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CAFR (Year Ended December 31, 1999) _ of � a VID - � l COUNT VILLAGE OF OAK BROOK COMPREHENSIVE ANNUAL FINANCIAL REPOkT Year Ended. December 31, 1999 VILLAGE OF OAK BROOK, ILLINOIS _ COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED DECEMBER 31, 1999 Prepared by: Finance Department Darrell J. Langlois Finance Director/Treasurer VILLAGE OF OAK BROOK,ILLINOIS TABLE OF CONTENTS INTRODUCTORY SECTION Principal officials i Organizational chart ii Letter of transmittal from the Village Manager iii Letter of transmittal from the Finance Director/Treasurer iv-xi Certificate of excellence in financial reporting xii FINANCIAL SECTION INDEPENDENT AUDITOR'S REPORT 1 GENERAL PURPOSE FINANCIAL STATEMENTS Combined balance sheet-All fund types and account groups 2-3 Combined statement of revenues,expenditures and changes in fund balances- "' All governmental fund types 4 Combined statement of revenues, expenditures and changes in fund balances-Budget and actual-All governmental fund types 5 Combined statement of revenues, expenses and changes in retained earnings-All proprietary fund types 6 Combined statement of cash flows-All proprietary fund types 7 Combined statement of changes in plan net assets-Pension trust funds 8 Notes to financial statements 9 -25 SUPPLEMENTARY INFORMATION Required supplemental information: Schedule of funding progress: Illinois Municipal Retirement Fund 26 Police Pension Fund 27 Firefighters'Pension Fund 28 General Fund: Statement of revenues,expenditures and changes in fund balance-Budget and actual 29 Schedule of revenues-Budget and actual 30 Schedule of expenditures-Budget and actual 31 -38 Special Revenue Funds: Combining balance sheet 39 Combining statement of revenues,expenditures and changes 40-41 in fund balances- Budget and actual VILLAGE OF OAK BROOK,ILLINOIS TABLE OF CONTENTS FINANCIAL SECTION (Continued) _ SUPPLEMENTARY INFORMATION (Continued) Enterprise Funds: Combining balance sheet 42 -43 _ Combining statement of revenues,expenses,and changes in retained earnings 44 Combining statement of cash flows 45 Waterworks System Fund: Statement of revenues, expenses, and changes in retained earnings- Budget and actual 46 _ Schedule of operating expenses-Budget and actual 47 Schedule of property,plant and equipment and accumulated depreciation 48 -49 Sports Core Fund: Statement of revenues, expenses, and changes in retained earnings - Budget and actual 50 Schedule of operating revenues-Budget and actual 51 Schedule of operating expenses -Budget and actual 52 - 54 Schedule of property,plant and equipment and accumulated depreciation 55 - 56 Internal Service Funds: Combining balance sheet 57 Combining statement of revenues,expenses and changes in retained earnings 58 — Combining statement of cash flows 59 Self-Insurance Fund: Statement of revenues, expenses and changes in retained earnings-Budget and actual 60 Garage Fund: Statement of revenues, expenses and changes in retained earnings -Budget and actual 61 -- Capital Replacement Fund: Statement of revenues, expenses and changes in retained earnings-Budget and actual 62 VILLAGE OF OAK BROOK,ILLINOIS TABLE OF CONTENTS FINANCIAL SECTION (Continued) SUPPLEMENTARY INFORMATION (Continued) Pension Trust Funds: Combining statement of plan net assets 63 Combining statement of changes in plan net assets 64 Police Pension Fund: Statement of changes in plan net assets-Budget and actual 65 Firefighters'Pension Fund: Statement of changes in plan net assets-Budget and actual 66 General Fixed Assets Account Group: Schedule of general fixed assets-By source 67 Schedule of general fixed assets-By function and activity 68 Schedule of changes in general fixed assets-By function and activity 69 STATISTICAL SECTION General governmental expenditures by function-Last ten fiscal years 70 General revenues by source-Last ten fiscal years 71 Property tax levies and collections-Last ten fiscal years 72 Assessed and estimated actual value of taxable property (in thousands)-Last ten levy years 73 Property tax rates-Direct and overlapping governments-Last ten levy years 74 Ratio of net general bonded debt to equalized assessed value and '— net general bonded debt per capita-Last ten fiscal years 75 Computation of legal debt margin 76 Schedule of direct and overlapping bonded debt 77 Ratio of annual debt service expenditures for general bonded debt to total general expenditures-Last ten fiscal years 78 Revenue bond coverage-Waterworks system bonds-Last ten fiscal years 79 Demographic statistics 80 Property value and construction-Last ten fiscal years 81 Principal taxpayers 82 Schedule of insurance in force 83 Miscellaneous statistics 84 VILLAGE OF OAK BROOK,ILLINOIS PRINCIPAL OFFICIALS December 31, 1999 Karen M.Bushy,Village President Linda K. Gonnella,Village Clerk BOARD OF TRUSTEES Adam Butler William E. Kenny George T.Caleel Gerald McInerney John W.Craig Alfred P. Savino VILLAGE MANAGER Stephen B. Veitch,Village Manager FINANCE DEPARTMENT Darrell J. Langlois,Finance Director/Treasurer i VILLAGE OF OAK BROOK ORGANIZATIONAL CHART December, 1999 Citizens of Oak Brook LLand sory Boards President and FJ-nCommissions Board of Trustees Village Clerk Electrical Commission Board of Fire&Police Commissioners Village Attorney Village Manager Treasurer/Budget Officer Hotel Convention and Visitors Committee Library Commission Plan Commission Safety Pathway Committee Zoning Board of Appeals Police Pension Board Information Services Firefighters' Pension Board & Purchasing Finanaal Public Engineering and Fire and Sports Services Works Capital Projects Library Police Community Development Core � o e e �o 'CFOOUNTI VILLAGE OF OAK BROOK 1200 OAK BROOK ROAD OAK BROOK , ILLINOIS 60523 -2255 PHONE: 630 990-3000 March 9, 2000 FAX: 630 990-0876 President and Board of Trustees Village of Oak Brook Oak Brook, IL 60521 President Bushy and Trustees: I am pleased to present the Comprehensive Annual Financial Report for the Village of Oak Brook for the fiscal year ended December 31, 1999. Finance Director and Village Treasurer Darrell Langlois and his staff, in accordance with applicable standards of the Government Accounting Standards Board and the Government Finance Officers Association,have prepared this report. The Comprehensive Annual Financial Report is an important and legally essential document for the Village Board and the community. It is even more valuable when viewed in conjunction with the Village's Five-Year Financial Plan. The Annual Report presents a"snapshot"' of the Village's financial condition at a specific point in time; the Five-Year Plan presents a long range continuous view. Taken together, these documents present a complete picture of the present and future financial condition of the Village. The Village's continued financial health is reflected clearly in the Annual Financial Report. This strength is attributable to the Village Board's conservative financial policies, a tradition of careful financial planning, and rigorous day-to-day management of the Village's financial affairs. The indicators of Oak Brook's financial condition continue to be positive. As you know,however, this situation can change quickly as a result of economic cycles, State and Federal legislation and policy decisions of elected officials. Absent significant changes in Federal or State statutes or local policies, the information currently available suggests that the Village has an excellent opportunity to meet the challenges presented in coming years while maintaining a financial condition of which its citizens can be very proud. Since tephen B. Veitch Village Manager /sv iii � o e e 0 COUNT VILLAGE OF OAK BROOK 1200 OAK BROOK ROAD OAK BROOK , ILLINOIS 60523-2255 PHONE: 630 990-3000 FAX: 630 990-0876 March 9, 2000 President and Board of Trustees Village of Oak Brook Oak Brook, Illinois 60523 The Comprehensive Annual Financial Report of the Village of Oak Brook for the year ended December 31, 1999 is submitted herewith. Responsibility for both the accuracy of the information presented and the thoroughness and fairness of the presentation, including all disclosures, rests with the Village. I believe the data, as presented, is accurate in all material respects; that it is presented in a manner designed to fairly set forth the financial position and _ results of operations of the Village as measured by the financial activity of its various funds; and that all disclosures necessary to enable the reader to gain the maximum understanding of the Village's financial affairs have been included. The Comprehensive Annual Financial Report is presented in three sections: introductory, financial and statistical. The introductory section, which is unaudited, includes this transmittal letter, the Village's organizational chart and a list of principal officials as of the end of the reporting period. The financial section includes the general purpose financial statements and the combining and individual fund and account group financial statements and schedules, as well as the auditor's report on the financial statements and schedules. The statistical section, which is unaudited, includes financial and demographic information, which is generally presented on a multi-year basis. This Report includes all funds and account groups of the Village. Generally accepted accounting principles require that the financial reporting entity include (1) the primary government, (2) organizations for which the primary government is financially accountable, and (3) other organizations for which the nature and significance of their relationship with the primary government are such that exclusion would cause the reporting entity's financial statements to be misleading or incomplete. Based upon these criteria, there are no agencies or entities whose financial data should be combined with and included in the general purpose financial statements of the Village. iv ECONOMIC CONDITION AND OUTLOOK The Village of Oak Brook is located about 15 miles west of the Chicago Loop, near the geographic center of the seven-county Chicago metropolitan area. Excellent transportation links are provided to all parts of the greater metropolitan area by a network of tollways and federal and state highways which pass through or near the Village. The Tri-State Tollway (1-294), running along the Village's eastern boundary, provides rapid access to the northern and southern suburbs, and into Wisconsin and Indiana. The East-West Tollway (1-88), passing through the Village's northern sector, joins the Eisenhower Expressway to the northeast, providing direct access to Chicago's Loop. Additional links include east-west arteries Illinois Route 38 and U.S. Route 34, which pass, respectively, to the north and south of the Village, and = Illinois Route 83, which bisects the community in a north-south direction. The Oak Brook area is generally bounded on the north by the communities of Lombard, Villa Park, Elmhurst and Oakbrook Terrace and on the south by Downers Grove, Westmont, Clarendon Hills and Hinsdale. Oak Brook is a community that has demonstrated an extremely high degree of economic stability. While the Illinois unemployment rate hovers around 4.0%, DuPage County has established an unemployment rate of 2.5%, significantly lower than the norm. According to the 1990 Census, over one-third of the households in Oak Brook are two-person, and over 62% of the occupants of the Village have resided in Oak Brook for over 10 years, indicating a strong level of population stability. Per capita income of Village residents in 1989 was $60,347 and the mean family income was $187,501. The Census also indicates that managerial, professional, and sales occupations are held by 74% of Village residents employed. The Village of Oak Brook has been and continues to be one of the preeminent business centers in the Chicago metropolitan area. Several Fortune 500 companies have facilities in the Village, _ including the corporate headquarters of McDonalds Corporation. As a retail center, Oak Brook offers upscale shopping, fine restaurants, and Oakbrook Center, one of the leading outdoor shopping centers in the United States. These factors, as well as the overall strength of the Illinois economy, have enabled the Village to continue to operate without a real estate