as follows: Ayes: Trustees Caleel, Craig, Korin, Miologos and Yusuf Nays: Absent: Abstain: None UPresident \� 2 6 x «,✓"�"mod h Vi —2— I, I —2— EXHIBIT INTERGOVERNMENTAL AGREEMENT FOR THE JOINT DEFENSE OF THE PRIMECO LAWSUIT WHEREAS, PrimeCo and a number of other plaintiffs have filed a lawsuit in the Circuit Court of Cook County objecting to the validity of the Municipal Infrastructure Maintenance Fee ("IMF") (the"Cook County Lawsuit"); and WHEREAS, many municipalities in DuPage County adopted such a fee; and WHEREAS, the trial court has certified a class of defendants composed of all municipalities which established and collected such a fee and has set a date for members of the defending class to opt out of the class action suit; and WHEREAS, the municipalities which have executed this intergovernmental agreement believe that a joint defense of litigation, arising out of the validity of the IMF, wherever brought, should be provided by DuPage County municipalities (the"Joint Defense"); and WHEREAS, it is contemplated that, if DuPage County municipalities opt out of the Cook County Lawsuit, they may be sued separately in Cook County, but that those cases would then be transferred to DuPage County, or a new lawsuit may be instituted in DuPage County; and WHEREAS, the municipalities wish to become Members of a defense consortium to provide a common defense under the mechanism for the operation of that consortium to be named the PrimeCo Defense Consortium ("PDC"); NOW, THEREFORE, IN CONSIDERATION OF THE MUTUAL PROMISES MADE i HEREIN, THE MUNICIPALITIES WHICH EXECUTE THIS INTERGOVERNMENTAL AGREEMENT, UNDER THE AUTHORITY OF THE CONSTITUTION AND STATUTES OF ' THE STATE, TO BECOME MEMBERS OF THE PDC DO AGREE, as follows: 1. All Members of the PDC shall opt out, if permitted to do so, from all lawsuits in counties other than DuPage in which the validity of the Infrastructure Maintenance Fee("IMF")is contested, and shall permit a Joint Defense to be provided. 2. It is estimated that the cost of defense of the PrimeCo suit and other related attacks on the IMF will likely be up to $150,000.00. Each Member agrees to pay its proportional share of the costs of the Joint Defense up to $150,000.00, plus a contribution to the defense of the Cook County Lawsuit, if authorized by the PDC Board of Directors, of up to $.10 per capita or $500.00, whichever is greater. A deposit sum of$4,000.00 shall be paid to the PDC along with the submission of this Intergovernmental Agreement. All defense costs other than the possible per capita payment of$.10 per capita shall be allocated on a proportional basis and with the payment for the defense of the Cook County Lawsuit being an additional amount. Members' proportional contributions shall be based upon the proportion by which their receipts from the IMF, during the period of its existence, bears to those receipts from all other then Member municipalities. The Steering Committee shall request information from the Members and, along with other data, shall determine the appropriate proportions. 3. The operations of the PDC shall be conducted by a Board of Directors and a Steering Committee. The Board of Directors shall be composed of one representative from each municipality, which is then a member of the PDC. The Board shall select officers and a Steering Committee. The Board of Directors shall meet on the call of its Chairman or at least three (3) of its Members and is intended that the operations of the PDC will generally be conducted by a Steering Committee. The Board of Directors, by a two-third (2/3) vote of a quorum, may overrule any prospective decision of the Steering Committee. 2 The Board of Directors shall provide for the membership and powers of the Steering Committee. In organizing the Steering Committee the Board of Directors shall specifically consider the number of members and the requirement for a quorum, the size of majority required to exercise certain of the powers delegated to the Steering Committee, whether members of the Steering Committee must also be members of the Board of Directors, a requirement for alternate members, a procedure for filling vacancies and the maximum amount of any financial transactions which may be entered without prior Board approval. The Steering Committee shall be permitted to call for additional funds and make financial decisions up to the maximum amount established in this Intergovernmental Agreement, or such additional funds as are agreed to at any time by a Member at a Board of Directors meeting, on a motion to increase the maximum contribution. A Member who does not promptly pay a contribution amount due may be expelled from membership by the Steering Committee and the joint defense provided for that Member shall be thereby withdrawn. A Member may, at any time, withdraw from the PDC, but it shall, nonetheless, be financially obligated for its proportional share of the maximum amounts specified herein or previously agreed to by that Member through the vote of its representative on a motion to increase the maximum contribution. If a Member should withdraw from the PDC, both that Member and the PDC shall honor the principles of confidentiality and privilege in future dealings and actions. Members shall be required to name a representative for the Board of Directors and, if selected, at the Steering Committee level. 4. The Steering Committee shall be responsible for all operational decisions of the Consortium, including the employment of consultants and the strategy to be utilized in the litigation. No member of the Steering Committee shall receive compensation for his or her 3 participation, but the Consortium may agree to pay actual out-of-pocket expenses. The Steering Committee may choose a Member to serve as the Administrative Municipality with reporting, clerical and other obligations and shall reimburse that Administrative Municipality for its actual costs. 5. This Intergovernmental Agreement, subject to the withdrawal of individual Members, which will not terminate their financial obligation, as provided for herein, shall continue until the PrimeCo lawsuits involving Members and the IMF are resolved. Provided, however, that in the event that there shall be fewer than twelve (12) municipal Members at any time, the remaining Members shall meet to determine whether the PDC shall continue in existence, which shall require the unanimous vote of all of the Members present. A lesser number of Members may create a new Consortium. 6. In the event that the PDC is terminated, then any funds remaining, after all of its expenses have been paid, shall be returned to the Members in the same proportion as the final Members remaining in the Consortium at the time of its termination bears to the contributions of the other final Members. 7. This Intergovernmental Agreement shall not become effective or be in full force and effect until the Village of Carol Stream, which will serve as the initial administrative agency for the PDC in formation, shall have received executed intergovernmental agreements and checks from at least fifteen(15)municipalities in DuPage County before December 8, 2003. In the event that the organization does not come into existence, then these checks or the proceeds from the checks shall be returned to the prospective Members. 