tax due to the sales taxes generated from retail business activities. Changes are occurring that should enable the Village to continue to be successful into the 21" century. As the Village evolved, thoughtful zoning regulations, particularly in the area of building and bulk regulations, contributed to its early success. However, with increasing competition = from other suburbs, some changes to these regulations are occurring which will allow for taller buildings and greater floor area ratios. This has had a positive impact on the Village as indicated by McDonald's commitment to remain in the Village well in to the 21St century, and in the renovation of several older office buildings, and construction or announcement of three major new buildings The future viability of the office building sector is extremely important as approximately 30% of the Village's sales tax revenue is generated by this sector. V MAJOR INITIATIVES 1999 The Village completed its 1999 paving program, replaced water mains in the Yorkshire Woods neighborhood, continued the program of replacing all water meters over approximately five years in order to reduce unaccounted water flow, completed construction of an addition to the Golf Club clubhouse, substantially completed a replacement irrigation system at the Golf Club, replaced the pool deck at the Bath& Tennis Club, purchased a replacement rescue squad for the Fire Department, began replacement of the HVAC system in the Public Works building, substantially completed final design for a new Library building, and completed preliminary design for the Municipal Building Project. This project, as presently conceptualized, would be a major addition to Village Hall and would house Fire Station #1, Fire Department administration, Community Development, Engineering, Information Services, the Communications Center, and a multi-purpose training room and an Emergency Operating Center. The project would also include improvements to the Village Hall site and renovation of the Police Department. In the Future Included in the 2000 budget is the 2000 paving program, the start of construction of a new Library building, completion of improvements to the Public Works building HVAC system, continuation of the water meter replacement program, completion of final design on the Municipal Building Project, and possible expansion of the clubhouse at the Bath & Tennis Club. In later years, the Five-Year Financial Plan includes continuation of the annual paving program, completion of the new Library building, completion of the Municipal Building Project, improvements to the Village's safety pathway system, and significant drainage improvements in the Timber Trails/Merry Lane subdivisions. The Village has carefully planned for and been accumulating funds over the last several years for all of these projects. In accordance with Village Board policy, it is anticipated that all of these projects will be completed without the issuance of bonded debt. However, due to increasing costs associated with the Municipal Building project, it is currently anticipated that installment �- contract financing will be utilized to fund approximately 50% of the cost of this project. FINANCIAL INFORMATION Accounting System and Budgetary Control The Village's accounting records for general governmental operations are accounted for on a modified accrual basis of accounting. Revenues are recorded when available and measurable. Expenditures are recorded when services or goods are received and liabilities are incurred. Accounting records for the Village's Proprietary Funds and Pension Trust Funds are maintained on an accrual basis. Vi The Village places a great deal of emphasis upon internal accounting controls as they affect the overall accounting system. In developing and evaluating the Village's accounting system, consideration is given to the adequacy of internal accounting controls. Internal accounting - controls are designed to provide reasonable, but not absolute, assurance regarding: (1) the safeguarding of assets against loss from unauthorized use or disposition; and (2) the reliability of financial records for preparing financial statements and maintaining accountability for assets. The concept of reasonable assurance recognizes that: (1) the cost of a control should not exceed the benefits likely to be derived; and (2) the evaluation of costs and benefits requires estimates and judgments by management. All internal control evaluations occur within the above framework. We believe that the Village's internal accounting controls adequately safeguard assets and provide reasonable assurance of proper recording of financial transactions. Budgetary control is maintained through a system of monthly revenue and expenditure/expense versus budget accounting reports which are provided to all Trustees and department heads. All disbursements receive approval of the Board of Trustees. Total expenditures in any fund are legally restricted to the total amount budgeted, which is not changed without supplemental ordinance approval. The budget is monitored at the subfunction level by the encumbrance of -- estimated purchase amounts prior to the release of purchase orders to vendors. General Governmental Functions _ Revenues for general governmental functions as reported in the General Fund totaled $14,708,513 in 1999. Percent Increase Of (Decrease) Source m nt Total Over 1998 Intergovernmental $12,293,240 83.57% $304,731 Licenses and Permits 432,724 2.94 40,935 Service Charges 425,752 2.89 61,102 Fines and Penalties 198,769 1.25 (23,470) Interest on Investments 692,422 4.71 (147,769) Miscellaneous 665.606 4.54 78.058 14.708.513 100.00 313.587 Intergovernmental revenue, primarily the general sales tax, is the major revenue source for the Village, producing 83.57% of current year revenues. The increase in revenue from the prior year is attributable to an increase in sales tax revenue as well as increases in most of the tax distributions received from the State of Illinois. The increase in Licenses and Permits was due to increased building and electrical permit activity in 1999. The increase in Service Charges resulted from receipt of fees associated with the subdivision application for the Forest Gate subdivision. The decrease in interest income is attributable to lower yields on the Village's investments which are marked to market. The decreased yield was caused by significantly rising interest rates in 1999. The increase in Miscellaneous Income was primarily attributed to increased revenue from telecommunications infrastructure maintenance fees (IMF). Vii ,� '- The Village has never levied a real estate tax for general governmental functions. However, the 1998 assessed valuation of real property in the Village was $1,005,097,284, an increase of $32,649,888, or 3.36% over the prior year. Expenditures for general governmental purposes, grouped by function as required bYgenerally accepted accounting principles, totaled $13,956,768 in the General Fund. Percent Increase Of (Decrease) Function Amount Total Over 1998 General Government $ 4,032,865 28.90% $ 725,598 Public Safety 7,435,742 53.28 427,274 Public Works 1,678,499 12.02 220,314 Culture and Recreation 809.662 5.92 70.520 13.956.768 100.00 1 7 General Government expenditures increased due primarily to planned expenditures for information technology as well as design costs associated with the new Library building. Public Safety expenditures increased due to increases in personnel costs in the Police and Fire Departments. Public Works expenditure increases are attributed to more snow removal activity in 1999 as compared to 1998, as well as expenditures related to building repairs and improvements. Culture and Recreation expenditures increased due to increases in both personnel and materials in the Library, consistent with the Five-Year Financial Plan. Motor Fuel Tax Fund The Motor Fuel Tax Fund was established to account for the revenue received from the State of Illinois for the local share of motor fuel tax collections. The State collects the tax on each gallon of fuel sold within the State of Illinois and returns a percentage back to each municipality based on population. Motor Fuel Tax revenue from the State for the year ended December 31, 1999 was $235,025. In the future Motor Fuel Tax revenue will be used by the Village to partially finance street reconstruction and resurfacing projects. Waterworks System Fund Selected data for the past year is presented in the following tabulation: Water Sales $3,369,694 Water Tap on Charges 103,381 Total Operating Revenues 3,631,527 Total Operating Expenses 4,038,892 Operating Income (Loss) (407,365) Net Income (Loss) (407,647) Viii Sports Core Fund The 1999 financial statements reflect the nineteenth year of operation of the 18-hole golf course and expanded operations of the Bath and Tennis Club. Operating revenues totaled $3,078,765 and operating expenses, excluding depreciation, totaled $3,110,230. Major department activity is summarized as follows: Revenues Golf Club $1,890,904 61.42% Bath &Tennis Club 1.187.861 38.58 3.078.765 100.00 Operating Expenses Golf Club $1,327,849 39.27% Bath & Tennis Club 1,782,381 52.71 Depreciation 271.252 8.02 3.381.482 100.00 Pensions Employees of the Village of Oak Brook participate in one of three pension plans. They are: (1) the Police Pension Fund of the Village of Oak Brook, covering the Village's sworn personnel in the Police Department; (2) the Firefighters' Pension Fund of the Village of Oak Brook, covering the Village's sworn personnel in the Fire Department; and (3) the Illinois Municipal Retirement Fund, which covers all of the remaining Village employees who are normally scheduled to work in excess of 1,000 hours per year on a regular basis. Illinois Municipal Retirement Fund employees also participate in Social Security. Based on the most recent actuarial studies, all three funds were in excess of 100% funded. General Fixed Assets The general fixed assets of the Village are those fixed assets used in the performance of general governmental functions. These exclude the fixed assets of the Enterprise and Internal Service Funds. As of December 31, 1999, the general fixed assets of the Village amounted to $8,489,349. This amount represents the original cost of the assets and is considerably less than their current value. Depreciation of general fixed assets is properly not recognized in the Village's governmental fund types. The Village does not capitalize infrastructure projects in the General Fixed Asset Account Group. Debt Administration As a means of financing, bonding has been used on three occasions in the Village's history. In 1973 and 1976, revenue bonds were issued for the purchase of the water system from the Oak Brook Utility Company and for improvements and expansion of the system. After receiving referendum approval, general obligation bonds-were issued in 1977 for the purchase of the Sports Core and improvements to the Golf Club. All of the bonds have since been retired, with the Village now in the enviable position of having no bonded debt outstanding. -- ix Village Board policy states that a tax on real property would be imposed only to meet financial obligations which have been approved by the voters at referendum. In accordance with this policy, the latest edition of the Five Year Financial Plan does not contemplate issuing debt -- which is supported by real estate taxes. The Village has, however, occasionally issued debt that is not supported real estate taxes. In 1999, installment contract financing was utilized to finance construction of an irrigation system at the Golf Club. Repayment of this installment contract is anticipated to come from future Sports Core Fund revenues. In 2000, it is anticipated that installment contract financing will be utilized to fund approximately 50% of the cost of the Municipal Building Project. Future sales tax receipts will be utilized to repay this installment contract. Cash Management It is the policy of the Village of Oak Brook to invest idle cash and increase investment income by the efficient use of money market accounts, certificates of deposit, the Illinois Public Treasurers' Investment Pool, the Illinois Metropolitan Investment Fund, and U.S. government and agency �- securities. At December 31, 1999 the Village's investments, exclusive of the Pension Trust Funds, were distributed as follows: Illinois Public Treasurer's Investment Pool 44.12% _ U. S. Government and Agency Securities 27.88 Illinois Metropolitan Investment Fund 20.51 — Certificates of Deposit 7.49 100.00 For the year ended December 31, 1999 the Village received $1,208,888 in interest income. Risk Management The Village of Oak Brook has a risk management program in place. For employee benefits, resources are accumulated in the Self-Insurance Fund in order to fund health and dental insurance claims. Insurance coverage for liability, property damage, and workmen's compensation is maintained through the Intergovernmental Risk Management Agency (IRMA) for all claims greater than $1,000. Various risk control techniques, including employee safety and accident prevention training, have been implemented to minimize accident related losses. OTHER INFORMATION T Statutes require an annual audit to be performed on the books of account, financial records, and transactions of all administrative departments of the Village by independent certified public accountants selected by the Board of Trustees. This requirement has been complied with and the auditor's opinion has been included in this Report. Certificate of Achievement The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the Village of Oak — Brook for its Comprehensive Annual Financial Report for the year ended December 31, 1998. X In order to be awarded a Certificate of Achievement, a governmental unit must publish an easily readable and efficiently organized comprehensive annual financial report, whose contents _. conform to program standards. Such reports must satisfy both generally accepted accounting principles and applicable legal requirements. s A Certificate of Achievement is valid for a period of one year only. The Village has successfully obtained the Certificate of Achievement for 22 consecutive years. We believe that our current Report conforms to Certificate of Achievement Program requirements, and we are submitting it to GFOA to determine its eligibility for another Certificate. Acknowledgments The preparation of this Report could not be accomplished without the efficient and dedicated services of the entire staff of the Village of Oak Brook. We wish to express our appreciation to those persons who have made possible the publication of this Report, and to thank the President and members of the Board of Trustees for their interest and support in planning and conducting the financial operations of the Village in a responsible and progressive manner. Darrell J. Langlois Finance Director/Treasurer X1 _ Certificate of Achievement for Excellence in Financial Reporting Presented to Village of Oak Brook, Illinois For its Comprehensive Annual Financial Report for the Fiscal Year Ended December 31,- 1998 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. PAGE OffjC OF T W DMOAND AiES N �� CANADA :H co'o" President � no`s CNICA60 0` 4p (Executive Director X11 FINANCIAL SECTION INDEPENDENT AUDITOR'S REPORT „ MCGLADREY&PULLEN,LLP RSM • Certified Public Accountants international INDEPENDENT AUDITOR'S REPORT To the Honorable Village President and Members of the Board of Trustees Village of Oak Brook, Illinois _ We have audited the accompanying general purpose financial statements of the Village of Oak Brook, Illinois, as of and for the year ended December 31, 1999, as listed in the table of contents. These general purpose financial statements are the responsibility of the Village's management. Our responsibility is to express an opinion on these general purpose financial statements based on our audit. We conducted our audit in accordance with generally accepted auditing standards. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the general purpose financial statements referred to above present fairly, in all material respects, the financial position of the Village of Oak Brook, Illinois, as of December 31, 1999, and the results of its operations and the cash flows of its proprietary fund types for the year then ended in conformity with generally accepted accounting principles. Our audit was made for the purpose of forming an opinion on the general purpose financial statements taken as a whole. The combining and individual fund and account group financial statements and schedules, listed in the table of contents as supplementary information, are presented for purposes of additional analysis and are not a required part of the general purpose financial statements of the Village — of Oak Brook, Illinois. Such information has been subjected to the auditing procedures applied in the audit of the general purpose financial statements and, in our opinion, is fairly presented in all material respects in relation to the general purpose financial statements taken as a whole. Mokena, Illinois March 9, 2000 1 GENERAL PURPOSE FINANCIAL STATEMENTS This page was intentionally left blank. VILLAGE OF OAK BROOK, ILLINOIS COMBINED BALANCE SHEET ALL FUND TYPES AND ACCOUNT GROUPS December 31, 1999 Fiduciary Account Groups Governmental Fund Types Proprietary Fund Types Fund Types General General Total Special Capital Internal Trust and Fixed Long-Term (Memorandum ASSETS AND OTHER DEBITS General Revenue Project Enterprise Service Agency Assets Debt Only) Cash and investments $ 16,543,129 $ 1,180,723 $ 2,051,380 $ 5,326,943 $ 2,705,524 $ 37,448,866 $ - $ - $ 65,256,565 Receivables,net of allowances for uncollectibles,where applicable: Sales taxes 2,113,217 - - - - - - - 2,113,217 Utility taxes - - 246,733 - - - - - 246,733 State income taxes 85,313 - - - - - - - 85,313 Accounts 223,122 - - 409,115 - - - - 632,237 Allotments - 23,806 - - - - - - 23,806 Accrued interest 72,764 5,090 9,189 24,091 14,945 306,948 - - 433,027 Other - 33,538 - 41,206 - - - - 74,744 Due from other funds 1,253,732 - - - - - - - 1,253,732 Advances to other funds 750,000 - - - - - - - 750,000 Inventories 5,284 - - 166,202 41,975 - - - 213,461 Restricted assets,cash and investments - - - 155,052 - - - - 155,052 Fixed assets,net of accumulated depreciation,where applicable - - - 23,266,938 1,922,668 - 8,489,349 - 33,678,955 Other assets,water purchase rights - - - 1,675,593 - - - - 1,675,593 Amounts to be provided for retirement of general long-term debt - - - - - - - 187,758 187,758 Total assets and other debits $21,046,561 $ 1,243,157 $ 2,307,302 $31,065,140 $ 4,685,112 $ 37,755,814 $ 8,489,349 $ 187,758 $ 106,780,193 2 I I r I I r 1 I I I I I r 1 1 Fiduciary Account Groups Governmental Fund Types Proprietary Fund Types Fund Types General General Total LIABILITIES,EQUITY AND Special Capital Internal Trust and Fixed Long-Term (Memorandum OTHER CREDITS General Revenue Project Enterprise Service Agency Assets Debt Only) Liabilities Accounts payable $ 348,123 $ 81,300 $ 124,748 $ 585,873 $ 22,285 $ 10,329 $ - $ - $ 1,172,658 Accrued payroll 250,329 - - 34,933 1,776 - - - 287,038 Accrued interest payable - - - 10,965 - - - - 10,965 Compensated absences 503,115 - - 36,829 5,960 - - 84,398 630,302 Claims payable - - - - 119,700 - - - 119,700 Deposits payable 446,022 - 10,100 24,100 - - - - 480,222 Due to other funds - - - 1,253,732 - - - 1,253,732 Advances from other funds - - - 750,000 - - - - 750,000 Note payable - - - 89,064 - - - - 89,064 Installment contract payable - - 820,000 - - - - 820,000 Net pension obligation - - - - - - - 103,360 103,360 Total liabilities 1,547,589 81,300 134,848 3,605,496 149,721 10,329 - 187,758 5,717,041 Equity and Other Credits Investment in general fixed assets - - - - - - 8,489,349 - 8,489,349 Contributed capital - - - 11,025,590 - - - - 11,025,590 Retained earnings: Reserved-Golf surcharge - - - 155,052 - - - - 155,052 Unreserved - - - 16,279,002 4,535,391 - - - 20,814,393 Fund balances: Reserved for inventories 5,284 - - - - - - - 5,284 Reserved for advances 750,000 - - - - - - - 750,000 Reserved for employee retirement - - - - - 37,745,485 - - 37,745,485 Unreserved 18,743,688 1,161,857 2,172,454 - - - - - 22,077,999 Total equity and other credits 19,498,972 1,161,857 2,172,454 27,459,644 4,535,391 37,745,485 8,489,349 - 101,063,152 Total liabilities,equity and other credits $21,046,561 $ 1,243,157 $ 2,307,302 $31,065,140 $ 4,685,112 $ 37,755,814 $ 8,489,349 $ 187,758 $ 106,780,193 See Notes to Financial Statements. 3 VILLAGE OF OAK BROOK,ILLINOIS COMBINED STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES-ALL GOVERNMENTAL FUND TYPES Year Ended December 31, 1999 Total Special Capital (Memorandum _ General Revenue Project Only) Revenues: Intergovernmental $ 12,293,240 $ 262,444 $ 43,264 $ 12,598,948 Utility taxes - - 1,715,573 1,715,573 Hotel/motel taxes - 338,951 - 338,951 Licenses and permits 432,724 - - 432,724 Service charges 425,752 - - 425,752 Fines and penalties 198,769 - - 198,769 Interest on investments 692,422 47,258 109,888 849,568 Miscellaneous 665,606 - - 665,606 Total revenues 14,708,513 648,653 1,868,725 17,225,891 Expenditures: Current: General government 4,032,865 - - 4,032,865 Public safety 7,435,742 8,076 - 7,443,818 Public works 1,678,499 - - 1,678,499 Culture and recreation 809,662 334,699 - 1,144,361 -- Capital outlay - - 2,132,889 2,132,889 Total expenditures 13,956,768 342,775 2,132,889 16,432,432 Excess (deficiency)of revenues over expenditures 751,745 305,878 (264,164) 793,459 Other financing sources(uses): ._ Operating transfers in 247,500 - - 247,500 Operating transfers(out) (139,300) - - (139,300) 108,200 - - 108,200 Excess(deficiency)of revenues and other financing sources over expenditures and other financing uses 859,945 305,878 (264,164) 901,659 Fund balances: Beginning 18,639,027 855,979 2,436,618 21,931,624 _. Ending $ 19,498,972 $ 1,161,857 $ 2,172,454 $ 22,833,283 See Notes to Financial Statements. 4 -' I i I i i i i r VILLAGE OF OAK BROOK,ILLINOIS COMBINED STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES-BUDGET AND ACTUAL ALL GOVERNMENTAL FUND TYPES Year Ended December 31, 1999 General Special Revenue Capital Project Variance Variance Variance Favorable Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) Budget Actual (Unfavorable) Revenues: Intergovernmental $ 12,507,560 $ 12,293,240 $ (214,320) $ 244,900 $ 262,444 $ 17,544 $ 184,250 $ 43,264 $ (140,986) Utility taxes - - - - - - 1,701,000 1,715,573 14,573 Hotel/motel taxes - - - 319,700 338,951 19,251 - - - Licenses and permits 339,410 432,724 93,314 - - - - - - Service charges 354,250 425,752 71,502 - - - - - - Fines and penalties 219,500 198,769 (20,731) - - - - - - Interest on investments 720,000 692,422 (27,578) 38,250 47,258 9,008 85,000 109,888 24,888 Miscellaneous 530,225 665,606 135,381 - - - - - - Total revenues 14,670,945 14,708,513 37,568 602,850 648,653 45,803 1,970,250 1,868,725 (101,525) Expenditures: Current: General government 6,655,915 4,032,865 2,623,050 - - - - - - Public safety 7,748,815 7,435,742 313,073 23,000 8,076 14,924 - - - Public works 1,751,680 1,678,499 73,181 - - - - - - Culture and recreation 841,930 809,662 32,268 360,000 334,699 25,301 - - - Capital outlay - - - - - - 3,414,000 2,132,889 1,281,111 Total expenditures 16,998,340 13,956,768 3,041,572 383,000 342,775 40,225 3,414,000 2,132,889 1,281,111 Excess(deficiency)of revenues over expenditures (2,327,395) 751,745 3,079,140 219,850 305,878 86,028 (1,443,750) (264,164) 1,179,586 Other financing sources(uses): Operating transfers in 247,500 247,500 - - - - 10,000 - (10,000) Operating transfers(out) (139,300) (139,300) - (10,000) - 10,000 - - - 108,200 108,200 - (10,000) - 10,000 10,000 - (10,000) Excess(deficiency)of revenues and other financing sources over expenditures and other financing uses $ (2,219,195) 859,945 $ 3,079,140 $ 209,850 305,878 $ 96,028 $ (1,433,750) (264,164) $ 1,169,586 Fund balances: Beginning 18,639,027 855,979 2,436,618 Ending $ 19,498,972 $ 1,161,857 $ 2,172,454 See Notes to Financial Statements. 