4 8. This Intergovernmental Agreement may be executed in counter-parts and in the event that the enforcement of this Agreement against Members shall result in administrative or legal costs, those costs shall be recovered in addition to the original amounts sought. DATED: November 25 , 2003. VILLAGE OF OAK BROOK By: 0ne5Q;uinlanj)Kesident K,w ella, Village Clerk Kathy\VOB\Agreements\PrimeCo Inter Agr i 5 v G� Of A k ego VILLAGE OF OAK BROOK d - � °a o Village Board Transmittal Memorandum 9 c�couNsv,`�' DATE: November 20, 2003 SUBJECT: PrimeCo Class Action Litigation FROM: Kenneth T. Kubiesa, Village Attorney RECOMMENDATION: That the Village Attorney recommends approval of the Resolution to opt-out of the PrimeCo Class Action litigation in Cook County, Illinois and join, by Intergovernmental Agreement, the DuPage County Defense Consortium. In the packet you will find a Resolution authorizing the Village to "opt-out" from the Defendant Class in the PrimeCo Cook County class action litigation. That"opt-out"is contingent upon formation of the defense consortium of DuPage County Communities. A Resolution authorizing the Village's entry into that Consortium is in this packet. Once fifteen (15) DuPage municipalities approve the Intergovernmental Agreement, the consortium will be formed. I expect that based upon the meeting that I attended, that there will be more than fifteen (15) DuPage communities joining the consortium. Once the consortium has been formed, the Village's Request for Exclusion from the Defendant Class will be filed with the Cook County Circuit Court, and I expect shortly thereafter, the Court there will enter an order excluding the Village of Elmhurst from the class. The Resolution approving entry into the Intergovernmental Agreement and a check for $4,000 needs to be provided by December 8, 2003, for the Village's entry into that consortium. The defense consortium will defend the wireless and landlines IMF litigation. The members of the DuPage consortium feel its in their best interest to defend it as a group here in DuPage County. We feel that that's a better venue for the case and would allow the DuPage County municipalities to see what happens in Cook County and tailor their defense accordingly. The cost of defense will be allocated upon the exposure of each community. The Village of Oak Brook's exposure is $1.5 million. I recommend the Village join the consortium. H:\Kathy\VOB\Ordinance\primecoM primecoAdoc 1 4. B. 6) Water Resources, Inc. —Payout#8 -Automatic Meter Reading System - $114,275.00 C. APPROVAL OF PAYROLL FOR PAY PERIOD ENDING NOVEMBER 8, 2003 - $779,060.69 PYRL-$779,060,.69 D. CHANGE ORDERS: None. CHNG ORDERS E. REFERRALS: None. REFERRALS F. AUTHORIZATION TO SEEK BIDS OR PROPOSALS OR NEGOTIATE SK BIDS,PROP, CONTRACTS: None. CNTRCTS G. PROPOSED 2004 MUNICIPAL BUDGET—PLACE ON FILE FOR PL ON FILE-2004 PUBLIC REVIEW BDGT H. CANCELLATION OF THE DECEMBER 22, 2003 COMMITTEE-OF- CNCL 12-22-03 COW MTG&12-23-03 THE-WHOLE AND THE DECEMBER 23, 2003 REGULAR BOARD OF REG BD MTG TRUSTEES MEETING I. ACCEPT AND PLACE ON FILE — TREASURER'S REPORT OF TREAS RPT-10-03 OCTOBER, 2003 J. A UTHORIZATION TO PAY BILLS ON DECEMBER 23, 2003 AUTH PAY BILS 12- 23-03 K. ORDINANCE 2003-PW+SWM-FEE-G-736, "AN ORDINANCE ORD03-PW+SWM AMENDING SECTION 8-5-2.A(1) OF CHAPTER 8 AND SECTION 9-7- FEE-G-,36-FEES 8.A OF CHAPTER 9 OF THE VILLAGE CODE OF THE VILLAGE OF OAK BROOK RELATING TO FEES" L. RESOLUTION 2003-R-861, "A RESOLUTION AUTHORIZING A RES 03-R-861-AUTH EXCLFRM REQUEST FOR EXCLUSION FROM THE PRIMECO DEFENDANT PRIMECO DFNDNT SUBCLASS" OM RESOLUTION 2003-R-862, "A RESOLUTION APPROVING AN RES 03-R-862-APPV INTGVNMNTL AGR INTERGOVERNMENTAL AGREEMENT FOR THE JOINT DEFENSE -JNT DFNSE OF OF THE PRIMECO LAWSUIT" PRIMECO LAWST N. PURCHASE OF VEHICLE PURCH VEHICLE 5. ITEMS REMOVED FROM CONSENT AGENDA: None. RMVD C AGNDA 6. BOARD & COMMISSION RECOMMENDATIONS: None. BD/COMM RECOM VILLAGE OF OAK BROOK Minutes Page 3 of 9 November 25, 2003 RESOLUTION 2003-TELECOM-IMF-R-861 RESOLUTION AUTHORIZING A REQUEST FOR EXCLUSION FROM THE PRIMECO DEFENDANT SUBCLASS WHEREAS,the Village of Oak Brook(the"Village")has received a Notice of Pendency of Class Action in the lawsuit styled as PrimeCo Personal Communications, L.P. et al. V. Illinois Commerce Commission et al., No. 98 CH 5500(Cir. Ct. Cook County)(the"PrimeCo Litigation"); and WHEREAS, the Village has tentatively been included as a defendant in the PrimeCo Litigation as a member of PrimeCo Defendant Subclass pursuant