5 VILLAGE OF OAK BROOK,ILLINOIS COMBINED STATEMENT OF REVENUES,EXPENSES, AND CHANGES IN RETAINED EARNINGS ALL PROPRIETARY FUND TYPES Year Ended December 31, 1999 Proprietary Fund Types Total Internal (Memorandum Enterprise Service Only) Operating revenues: Charges for services $ 6,652,459 $ 1,883,601 $ 8,536,060 Miscellaneous 57,833 - 57,833 Total operating revenues 6,710,292 1,883,601 8,593,893 Operating expenses: Operations 6,652,913 271,001 6,923,914 Claims and insurance - 1,169,979 1,169,979 Depreciation and amortization 767,461 294,523 1,061,984 Total operating expenses 7,420,374 1,735,503 9,155,877 Operating income(loss) (710,082) 148,098 (561,984) Nonoperating revenues(expenses): Investment income 235,246 124,074 359,320 Gain on sale of fixed assets - 26,718 26,718 ` Interest expense (15,995) - (15,995) Total nonoperating revenues(expenses) 219,251 150,792 370,043 Income(loss)before operating transfers (490,831) 298,890 (191,941) Operating transfers in 139,300 - 139,300 ` Operating transfers(out) (228,300) (19,200) (247,500) Net income(loss) (579,831) 279,690 (300,141) Retained earnings: Beginning 17,013,885 4,255,701 21,269,586 "! Ending $ 16,434,054 $ 4,535,391 $ 20,969,445 See Notes to Financial Statements. i 6 " VILLAGE OF OAK BROOK,ILLINOIS COMBINED STATEMENT OF CASH FLOWS ALL PROPRIETARY FUND TYPES Year Ended December 31,1999 Total Internal (Memorandum Enterprise Service Only) Cash Flows from Operating Activities Operating income(loss) $ (710,082) $ 148,098 $ (561,984) Adjustments to reconcile operating income(loss) to net cash provided by operating activities: Depreciation and amortization 767,461 294,523 1,061,984 Changes in assets and liabilities: Accounts receivable 26,818 (28) 26,790 Other receivable 13,892 - 13,892 -- Inventories (25,464) (6,266) (31,730) Accounts payable 342,482 (4,015) 338,467 Accrued payroll and compensated absences 14,213 3,028 17,241 Accrued interest payable 10,965 - 10,965 ' Claims payable - 23,326 23,326 Deposits payable 750 - 750 Net cash provided by operating activities 441,035 458,666 899,701 Cash Flows from Noncapital Financing Activities Borrowings from other funds 1,277,836 - 1,277,836 Operating transfers in 139,300 - 139,300 Operating transfers(out) (228,300) (19,200) (247,500) Net cash provided by(used in) noncapital financing activities 1,188,836 (19,200) 1,169,636 Cash Flows from Capital and Related Financing Activities Purchase of fixed assets (2,865,702) (594,995) (3,460,697) Proceeds from sale of fixed assets - 43,799 43,799 Proceeds from notes payable 93,882 - 93,882 Principal paid on notes payable (122,521) - (122,521) Interest paid on notes payable (15,995) - (15,995) Proceeds from installment contract payable 820,000 - 820,000 Net cash(used in)capital and related financing activities (2,090,336) (551,196) (2,641,532) Cash Flows from Investing Activities _ Investment purchases (1,219,061) (476,649) (1,695,710) Investment maturities 200,000 50,000 250,000 Interest received on investments 256,417 134,542 390,959 Net cash(used in)investing activities (762,644) (292,107) (1,054,751) Net(decrease)in cash and cash equivalents (1,223,109) (403,837) (1,626,946) Cash and cash equivalents: Beginning 3,626,321 1,532,189 5,158,510 Ending $ 2,403,212 $ 1,128,352 $ 3,531,564 Reconciliation of Cash and Cash Equivalents to Combined Balance Sheet Cash and cash equivalents $ 2,403,212 $ 1,128,352 $ 3,531,564 Investments(including$155,052 of restricted assets) 3,078,783 1,577,172 4,655,955 $ 5,481,995 $ 2,705,524 $ 8,187,519 Supplemental Schedule of Noncash Investing and Financing Activities: Appreciation(depreciation)in the fair value of investments $ (16,998) $ (8,854) $ (25,852) See Notes to Financial Statements. 7 VILLAGE OF OAK BROOK,ILLINOIS COMBINED STATEMENT OF CHANGES IN PLAN NET ASSETS — PENSION TRUST FUNDS Year Ended December 31, 1999 Additions Contributions: Employer $ 141,008 ` Plan members 350,347 Total contributions 491,355 Investment income: Net depreciation in fair value of investments (100,182) Interest 2,436,199 Net investment income 2,336,017 Total additions 2,827,372 Deductions Benefits and refunds 1,219,999 Administrative expenses 130,710 Total deductions 1,350,709 Net increase 1,476,663 Net assets held in trust for pension benefits: Beginning 36,268,822 Ending $ 37,745,485 -- See Notes to Financial Statements. 8 -� VILLAGE OF OAK BROOK,ILLINOIS NOTES TO FINANCIAL STATEMENTS Note 1. Financial Reporting Entity,Measurement Focus,Basis of Accounting and Basis of Presentation,and Significant Accounting Policies Financial Reporting Entity: The Village of Oak Brook, Illinois, (Village) operates under a Village form of _ government with an elected Village President and Board of Trustees. Operational management is provided by a professional Village Manager employed by the Board of Trustees. Municipal services include: police - protection, fire protection, recreation facilities, a free public library, water supply, storm water collection, _ public works operations, road maintenance, building and inspectional services and general administrative services. Generally accepted accounting principles require that the financial reporting entity include (1) the primary government, (2) organizations for which the primary government is financially accountable and (3) other organizations for which the nature and significance of their relationship with the primary government are such that exclusion would cause the reporting entity's financial statements to be misleading or incomplete. Based upon this criteria, there are no agencies or entities whose financial data should be combined with and included in the general purpose financial statements of the Village. Measurement Focus, Basis of Accounting and Basis of Presentation: The accounts of the Village are organized on the basis of funds and account groups. A fund is an independent fiscal and accounting entity with a self-balancing set of accounts. Fund accounting segregates funds according to their intended purpose and is �— used to aid management in demonstrating compliance with finance-related legal and contractual provisions. The minimum number of funds is maintained consistent with legal and managerial requirements. Account groups are a reporting device to account for certain assets and liabilities of the governmental funds not recorded directly in those funds. The Village has the following funds and account groups: Governmental funds are used to account for the Village's general government activities. Governmental fund types use the flow of current financial resources measurement focus and the modified accrual basis of accounting. Under the modified accrual basis of accounting revenues are recognized when susceptible to accrual (i.e., when they are "measurable and available"). "Measurable" means the amount of the transaction can be determined and "available" means collectible within the current period or soon enough thereafter to pay liabilities of the current period. The Village considers all revenues available if they are collected within 60 days after year-end. Expenditures are recorded when the related fund liability is incurred, except for unmatured principal and interest on general long-term debt which is recognized when due, and certain compensated absences which are recognized when the obligations are expected to be liquidated with expendable available financial resources. Sales taxes, taxes collected and held by the State at year-end on behalf of the Village, certain charges for services, and interest are susceptible to accrual and are recognized as revenue. Other receipts and taxes become measurable and available when cash is received by the Village and are recognized as revenue at that time. Entitlements and grants are recorded as revenue at the time of receipt or earlier if the susceptible to accrual criteria are met. Expenditure-driven grants are recognized as revenue when the qualifying expenditures have been incurred and all other grant requirements have been met. 9 VILLAGE OF OAK BROOK,ILLINOIS NOTES TO FINANCIAL STATEMENTS Note 1. Financial Reporting Entity,Measurement Focus,Basis of Accounting and Basis of Presentation,and Significant Accounting Policies(continued) Governmental funds include the following fund types: General Fund i The General Fund is the Village's primary operating fund. It accounts for all financial resources of the Village, except those required to be accounted for in another fund. Special Revenue Funds The special revenue funds account for revenue sources that are legally restricted to expenditures for specific purposes(not including expendable trusts or major capital projects). Capital Project Fund The Capital Project Fund accounts for the acquisition of fixed assets or construction of major capital projects not being financed by proprietary funds. r Proprietary funds are accounted for on the flow of economic resources measurement focus and use the accrual basis of accounting. Under this method, revenues are recorded when earned and expenses are recorded at the time the liabilities are incurred. The Village applies all applicable Governmental Accounting Standards Board (GASB)pronouncements as well as Financial Accounting Standards Board pronouncements issued on or before November 30, 1989, unless those pronouncements conflict with or contradict GASB pronouncements. The proprietary funds include the following fund types: Enterprise Funds Enterprise funds are used to account for those operations that are financed and operated in a manner similar to private business or where the Board has decided that the determination of revenues earned, costs incurred and/or net income is necessary for management accountability. ` Internal Service Funds �Y Internal service funds account for operations that provide services to other departments of the Village on a cost-reimbursement basis. Fiduciary funds account for assets held by the Village in a trustee capacity or as an agent on behalf of others. The fiduciary funds consist of the pension trust funds. r 10 VILLAGE OF OAK BROOK,ILLINOIS NOTES TO FINANCIAL STATEMENTS Note 1. Financial Reporting Entity,Measurement Focus,Basis of Accounting and Basis of Presentation,and Significant Accounting Policies(continued) Pension Trust Funds Pension trust funds financial statements are prepared using the accrual basis of accounting. Plan member contributions are recognized in the period in which the contributions are due. Employer contributions to the plan are recognized when due and the employer has made a formal commitment to provide the —' contributions. Benefits and refunds are recognized when due and payable in accordance with the terms of the plan. Pension trust funds account for assets of the Village's police and firefighters'pension plans. Account groups are not funds and are concerned only with measurement of financial position, and are not involved with results of operations. The two account groups are as follows: The general fixed assets account group is used to account for fixed assets not accounted for in proprietary or trust funds. The general long-term debt account group is used to account for the general long-term debt and certain other liabilities that are not specific liabilities of proprietary or trust funds. The significant accounting policies followed by the Village include the following: Accounting Estimates: The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the amounts reported in the financial statements and accompanying notes. Actual results could differ from those estimates. Cash Equivalents: For purposes of reporting cash flows, the Village considers all highly liquid investments, with a maturity of three months or less when purchased,to be cash equivalents. Investments: Investments are carried at fair value, except for insurance contracts which are carried at contract value,which approximates fair value. Short-term Interfund Receivables/Payables: During the course of operations, numerous transactions occur between individual funds for goods provided or services rendered. These receivables and payables are classified as "due from other funds" or"due to other funds" on the balance sheet. Advances to Other Funds: Noncurrent portions of long-term interfund loan receivables are reported as advances and are offset equally by a fund balance reserve account which indicates that they do not constitute expendable available financial resources and, therefore,are not available for appropriation. Inventories: Inventories are valued at average cost, not in excess of replacement cost. Inventories in the General Fund and Garage Fund consist of expendable supplies held for consumption; inventories in the Sports Core Fund consist of inventory held for resale. The cost is recorded as an expenditure at the time individual inventory items are utilized or sold. General Fund inventories are equally offset by a fund balance reserve which indicates that they do not constitute "available spendable resources" even though they are a component of net current assets. 11 VILLAGE OF OAK BROOK,ILLINOIS NOTES TO FINANCIAL STATEMENTS Note 1. Financial Reporting Entity,Measurement Focus,Basis of Accounting and Basis of Presentation,and Significant Accounting Policies(continued) Intangible Assets - Water Purchase Rights: The Village is a customer of the DuPage Water Commission, and has executed a Water Supply Contract with the Commission for a term ending in 2024. The Contract provides that the Village pay its proportionate share of"fixed costs" (debt service and capital costs) to the Commission, such obligation being unconditional and irrevocable whether or not water is ever delivered. These costs were capitalized until the Commission began to deliver water, and are amortized, using the straight-line method over the remaining term of the contract,and expensed along with the other operation charges from the Commission. Fixed Assets: Fixed assets used in governmental fund types of the Village are recorded in the general fixed asset account group at cost or estimated historical cost if purchased or constructed. Donated fixed assets are recorded at the estimated fair value at the date of donation. Assets in the general fixed asset account group are —' not depreciated. Public domain(infrastructure) general fixed assets consisting of roads,bridges, sidewalks, and other assets that are immovable and of value only to the Village are not capitalized. Property, plant and equipment in the proprietary funds of the Village are recorded at cost. Property,plant and equipment donated to these proprietary fund type operations are recorded at their estimated fair value at the date of donation. Property,plant and equipment of the enterprise and internal service funds are depreciated using the straight-line method over the following estimated useful lives of the assets. Estimated Useful Lives Building and improvements 40 years Equipment 4-40 years Waterworks system 15-40 years _ Automotive equipment 2-30 years Compensated Absences: Accumulated vacation leave that is expected to be liquidated with expendable _ available financial resources is reported as an expenditure and a fund liability of the governmental fund that will pay it. Amounts of vested or accumulated sick leave that are not expected to be liquidated with expendable available financial resources are reported in the general long-term debt account group. No expenditure is _ reported for these amounts. Accumulated vacation leave of proprietary funds is recorded as an expense and liability of those funds as the benefits accrue to employees. In accordance with the provisions of GASB Statement No. 16, Accounting for Compensated Absences, no liability is recorded for nonvesting accumulating rights to receive sick pay benefits. However, a liability is recognized for that portion of accumulating sick leave benefits that is estimated to be taken as a termination benefit at retirement. 12 VILLAGE OF OAK BROOK,ILLINOIS NOTES TO FINANCIAL STATEMENTS Note 1. Financial Reporting Entity,Measurement Focus,Basis of Accounting and Basis of Presentation,and Significant Accounting Policies(continued) Reservations of Fund Balances: Reservations of fund balances represent those assets which are not available for appropriation and are not considered expendable available resources. Reservations of Retained Earnings: Reservations of retained earnings represent the amounts set aside as restricted cash and investments on legally imposed reservations. Memorandum Only Total Columns: The total columns on the general purpose financial statements are captioned "memorandum only" because they do not represent consolidated financial information and are presented only to facilitate financial analysis. The columns do not present information that reflects financial position, results of operations or cash flows in accordance with generally accepted accounting principles. Interfund eliminations have not been made in the aggregation of this data. Note 2. Budgets and Deficits Budgets The Village follows these procedures in establishing the budgetary data reflected in the financial statements: a) All departments of the Village submit budget requests to the Village Manager so that a budget may be prepared. b) The Village Manager submits to the Village Board of Trustees a proposed operating budget for the fiscal year commencing the following January 1. The operating budget includes proposed expenditures and the means of financing them. c) Public hearings are conducted by the Village to obtain taxpayer comments. d) Subsequently,the budget is adopted by the Village Board. e) Annual budgets are adopted for all funds on a basis consistent with generally accepted accounting principles. f) Formal budgetary integration is employed as a management control device during the year for all funds of the Village. g) Appropriations lapse at year-end. h) The Village Manager and Budget Officer are authorized to transfer budgeted amounts between line items within any program; however, any revisions that alter the total expenditures of any program or fund must be approved by the Village Board. The level of legal control is the individual fund budget in total. i) Budgeted amounts are as originally adopted with the exceptions of approved transfers which were not material in relation to the budgets taken as a whole. After Village Board transfers, no fund had an excess of expenditures/expenses, exclusive of depreciation and amortization over budget for the fiscal year. 13 VILLAGE OF OAK BROOK,ILLINOIS NOTES TO FINANCIAL STATEMENTS Note 2. Budgets and Deficits (continued) Deficit Fund Equity: The Sports Core Fund, an enterprise fund, had a deficit in retained earnings of$932,757 _ as of December 31, 1999. This deficit is due primarily to depreciation expense. The deficit is expected to be eliminated within the course of future operations of the Sports Core and through potential sale of land. Note 3. Deposits and Investments The Village maintains a cash pool and an investment pool that is available for use by all funds, except the pension trust funds. Each fund type's portion of both pools is included in "cash and investments" on the combined balance sheet. In addition, investments are separately held by several of the Village's funds. As required by State statute, the deposits and investments of the pension trust funds are held separately from those of other funds. Statutes authorize the Village to make deposits in insured commercial banks and savings and loan institutions, and make investments in obligations of the U.S. Treasury and other U.S. agencies, insured credit union shares, money market mutual funds with portfolios of securities issued or guaranteed by the United States or agreements to repurchase these same obligations, repurchase agreements, short-term commercial paper rated _ within the three highest classifications by at least two standard rating services, and the Illinois Funds. Pension funds may also invest in other investments as allowed by Illinois compiled statutes. Deposits: As of December 31, 1999, the carrying amount of the Village's deposits totaled$3,199,444, with the bank balances totaling $3,219,574. The Village's deposits are categorized below to give an indication of the level of risk assumed by the Village. Category 1 Deposits covered by federal depository insurance, or by collateral held by the Village, or its _ agent, in the Village's name $ 3,219,574 Category 2 Deposits covered by collateral held by the pledging financial institution's trust department, or by its agent,in the Village's name - Category 3 Deposits covered by collateral held by the pledging financial institution, or its trust department, or its agent but not in the Village's name, and deposits which are uninsured and uncollateralized - $ 3,219,574 Investments: The Village's investments are categorized to give an indication of the level of risk assumed by the Village. Category 1 includes investments that are insured or registered or the securities are held by the Village or its agent in the Village's name. Category 2 includes uninsured and unregistered securities which are held by — the counterparty's trust department or agent in the Village's name. Category 3 includes uninsured and unregistered securities which securities are held by the counterparty, or by its trust department or agent but not in the Village's name. 14 VILLAGE OF OAK BROOK,ILLINOIS NOTES TO FINANCIAL STATEMENTS Note 3. Deposits and Investments(Continued) Carrying Amount Category 1 2 3 Total State and local obligations $ - $ - $ 761,930 $ 761,930 U.S. government securities 19,458,121 - 10,430,773 29,888,894 $ 19,458,121 $ - $ 11,192,703 Investments not subject to risk categorization: Illinois Metropolitan Investment Fund 5,476,598 Insurance contracts 5,182,276 Illinois Funds 11,810,204 Mutual funds 9,092,271 Total investments $ 62,212,173 The above deposits of $3,199,444 and investments of $62,212,173 totaling $65,411,617 are reported in the financial statements as follows: Cash and investments $ 65,256,565 Restricted assets, cash and investments 155,052 $ 65,411,617 Note 4. Fixed Assets General Fixed Assets The following is a summary of changes in the general fixed assets during the year: _ Balance Balance January 1 Additions Retirements December 31 Land $ 616,829 $ - $ - $ 616,829 Building and equipment 4,400,614 508,712 - 4,909,326 Other equipment 1,412,555 353,345 - 1,765,900 Computer equipment 933,936 263,358 - 1,197,294 Totals $ 7,363,934 $ 1,125,415 $ - $ 8,489,349 15 VILLAGE OF OAK BROOK,ILLINOIS NOTES TO FINANCIAL STATEMENTS — Note 4. Fixed Assets(continued) — Proprietary Fixed Assets The following is a summary of proprietary fund type fixed assets as of December 31, 1999. Enterprise -� Waterworks Sports System Core Total Land and improvements $ 215,800 $ 10,215,110 $ 10,430,910 Buildings and improvements 1,033,308 4,127,700 5,161,008 Equipment 762,187 1,083,687 1,845,874 — Waterworks system 15,527,319 - 15,527,319 Construction in progress - 927,356 927,356 17,538,614 16,353,853 33,892,467 Less: accumulated depreciation 7,130,597 3,494,932 10,625,529 $ 10,408,017 $ 12,858,921 $ 23,266,938 — Internal Service Capital Garage Replacement Total Automotive equipment $ - $ 3,661,877 $ 3,661,877 Equipment 126,812 - 126,812 126,812 3,661,877 3,788,689 Less: accumulated depreciation 96,783 1,769,238 1,866,021 $ 30,029 $ 1,892,639 $ 1,922,668 Note 5. Risk Management The Village is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The Village participates in the Intergovernmental Risk Management Agency (IRMA) which is an organization of municipalities and special districts in Northeastern Illinois which have formed an association under the Illinois Intergovernmental Cooperation's Statute to pool its risk management needs. The Village pays annual — premiums to IRMA for its workers' compensation, general liability and property coverage. The Village assumes the first $1,000 of each occurrence, with IRMA having a mix of self-insurance and commercial insurance at various amounts above that level. The Village appoints one delegate, along with an alternate delegate,to represent the Village on the Board of Directors. The Village does not exercise any control over the activities of the Agency beyond it representation on the Board of Directors. 