to the Notice of Pendency of Class Action attached hereto as Exhibit 1 and made a part hereof; and WHEREAS,the President and Board of Trustees find and hereby declare that it is in the best interests of the Village to be excluded from the PrimeCo Defendant Subclass; NOW, THEREFORE, BE IT RESOLVED BY THE PRESIDENT AND BOARD OF TRUSTEES OF THE VILLAGE OF OAK BROOK, DUPAGE COUNTY, ILLINOIS, AS FOLLOWS: Section 1: The recitals set forth hereinabove shall be and are hereby incorporated as if said recitals were fully set forth within this Section One. Section 2: The Village hereby exercises its right to request exclusion from the PrimeCo Defendant Subclass after formation of the PrimeCo Joint Defense Consortium consisting of DuPage municipalities cooperating in the defense of this lawsuit,and authorizes and directs the President,as its authorized representative,to execute any and all documents necessary or desirable to effectuate said exclusion. Section 3: Any policy or resolution of the Village that conflicts with the provisions of this resolution shall be and is hereby repealed to the extent of such conflict. Section 4: This resolution shall be in full force and effect from and after its passage and approval in the manner provided by law. Resolution 2003-TELECOM-IMF-R-861 Authorizing a Request for Exclusion from the PrimeCo Defendant Subclass,Page 2 PASSED AND APPROVED this 25th day of November , 2003 by the President and Board of Trustees of the Village of Oak Brook,DuPage and Cook Counties,Illinois, according to a roll call vote as follows: Ayes: Trustees Caleel, Craig, Korin, Miologos and Yusuf Nays: None Absent: Trustee Aktipis Abstain: None V' age President r::�on joll W-Z:Z -1/ i - t i� i' t Y 15 -2— 4. B. 6) Water Resources, Inc. —Payout#8 —Automatic Meter Reading System - $114,275.00 C. APPROVAL OF PAYROLL FOR PAY PERIOD ENDING NOVEMBER 8, 2003 - $779,060.69 PYRL-$779,060,.69 D. CHANGE ORDERS: None. CHNG ORDERS E. REFERRALS: None. REFERRALS F. AUTHORIZATION TO SEEK BIDS OR PROPOSALS OR NEGOTIATE SK BIDS,PROP, CNTRCTS CONTRACTS: None. G. PROPOSED 2004 MUNICIPAL BUDGET—PLACE ON FILE FOR PL ON FILE-2004 PUBLIC REVIEW BDGT H. CANCELLATION OF THE DECEMBER 22 2003 COMMITTEE-OF- CNCL 12-22-03 COW MTG&12-23-03 THE-WHOLE AND THE DECEMBER 23, 2003 REGULAR BOARD OF REG BD MTG TRUSTEES MEETING I. ACCEPT AND PLACE ON FILE — TREASURER'S REPORT OF TREAS RPT-10-03 OCTOBER, 2003 J. AUTHORIZATION TO PAY BILLS ON DECEMBER 23, 2003 AUTH PAY BILS 12- 23-03 K. ORDINANCE 2003-PW+SWM-FEE-G-736 "AN ORDINANCE ORD 03-PW+SWM- AMENDING SECTION 8-5-2.A(1) OF CHAPTER 8 AND SECTION 9-7- FEE-G-736-FEES 8.A OF CHAPTER 9 OF THE VILLAGE CODE OF THE VILLAGE OF OAK BROOK RELATING TO FEES" RESOLUTION 2003-R-861 "A RESOLUTION AUTHORIZING A RES 03-R-861-AUTH EXCLFRM REQUEST FOR EXCLUSION FROM THE PRIMECO DEFENDANT PRIMECO DFNDNT L. T SUBCLASS" . M. RESOLUTION 2003-R-862 "A RESOLUTION APPROVING AN RES 03-R-862-APPV INTGVNMNTL AGR INTERGOVERNMENTAL AGREEMENT FOR THE JOINT DEFENSE -JNT DFNSE OF OF THE PRIMECO LAWSUIT" PRIMECO LAWST N. PURCHASE OF VEHICLE PURCH VEHICLE 5. ITEMS REMOVED FROM CONSENT AGENDA: None. RMVD C AGNDA 6. BOARD & COMMISSION RECOMMENDATIONS: None. BD/COMM RECOM VILLAGE OF OAK BROOK Minutes Page 3 of 9 November 25, 2003 RESOLUTION 2004-AG-TELECOM-IMF-EXI-R-872 RESOLUTION TO ENTER INTO AN INTERGOVERNMENTAL AGREEMENT FOR JOINT DEFENSE OF THE PRIMECO LITIGATION WHEREAS,the Village of Oak Brook(the"Village")has received a Notice of Pendency of Class Action in the lawsuit concerning the Infrastructure Maintenance Fee ("Tw"), styled as PrimeCo Personal Communications,L.P. et al. v.Illinois Commerce Commission et al., No. 98 CH 5500 (Cir. Ct. Cook County) (the "PrimeCo Litigation"); and WHEREAS, in the PrimeCo Litigation,the Cook County Circuit Court has certified a class of defendants composed of all municipalities in Illinois that established and collectively the IMF and has set a date for members of the defending