16 VILLAGE OF OAK BROOK,ILLINOIS NOTES TO FINANCIAL STATEMENTS Note 5. Risk Management (continued) — The Village, along with IRMA's other members, has a contractual obligation to fund any deficit of IRMA attributable to a membership year during which it was a member. Supplemental contributions may be required to fund these deficits. In addition, the Village provides medical and dental coverage to Village employees, their dependents, and retirees through a limited self-insurance program. The Village is self-insured for the first $30,000 per individual for medical claims up to a maximum limit of$940,050 for all individuals. Commercial insurance is carried for amounts in excess of the self-insured amounts. The Village is entirely self-insured for dental claims up to the annual benefit limit of$1,000 per individual. The Village's self-insurance activities are reported in the Self-Insurance Fund,an Internal Service Fund. _ Premiums are paid into the Self-Insurance Fund by the departments of the General Fund and other funds based upon equivalent premium estimates. Liabilities are reported when it is probable that a loss has occurred and the amount of the loss can be reasonably estimated. Reported liabilities are estimated based on historical cost information and include an amount for claims that have been incurred but not reported. The total claim –' liability at year-end was$119,700. A reconciliation of claims payable for the current year and that of the preceding year is as follows: 1999 1998 Claims payable,beginning of year $ 96,374 $ 87,809 Claims incurred and changes in estimate 984,100 738,301 Claims paid (960,774) (729,736) Claims payable, end of year $ 119,700 $ 96,374 Note 6. Long-Term Debt Changes in lone-term debt: During the year,the changes in general long-term debt were as follows: _ Balances Balances January 1 Increases Decreases December 31 Compensated absences $ 50,184 $ 34,214 $ - $ 84,398 Net pension obligation - 103,360 - 103,360 $ 50,184 $ 137,574 $ - $ 187,758 17 VILLAGE OF OAK BROOK,ILLINOIS NOTES TO FINANCIAL STATEMENTS _ Note 6. Long-Term Debt (continued) Notes Payable The Village has issued a note payable to provide funds for the acquisition of capital assets for proprietary —' activities. This note, therefore, is reported in the proprietary fund. The notes payable, currently outstanding, is as follows: Fund Debt Balance Balance Issue Retired By January 1 Debt Issued Debt Retired December 31 Sports Core Tennis Dome Refunding Notes due in monthly payments of$2,806 through October 28,2000 (at which time the remainder is due) including interest at 4.81%, Sports unsecured Core $ 117,703 $ 93,882 $ 122,521 $ 89,064 Installment Contract Payable The village has issued an installment contract payable to provide funds for the acquisition of capital assets for proprietary activities. This installment contract payable, therefore, is reported in the proprietary fund. The installment contract payable,currently outstanding is as follows: Fund Debt Balance Balance Issue Retired By January 1 Debt Issued Debt Retired December 31 General Fund Certificates, Series 1999 dated September 24, 1999,4.93% '— interest bearing contract,due in annual installments ranging from $65,000 to $100,000 through -- September 15,2009,interest payable March 15 and Sports September 15 of each year, Core secured by sales and use taxes. $ - $ 820,000 $ - $ 820,000 18 —' VILLAGE OF OAK BROOK,ILLINOIS NOTES TO FINANCIAL STATEMENTS Note 6. Long-Term Debt (continued) Debt Service Requirements Annual debt service requirements on the outstanding debt is as follows: Fiscal Year Ending December 31 2000 $ 193,479 2001 107,222 2002 108,771 2003 105,073 2004 106,376 2005 107,431 2006 103,241 2007 104,050 2008 104,613 2009 104,930 $ 1,145,186 Interest Portion $ 236,122 Legal Debt Margin 1998 Assessed Valuation(latest information available) $1,005,097,284 Legal Debt Limit- 8.625%of Assessed Valuation $ 86,689,641 Amount of Debt Applicable to Debt Limit 820,000 Legal Debt Margin $ 85,869,641 19 VILLAGE OF OAK BROOK,ILLINOIS NOTES TO FINANCIAL STATEMENTS Note 7. Interfund Account Balances — Individual fund interf ind receivable and payable balances as of December 31, 1999,are as follows: Due From/To Other Funds Receivable Fund Payable Fund Amount _ General Sports Core $ 1,253,732 Advance From/To Other Funds Receivable Fund Payable Fund Amount _ General Sports Core $ 750,000 Note 8. Commitments DuPaize Water Commission ` The Village is a customer of the DuPage Water Commission, and has executed a Water Supply Contract with the Commission for a term ending in 2024. The Contract provides that the government pay its proportionate share of"fixed costs" (debt service and capital costs) to the Commission, such obligation being unconditional and irrevocable whether or not water is ever delivered. These costs are expensed along with the other operation charges from the Commission. Fiscal Year Ending December 31 Amount 2000 $ 824,000 2001 824,000 2002 824,000 2003 824,000 2004 824,000 _ Thereafter 16,480,000 $ 20,600,000 These amounts have been calculated using the Village's current allocation percentage. In future years, this allocation percentage will be subject to change. Estimates for the remaining years of the contract are not currently available. However,the Village does not expect the minimum amounts for the remaining years of the contract to materially vary from the amounts presented above. Other —' The Village has construction and purchase commitments of approximately$329,000 as of December 31, 1999. 20 VILLAGE OF OAK BROOK,ILLINOIS NOTES TO FINANCIAL STATEMENTS Note 9. Segment Information-Enterprise Funds The Village maintains the following enterprise funds which are intended to be self-supporting through user fees charged for services to the public. Financial segment information as of and for the year ended December 31, 1999 is as follows: Waterworks Sports System Core Total Operating revenues $ 3,631,527 $ 3,078,765 $ 6,710,292 _ Depreciation and amortization expense 496,209 271,252 767,461 Operating income(loss) (407,365) (302,717) (710,082) Operating transfers in - 139,300 139,300 Operating transfers(out) (228,300) - (228,300) Net income(loss) (407,647) (172,184) (579,831) Plant,property and equipment additions 615,161 2,250,541 2,865,702 _ Total assets 17,665,397 13,399,743 31,065,140 Net working capital 5,283,201 (1,416,140) 3,867,061 Total equity 17,366,811 10,092,833 27,459,644 Note 10. Employee Retirement Plans All Village full-time employees are covered under one of the following employee retirement plans: Illinois Municipal Retirement Fund The Village's defined benefit pension plan, Illinois Municipal Retirement (IMRF), provides retirement, disability, annual cost of living adjustments and death benefits to plan members and beneficiaries. IMRF is an —' agent multiple employer pension plan that acts as a common investment and administrative agent for local governments and school districts in Illinois. The Illinois Pension Code establishes the benefit provisions of the plan that can only be amended by the Illinois General Assembly. IMRF issues a publicly available financial report that includes financial statements and required supplementary information. That report may be obtained by writing to the Illinois Municipal Retirement Fund,2211 York Road, Suite 500, Oak Brook, Illinois 60523. Employees participating in IMRF are required to contribute 4.50 percent of their annual covered salary. The member rate is established by state statute. The Village is required to contribute at an actuarially determined rate. The employer rate for calendar year 1998 was 8.31 percent of payroll. The employer contribution requirements are established and may be amended by the IMRF Board of Trustees. 21 VILLAGE OF OAK BROOK,ILLINOIS NOTES TO FINANCIAL STATEMENTS Note 10. Employee Retirement Plans (continued) For December 31, 1998, the Village's annual pension cost of$313,899 was equal to the Village's required and _ actual contributions. The required contribution was determined as part of the December 31, 1996 actuarial valuation using the entry age actuarial cost method. The actuarial assumptions included (a) 7.50% investment rate of return (net of administrative expenses), (b) projected salary increases ranging from .4% to 11.6% per year, and(c)3%per year cost-of-living adjustments. Both(a)and(b)included an inflation component of 4.0%. The actuarial value of EVIRF assets was determined using techniques that smooth the effects of short-term volatility in the market value of investments over a five-year period. IMRF's unfunded actuarial accrued liability is being amortized as a level percentage of projected payroll on a closed basis. The remaining amortization period at December 31, 1998 was 34 years. Trend Information —' Calendar Annual Percentage Year Pension of APC Ending Cost(APC) Contributed 12/31/98 $ 313,899 100 % 12/31/97 309,871 100 12/31/96 271,563 100 Actuarial assumptions used to determine the pension benefit obligation for IMRF for 1996 were changed due the 1993-1995 experience study. The principal changes were: • Fewer members are expected to take refunds. • The inflation salary assumption was lowered to 4.00% from 4.25%. • Expected salary increases due to longevity were increased. Police Pension Plan Police sworn personnel are covered by the Police Pension Plan which is a defined benefit single-employer pension plan. Although this is a single-employer pension plan,the defined benefits and employee and employer contribution levels are governed by Illinois Compiled Statutes and may be amended only by the Illinois Legislature. The plan provides retirement benefits as well as death and disability benefits. Covered employees are required to contribute 9% of their base salary to the Police Pension Plan. The member rate is determined by state statute. The Village is required to contribute at an actuarially determined rate. The employer rate for fiscal year 1999 was 3.21%of covered payroll. 22 VILLAGE OF OAK BROOK,ILLINOIS NOTES TO FINANCIAL STATEMENTS — Note 10. Employee Retirement Plans(continued) The Village's annual pension cost and net pension obligation to the Plan for the current year were as follows: Annual required contribution $ 170,378 Interest on net pension obligation (4,115) Adjustment to annual requirement contribution 2,242 Annual pension cost 168,505 Contributions made 69,674 Increase in net pension obligation 98,831 Net pension obligation,beginning of year (54,862) Net pension obligation,end of year $ 43,969 The annual required contribution for the year ended December 31, 1999, was determined as part of the December 31, 1998 actuarial valuation report using the entry age normal cost method. The actuarial assumptions included (a) 7.50% investment rate of return, (b) projected salary increases of 5.25%, (c) 3% per year cost of living adjustments. Both(a)and(b)included an inflation component of 3%. The actuarial value of Police Pension assets was determined using market value. Trend Information — Calendar Annual Annual Percentage Year Pension Contributions of APC Ending Cost(APC) Made Contributed 12/31/99 $ 168,505 $ 69,674 41.35% 12/31/98 146,032 192,824 132.04% 12/31/97 216,370 224,376 103.70% Investment Concentration: As of December 31, 1999, the Police Pension Plan holds shares in the Vanguard Institutional Mutual Fund with a fair value of$2,429,633 which represents 12.4% of plan assets and shares in the Vanguard Equity Index Mutual Fund with a fair value of$1,458,441 which represents 7.5% of plan net assets. Firefighters' Pension Plan Fire sworn personnel are covered by the Firefighters' Pension Plan which is a defined benefit single-employer pension plan. Although this is a single-employer pension plan, the defined benefits as well as the employee and employer contributions levels are governed by Illinois Compiled Statutes and may be amended only by the Illinois legislature. The plan provides retirement benefits as well as death and disability benefits. Covered employees are required to contribute 8.455% of their salary to the Firefighters' Pension Plan. The Village is required to contribute at an actuarially determined rate. The employer rate for fiscal year 1999 was 3.99%of covered payroll. 23 VILLAGE OF OAK BROOK,ILLINOIS NOTES TO FINANCIAL STATEMENTS Note 10. Employee Retirement Plans(continued) The Village's annual pension cost and net pension obligation to the Plan for the current year were as follows: Annual required contribution $ 133,566 Interest on net pension obligation (206) Adjustment to annual requirement contribution 108 Annual pension cost 133,468 Contributions made 71,334 Decrease in net pension obligation 62,134 Net pension obligation,beginning of year (2,743) Net pension obligation, end of year $ 59,391 The required contribution for the year ended December 31, 1999, was determined as part of the December 31, 1998, actuarial valuation report using the entry age normal cost method. The actuarial assumptions included (a) 7.50% investment rate of return, (b) projected salary increases of 5.0%, (c) 3% per year cost of living adjustments. Both (a) and (b) included an inflation component of 3%. The actuarial value of Firefighters' Pension assets was determined using market value. Trend Information — Calendar Annual Annual Percentage Year Pension Contributions of APC Ending Cost(APC) Made Contributed 12/31/99 $ 133,468 $ 71,334 53.4% 12/31/98 160,885 165,029 102.6% 12/31/97 180,026 178,586 99.2% Investment Concentrations: As of December 31, 1999, the Fire Pension Plan holds an insurance contract with Nationwide Life Insurance Company with a fair value of$1,060,488 which represents 5.8% of plan assets, an insurance contract with Guardian Life Insurance Company with a fair value of$1,041,047 which represents 5.7% of plan assets and shares in the Vanguard Index Trust Mutual Fund with a fair value of$1,418,479 which represents 7.8%of plan assets. 24 VILLAGE OF OAK BROOK,ILLINOIS NOTES TO FINANCIAL STATEMENTS Note 11. Deferred Compensation Plan The Village offers its employees a deferred compensation plan created in accordance with Internal Revenue Code Section 457. The plan, available to all Village employees,permits them to defer a portion of their salary until future years. For the fiscal year ended 1999,the Village made no contribution. Note 12. Contingent Liabilities Litigation: The Village is a defendant in various lawsuits. Although the outcome of these lawsuits is not presently determinable, in the opinion of the Village's attorney, the resolution of these matters will not have a material effect on the financial condition of the Village. �— Grants: Amounts received or receivable from grantor agencies are subject to audit and adjustment by grantor agencies, principally the federal government. Any disallowed claims, including amounts already collected, may constitute a liability of the applicable funds. The amount, if any,of expenditures which may be disallowed by the grantor cannot be determined at this time although the Village expects such amounts, if any, to be immaterial. DuPage Water Commission: The Village's agreement with the DuPage Water Commission provides that each member is liable for its proportionate share of any cost arising from defaults in payment obligations by other members. Note 13. Pronouncement Issued But Not Yet Adopted GASB Statement No. 34,Basic Financial Statements and Management's Discussion and Analysis for State and Local Governments, establishes financial reporting standards for state and local governments, including states, cities, towns, villages, and special-purpose governments such as school districts and public utilities. Some of the more significant aspects of the new standard include: reporting the overall state of the government's _ financial health,not just individual funds; providing the most complete information available about the cost of delivering services to the citizens; including, for the first time, information about the government's public infrastructure assets- such as bridges, roads,and storm sewers; and including an introductory section analyzing _ the government's financial performance. The Village is required to adopt this Statement for the fiscal year ending December 31, 2003. The adoption of this Statement will have a material effect on the Village's financial statements. 25 This page was intentionally left blank. SUPPLEMENTARY FINANCIAL INFORMATION VILLAGE OF OAK BROOK,ILLINOIS REQUIRED SUPPLEMENTARY INFORMATION SCHEDULE OF FUNDING PROGRESS ILLINOIS MUNICIPAL RETIREMENT FUND December 31, 1999 Schedule of Funding Progress Unfunded Actuarial (Overfunded) Accrued AAL as a Actuarial Liability Unfunded Percentage �. Actuarial Value (AAL) (Overfunded) Funded Covered of Covered Valuation of Assets Entry Age AAL Ratio Payroll Payroll Date (a) (b) (b-a) (a/b) (c) ((b-a)/c) — 12/31/98 $ 7,108,829 $ 6,882,205 $ (226,624) 103.29% $ 3,777,360 (6.00) 12/31/97 5,941,801 6,161,874 220,073 96.43% 3,578,453 6.15% 12/31/96 4,938,422 4,984,852 46,430 99.07% 3,207,244 1.45% 12/31/95 4,315,490 4,524,132 208,642 95.39% 3,104,866 6.72% 12/31/94 3,555,301 3,731,564 176,263 95.28% 2,706,579 6.51% 12/31/93 3,144,278 3,394,340 250,062 92.63% 2,374,822 10.53% — 26 VILLAGE OF OAK BROOK,ILLINOIS REQUIRED SUPPLEMENTARY INFORMATION SCHEDULE OF FUNDING PROGRESS POLICE PENSION FUND Actuarial (Overfunded) Accrued AAL as a Actuarial Liability Percentage of Actuarial Value of (AAL) (Overfunded) Funded Covered Covered Valuation Assets Entry Age AAL Ratio Payroll Payroll Date (a) (b) (b-a) (a/b) (c) ((b-a)/c) 12/31/99 $ 19,542,082 $ 18,564,949 $ (977,133) 105.3% $ 2,172,484 (45.0)% 12/31/98 18,904,148 17,216,822 (1,687,326) 109.8% 2,172,052 (77.7)% 12/31//97 17,240,465 15,849,416 (1,391,049) 108.8% 1,822,595 (76.3)% The information presented in the required supplementary schedule was determined as part of the i actuarial valuations at the dates indicated. Additional information as of the latest actuarial valuation follows: Valuation date 12/31/99 Actuarial cost method Entry age Amortization method Level percentage of pay closed Remaining amortization period 34 years Asset valuation method Market value Actuarial assumptions: Investment rate of return * 7.50% Projected salary increases * 5.25% * Includes inflation for cost-of-living adjustment at 3%per year i 27 — VILLAGE OF OAK BROOK,ILLINOIS REQUIRED SUPPLEMENTARY INFORMATION SCHEDULE OF FUNDING PROGRESS FIREFIGHTERS' PENSION FUND Actuarial (Overfunded) Accrued AAL as a Actuarial Liability Percentage of Actuarial Value of (AAL) (Overfunded) Funded Covered Covered Valuation Assets Entry Age AAL Ratio Payroll Payroll Date (a) (b) (b-a) (a/b) (c) ((b-a)/c) 12/31/99 $ 18,203,403 $ 18,051,091 $ (152,312) 100.8% $ 1,788,993 (8.5)% 12/31/98 17,364,674 15,659,293 (1,705,381) 110.9% 1,530,499 (111.4)% 12/31/97 16,159,276 15,009,251 (1,150,025) 107.7% 1,424,744 (80.7)% The information presented in the required supplementary schedule was determined as part of the actuarial valuations at the dates indicated. Additional information as of the latest actuarial valuation follows: Valuation date 12/31/99 Actuarial cost method Entry age Amortization method Level percentage of pay closed Remaining amortization period 34 years Asset valuation method Market Value Actuarial assumptions: Investment rate of return * 7.50% Projected salary increases * 5.0% * Includes inflation for cost-of-living adjustment of 3% 28 This page was intentionally left blank. GENERAL FUND General Fund - to account for resources traditionally associated with gov- ernments which are not required to be accounted for in another fund. VILLAGE OF OAK BROOK,ILLINOIS STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL GENERAL FUND Year Ended December 31, 1999 Variance Favorable Budget Actual (Unfavorable) Revenues: Intergovernmental $ 12,507,560 $ 12,293,240 $ (214,320) Licenses and permits 339,410 432,724 93,314 Service charges 354,250 425,752 71,502 Fines and penalties 219,500 198,769 (20,731) ., Interest on investments 720,000 692,422 (27,578) Miscellaneous 530,225 665,606 135,381 Total revenues 14,670,945 14,708,513 37,568 Expenditures-Current: General government 6,655,915 4,032,865 2,623,050 Public safety 7,748,815 7,435,742 313,073 Public works 1,751,680 1,678,499 73,181 Culture and recreation 841,930 809,662 32,268 Total expenditures 16,998,340 13,956,768 3,041,572 Excess(deficiency)of revenues over expenditures (2,327,395) 751,745 3,079,140 Other financing sources(uses): Operating transfers in 247,500 247,500 - Operating transfers(out) (139,300) (139,300) - 108,200 108,200 - Excess (deficiency)of revenues and other financing sources over expenditures and other financing uses $ (2,219,195) 859,945 $ 3,079,140 Fund balance: Beginning 18,639,027 Ending $ 19,498,972 29 VILLAGE OF OAK BROOK,ILLINOIS SCHEDULE OF REVENUES-BUDGET AND ACTUAL GENERAL FUND Year Ended December 31, 1999 Variance Favorable Budget Actual (Unfavorable) Intergovernmental: �. Municipal sales tax $ 11,487,000 $ 11,204,642 $ (282,358) Illinois state income tax 727,495 774,248 46,753 Corporate personal property replacement taxes 199,065 225,300 26,235 York Township road and bridge tax 94,000 89,050 (4,950) 12,507,560 12,293,240 (214,320) Licenses and permits 339,410 432,724 93,314 Service charges 354,250 425,752 71,502 Fines and penalties 219,500 198,769 (20,731) Interest on investments 720,000 692,422 (27,578) Miscellaneous: Franchise/infrastructure maintenance fees 461,000 571,515 110,515 Other 69,225 94,091 24,866 2,163,385 2,415,273 251,888 Total revenues $ 14,670,945 $ 14,708,513 $ 37,568 r w i 30 VILLAGE OF OAK BROOK,ILLINOIS SCHEDULE OF EXPENDITURES-BUDGET AND ACTUAL GENERAL FUND Year Ended December 31, 1999 Variance Favorable Budget Actual (Unfavorable) General government: Legislative and general management: Board of trustees: Personnel $ 72,695 $ 67,624 $ 5,071 Materials and supplies 1,595 1,518 77 Operation and contractual 120,230 58,525 61,705 194,520 127,667 66,853 Village clerk: Personnel 127,370 105,923 21,447 Materials and supplies 2,690 2,685 5 Operation and contractual 37,750 13,643 24,107 Capital 15,490 15,488 2 183,300 137,739 45,561 Legal: Personnel 113,700 113,698 2 Materials and supplies 3,350 2,628 722 _ Operation and contractual 48,815 32,751 16,064 165,865 149,077 16,788 General management: Personnel 273,805 273,804 1 Materials and supplies 2,350 1,792 558 Operation and contractual 1,480 1,274 206 277,635 276,870 765 Human resources: Personnel 55,435 54,811 624 Materials and supplies 2,330 2,327 3 Operation and contractual 80,870 63,598 17,272 13 8,63 5 120,736 17,899 Risk management: Personnel 32,335 29,607 2,728 Operation and contractual 422,000 404,189 17,811 454,335 433,796 20,539 (continued) 31 Y VILLAGE OF OAK BROOK,ILLINOIS SCHEDULE OF EXPENDITURES-BUDGET AND ACTUAL(Continued) GENERAL FUND Year Ended December 31, 1999 Variance Favorable ... Budget Actual (Unfavorable) General government: (continued) Legislative and general management: (continued) Emergency management: Personnel $ 6,965 $ 6,963 $ 2 Materials and supplies 425 422 3 Operation and contractual 17,360 17,356 4 Capital 7,040 7,040 - 31,790 31,781 9 General services: Personnel 44,030 43,799 231 Materials and supplies 54,960 54,958 2 Operation and contractual 166,445 166,443 2 d Capital 55,005 3,610 51,395 320,440 268,810 51,630 Purchasing: + Personnel 92,725 92,720 5 Materials and supplies 2,220 1,849 371 Operation and contractual 670 70 600 95,615 94,639 976 Information systems: Personnel 200,195 200,193 2 Materials and supplies 18,500 18,498 2 Operation and contractual 126,115 126,114 1 Capital 292,835 269,223 23,612 637,645 614,028 23,617 Village communications center: Personnel 501,085 479,445 21,640 Materials and supplies 9,840 7,372 2,468 Operation and contractual 11,370 9,666 1,704 Capital 25,200 13,240 11,960 547,495 509,723 37,772 -- Total legislative and general management 3,047,275 2,764,866 282,409 (continued) 32 VILLAGE OF OAK BROOK,ILLINOIS SCHEDULE OF EXPENDITURES-BUDGET AND ACTUAL(Continued) GENERAL FUND Year Ended December 31, 1999 Variance Favorable Budget Actual (Unfavorable) r.. General government: (continued) Financial services: Financial services management: Personnel $ 126,725 $ 126,722 $ 3 Materials and supplies 2,305 953 1,352 Operation and contractual 38,865 17,360 21,505 '- 167,895 145,035 22,860 Accounting and reporting: Personnel 235,535 222,144 13,391 Materials and supplies 7,715 7,712 3 Operation and contractual 28,085 22,858 5,227 271,335 252,714 18,621 Total financial services 439,230 397,749 41,481 '- Engineering and capital projects: Engineering: Personnel 323,790 323,790 - Materials and supplies 2,400 1,595 805 Operation and contractual 18,695 17,689 1,006 Capital 7,500 - 7,500 352,385 343,074 9,311 Municipal building improvements: Operation and contractual 34,025 13,561 20,464 Capital 247,000 163,253 83,747 281,025 176,814 104,211 -- Traffic and lighting improvements: Capital 6,000 4,070 1,930 Library building project: Operation and contractual 307,805 307,801 4 Capital 1,492,195 - 1,492,195 1,800,000 307,801 1,492,199 Municipal building project Operation and contractual 230,000 38,491 191,509 Capital 500,000 - 500,000 730,000 38,491 691,509 Total engineering and capital projects 3,169,410 870,250 2,299,160 Total general government 6,655,915 4,032,865 2,623,050 (continued) 33 VILLAGE OF OAK BROOK,ILLINOIS SCHEDULE OF