class to exclude themselves ("opt-out"); and WHEREAS, the Village has opted-out of the PrimeCo Litigation and, therefore, it may be sued separately in Cook County,but such case then would be transferred to DuPage County, or a new lawsuit may be instituted in DuPage County; and WHEREAS,the Village has heretofore expressed its intent to become a member of a defense consortium of those DuPage County municipalities opting-out of the PrimeCo Litigation by its enactment of a resolution authorizing entry into a prior defense consortium intergovernmental agreement; and WHEREAS, this Intergovernmental Agreement will provide for a common defense to any litigation concerning the IMF brought against the DuPage County municipalities entering into same; and NOW, THEREFORE, BE IT RESOLVED BY THE PRESIDENT AND BOARD OF TRUSTEES OF THE VILLAGE OF OAK BROOK, DUPAGE COUNTY, ILLINOIS, AS FOLLOWS: Section 1: The Intergovernmental Agreement for the Joint Defense of the PrimeCo lawsuit as submitted to this meeting is hereby approved and the Village President and Village Clerk are hereby authorized to execute said Agreement, substantially in the form submitted, on behalf of the Village. Section 2: Any policy or resolution of the Village that conflicts with the provisions of this resolution shall be and is hereby repealed to the extent of such conflict. Resolution 2004 AG-TELECOM-IMF-EXl-R- 872 To Enter into an Intergovernmental Agreement for Joint Defense of the PrimeCo Litigation,Page 2 Section 3: This resolution shall be in full force and effect from and after its passage and approval in the manner provided by law. Approved this 10th day of February , 2004. Villag esident Passed this 10th day of February , 2004. Ayes: Trustees Aktipis, Caleel, Korin, Miologos and Yusuf Nays: None Absent: Trustee Craig o ASST: .r y r � '' ,,*max*�.'r1 � •°! —2— 8. A. 1) Motion by Trustee Caleel, seconded by Trustee Korin, to accept President Quinlan's recommendation and appoint Linda K. Gonnella to the 2004 Autumn Festival Committee. VOICE VOTE: Motion carried. B. ORDINANCES &RESOLUTIONS: oxD/RES 1) RESOLUTION 2004-AG-TELECOM-IMF-EXI-R-872 RES 04-AG- "RESOLUTION TO ENTER INTO AN INTERGOVERNMENTAL R"-8'-72 fNTGOV. AGREEMENT FOR JOINT DEFENSE OF THE PRIMECO AGRMNT DEFEND LITIGATION" PRIMECo In December, the Village Board approved an Intergovernmental Agreement that required fifteen (15) communities to enter into that Agreement before it became effective. Only thirteen (13) communities entered into that Agreement and subsequently, attorneys from all of the DuPage County municipalities prepared a revised Agreement for joint defense that appears now that twenty five (25) DuPage County. Municipalities will be entering into. The Intergovernmental Agreement provides for sharing of costs for defense of the Infrastructure Maintenance Fee class action cases that seek refunds of those fees collected from 1998 through January of 2002, when the Illinois Supreme Court determined that the local Infrastructure Maintenance Fees for wireless were unconstitutional. The Village of Oak Brook's total exposure on both wireless and landline IMF is approximately $1.575 million. Motion by Trustee Korin, seconded by Trustee Caleel, for passage of Resolution 2004-AG-TELECOM-IMF-EXI-R-872, "Resolution to Enter Into an Intergovernmental Agreement for Joint Defense of the Primeco Litigation", authorizing entry into a Joint Defense Intergovernmental Agreement by and between certain DuPage County municipalities for defense for a current or future Infrastructure Maintenance Fee (IMF) class action litigation. ROLL CALL VOTE: Ayes: 5 - Trustees Aktipis, Caleel, Korin, Miologos and Yusuf. Nays: 0 - None. Absent: 1 - Trustee Craig. Motion carried. C. AWARD OF CONTRACTS: None. AWARD CT 9. NEW BUSINESS: NEW BUSINESS A. CONFIRMATION OF APPOINTMENTS: None. CNFRM APPTS B. ORDINANCES & RESOLUTIONS: oRD/RES VILLAGE OF OAK BROOK Minutes Page 6 of 15 February 10, 2004