EXPENDITURES-BUDGET AND ACTUAL(Continued) GENERAL FUND Year Ended December 31, 1999 -- Variance Favorable Budget Actual (Unfavorable) Public safety: - Police department: Police services management: Personnel $ 254,595 $ 244,697 $ 9,898 Materials and supplies 5,125 4,654 471 Operation and contractual 56,075 43,781 12,294 315,795 293,132 22,663 Police field services: Personnel 2,153,755 2,153,754 1 Materials and supplies 46,485 46,484 1 Operation and contractual 260,420 260,416 4 Capital 88,565 88,563 2 2,549,225 2,549,217 8 Police general support: - Personnel 230,855 211,191 19,664 Materials and supplies 15,925 14,325 1,600 Operation and contractual 4,700 1,397 3,303 251,480 226,913 24,567 Police investigations: _ Personnel 475,655 355,384 120,271 Materials and supplies 8,500 5,591 2,909 Operation and contractual 26,355 23,946 2,409 510,510 384,921 125,589 (continued) 0 34 VILLAGE OF OAK BROOK,ILLINOIS SCHEDULE OF EXPENDITURES-BUDGET AND ACTUAL(Continued) GENERAL FUND Year Ended December 31, 1999 Variance Favorable Budget Actual (Unfavorable) Public safety: (continued) Police department: (continued) Police records: Personnel $ 113,555 $ 102,542 $ 11,013 Materials and supplies 8,350 8,347 3 Operation and contractual 5,550 4,730 820 127,455 115,619 11,836 Public relations/crime prevention: Personnel 115,460 115,459 1 Materials and supplies 5,320 5,317 3 Operation and contractual 5,300 5,298 2 Capital 13,345 13,345 - 139,425 139,419 6 Total police department 3,893,890 3,709,221 184,669 Fire and community development: Fire and ems general salaries: Personnel 2,283,055 2,283,051 4 Fire service management: Personnel 194,080 172,107 21,973 Materials and supplies 3,325 1,525 1,800 Operation and contractual 10,205 5,631 4,574 207,610 179,263 28,347 Fire suppression: Personnel 36,200 31,059 5,141 Materials and supplies 43,420 43,419 1 Operation and contractual 231,630 231,628 2 Capital 157,245 151,641 5,604 468,495 457,747 10,748 Emergency medical services: Personnel 42,445 28,883 13,562 Materials and supplies 10,900 8,892 2,008 Operation and contractual 319,735 288,483 31,252 Capital 5,000 4,954 46 378,080 331,212 46,868 (continued) 35 VILLAGE OF OAK BROOK,ILLINOIS SCHEDULE OF EXPENDITURES-BUDGET AND ACTUAL(Continued) GENERAL FUND Year Ended December 31, 1999 Variance Favorable Budget Actual (Unfavorable) Public safety: (continued) Fire and community development: (continued) Code enforcement: Personnel $ 312,660 $ 286,371 $ 26,289 Materials and supplies 4,925 4,923 2 Operation and contractual 53,165 53,163 2 Capital 1,200 - 1,200 -- 371,950 344,457 27,493 Planning and zoning: Personnel 123,010 108,073 14,937 Materials and supplies 1,775 1,772 3 Operation and contractual 20,950 20,946 4 ,. 145,735 130,791 14,944 Total fire and code enforcement 3,854,925 3,726,521 128,404 _ Total public safety 7,748,815 7,435,742 313,073 Public works: Public works management: Personnel 235,895 235,891 4 _ Materials and supplies 2,470 2,469 1 Operation and contractual 12,170 12,167 3 250,535 250,527 8 Mosquito control: Operation and contractual 54,040 40,768 13,272 Building and grounds: Personnel 60,320 60,317 3 _ Materials and supplies 22,680 22,676 4 Operation and contractual 129,560 129,557 3 Capital 43,015 43,015 - 255,575 255,565 10 (continued) 36 VILLAGE OF OAK BROOK,ILLINOIS SCHEDULE OF EXPENDITURES-BUDGET AND ACTUAL(Continued) GENERAL FUND Year Ended December 31, 1999 Variance Favorable Budget Actual (Unfavorable) �. Public works: (continued) Streets-General salaries: Personnel $ 532,800 $ 532,787 $ 13 Materials and supplies 4,370 3,299 1,071 Operation and contractual 4,180 2,665 1,515 541,350 538,751 2,599 Street maintenance: Materials and supplies 19,300 11,541 7,759 - Operation and contractual 93,540 91,072 2,468 Capital 2,500 1,810 690 115,340 104,423 10,917 Traffic and lighting maintenance: Materials and supplies 10,640 10,638 2 Operation and contractual 116,940 116,936 4 Capital 16,385 16,385 - 143,965 143,959 6 Snow removal: Personnel 40,430 38,091 2,339 Materials and supplies 44,000 42,138 1,862 Operation and contractual 40,985 39,983 1,002 Capital 2,840 2,840 - 128,255 123,052 5,203 Drainage maintenance: Materials and supplies 3,955 3,955 - Operation and contractual 48,355 45,849 2,506 52,310 49,804 2,506 Forestry: Personnel 19,550 4,687 14,863 Materials and supplies 1,310 1,268 42 -- Operation and contractual 140,735 120,508 20,227 161,595 126,463 35,132 Safety pathway maintenance: Materials and supplies 9,055 9,052 3 Operation and contractual 39,660 36,135 3,525 -- 48,715 45,187 3,528 Total public works 1,751,680 1,678,499 73,181 (continued) 37 VILLAGE OF OAK BROOK,ILLINOIS SCHEDULE OF EXPENDITURES-BUDGET AND ACTUAL(Continued) GENERAL FUND Year Ended December 31, 1999 - Variance Favorable Budget Actual (Unfavorable) Culture and recreation: Library general operations: Personnel $ 239,065 $ 235,717 $ 3,348 Materials and supplies 16,350 11,704 4,646 Operation and contractual 64,420 53,334 11,086 Capital 2,265 2,265 - 322,100 303,020 19,080 -- Library technical services: Personnel 67,775 63,251 4,524 - Materials and supplies 8,690 5,448 3,242 Operation and contractual 4,210 4,207 3 80,675 72,906 7,769 - Library reference and adult services: Personnel 107,615 107,613 2 - Materials and supplies 95,000 94,769 231 Operation and contractual 4,920 4,791 129 207,535 207,173 362 - Library youth services: Personnel 75,915 71,401 4,514 - Materials and supplies 30,000 29,460 540 Operation and contractual 2,700 2,698 2 108,615 103,559 5,056 - Community events: Operation and contractual 123,005 123,004 1 _ Total culture and recreation 841,930 809,662 32,268 - Total expenditures $ 16,998,340 $ 13,956,768 $ 3,041,572 38 SPECIAL REVENUE FUNDS Hotel/Motel Tax Fund - to account for local hotel/motel tax receipts re- stricted for promoting tourism and conventions in the Village. Motor Fuel Tax Fund - to account for State Gasoline Tax Allocations re- stricted for local roadway program expenditures. Foreign Fire Insurance Tax Fund - to account for Foreign Fire Insurance revenue restricted for the purchase of items for the benefit of the fire department. VILLAGE OF OAK BROOK,ILLINOIS COMBINING BALANCE SHEET '— SPECIAL REVENUE FUNDS December 31, 1999 Foreign Fire Hotel/Motel Motor Fuel Insurance ASSETS Tax Tax Tax Total Cash and investments $ 437,413 $ 683,107 $ 60,203 $ 1,180,723 Receivables: Allotments - 23,806 - 23,806 Accrued interest 1,862 3,067 161 5,090 Other,hotel/motel tax 33,538 - - 33,538 Total assets $ 472,813 $ 709,980 $ 60,364 $ 1,243,157 LIABILITIES AND FUND BALANCES Liabilities Accounts payable $ 81,300 $ - $ - $ 81,300 Fund balances Unreserved 391,513 709,980 60,364 1,161,857 Total liabilities and fund balances $ 472,813 $ 709,980 $ 60,364 $ 1,243,157 39 VILLAGE OF OAK BROOK,ILLINOIS COMBINING STATEMENT OF REVENUES,EXPENDITURES AND _ CHANGES IN FUND BALANCES-BUDGET AND ACTUAL SPECIAL REVENUE FUNDS Year Ended December 31, 1999 _ Hotel/Motel Tax Variance Favorable Budget Actual (Unfavorable) Revenues: Intergovernmental $ - $ - $ - Hotel/motel taxes 319,700 338,951 19,251 _ Interest on investments 16,250 18,490 2,240 Total revenues 335,950 357,441 21,491 Expenditures-Current: _ Public safety - - - Culture and recreation 360,000 334,699 25,301 Total expenditures 360,000 334,699 25,301 Excess(deficiency)of revenues over expenditures (24,050) 22,742 46,792 Other financing sources(uses), operating transfers(out) - - - Excess(deficiency)of revenues and other financing sources over expenditures and other financing uses $ (24,050) 22,742 $ 46,792 Fund balances: Beginning 368,771 Ending $ 391,513 40 Motor Fuel Tax Foreign Fire Insurance Tax Totals Variance Variance Variance Favorable Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) Budget Actual (Unfavorable) $ 217,100 $ 235,025 $ 17,925 $ 27,800 $ 27,419 $ (381) $ 244,900 $ 262,444 $ 17,544 - - - - - - 319,700 338,951 19,251 20,000 27,071 7,071 2,000 1,697 (303) 38,250 47,258 9,008 237,100 262,096 24,996 29,800 29,116 (684) 602,850 648,653 45,803 - - - 23,000 8,076 14,924 23,000 8,076 14,924 - - - - 360,000 334,699 25,301 - - - 23,000 8,076 14,924 383,000 342,775 40,225 237,100 262,096 24,996 6,800 21,040 14,240 219,850 305,878 86,028 �- (10,000) - 10,000 - - - (10,000) - 10,000 -- $ 227,100 262,096 $ 34,996 $ 6,800 21,040 $ 14,240 $ 209,850 305,878 $ 96,028 447,884 39,324 855,979 $ 709,980 $ 60,364 $1,161,857 41 This page was intentionally left blank. SHd2U UNLU AHVZHIHdOHd ENTERPRISE FUNDS Waterworks System Fund - to account for revenues and expenses relative to the operation of the water utility. Sports Core Fund - to account for revenues and expenses relative to the operation of the Sports Core. a This page was intentionally left blank. i VILLAGE OF OAK BROOK,ILLINOIS COMBINING BALANCE SHEET ENTERPRISE FUNDS December 31, 1999 -- Waterworks Sports ASSETS System Core Total Current Assets Cash and investments $ 5,144,386 $ 182,557 $ 5,326,943 Receivables,net of allowances for _ uncollectibles,where applicable: Billed water sales 94,410 - 94,410 Unbilled water sales 314,705 - 314,705 Accrued interest 24,091 - 24,091 Other 4,195 37,011 41,206 Inventories - 166,202 166,202 Total current assets 5,581,787 385,770 5,967,557 Restricted Assets: Cash and investments - 155,052 155,052 Fixed Assets Property,plant and equipment 17,538,614 16,353,853 33,892,467 Accumulated depreciation (7,130,597) (3,494,932) (10,625,529) 10,408,017 12,85 8,921 23,266,938 Other Assets Water purchase rights 1,675,593 - 1,675,593 Total assets $ 17,665,397 $ 13,399,743 $ 31,065,140 _ 42 Waterworks Sports LIABILITIES AND FUND EQUITY System Core Total Current Liabilities Accounts payable $ 271,156 $ 314,717 $ 585,873 Accrued payroll 12,832 22,101 34,933 Accrued interest payable - 10,965 10,965 Compensated absences 14,598 22,231 36,829 Deposits payable - 24,100 24,100 Due to other funds - 1,253,732 1,253,732 Notes payable - 89,064 89,064 Installment contract payable - 65,000 65,000 Total current liabilities 298,586 1,801,910 2,100,496 Long-term Liabilities Advances from other funds - 750,000 750,000 Installment contract payable - 755,000 755,000 - 1,505,000 1,505,000 Total liabilities 298,586 3,306,910 3,605,496 Fund Equity Contributed capital - 11,025,590 11,025,590 Retained earnings: Reserved-Golf surcharge - 155,052 155,052 Unreserved(deficit) 17,366,811 (1,087,809) 16,279,002 Total retained earnings 17,366,811 (932,757) 16,434,054 Total fund equity 17,366,811 10,092,833 27,459,644 Total liabilities and fund equity $ 17,665,397 $ 13,399,743 $ 31,065,140 43 VILLAGE OF OAK BROOK,ILLINOIS COMBINING STATEMENT OF REVENUES,EXPENSES, AND CHANGES IN RETAINED EARNINGS ENTERPRISE FUNDS _ Year Ended December 31,1999 Waterworks Sports System Core Total Operating revenues: Charges for services $ 3,573,694 $ 3,078,765 $ 6,652,459 Miscellaneous 57,833 - 57,833 Total operating revenues 3,631,527 3,078,765 6,710,292 +' Operating expenses: Operation of facilities 3,542,683 3,110,230 6,652,913 Depreciation and amortization 496,209 271,252 767,461 Total operating expenses 4,038,892 3,381,482 7,420,374 Operating income(loss) (407,365) (302,717) (710,082) Nonoperating revenues(expenses): Interest on investments 228,018 7,228 235,246 Interest expense - (15,995) (15,995) Income(loss)before operating transfers (179,347) (311,484) (490,831) Operating transfers in - 139,300 139,300 -- Operating transfers(out) (228,300) - (228,300) Net income(loss) (407,647) (172,184) (579,831) Retained earnings(deficit): Beginning 17,774,458 (760,573) 17,013,885 �- Ending $ 17,366,811 $ (932,757) $ 16,434,054 44 VILLAGE OF OAK BROOK,ILLINOIS COMBINING STATEMENT OF CASH FLOWS ENTERPRISE FUNDS Year Ended December 31,1999 Waterworks Sports System Core Total Cash Flows from Operating Activities Operating income(loss) $ (407,365)$ (302,717)$ (710,082) Adjustments to reconcile operating income(loss)to net cash provided by operating activities: Depreciation and amortization 496,209 271,252 767,461 Changes in assets and liabilities: Accounts receivable 26,818 - 26,818 Other receivable (1,982) 15,874 13,892 Inventories - (25,464) (25,464) Accounts payable 89,637 252,845 342,482 Accrued payroll and compensated absences 4,616 9,597 14,213 Accrued interest payable - 10,965 10,965 Deposits payable - 750 750 Net cash provided by operating activities 207,933 233,102 441,035 Cash Flows from Noncapital Financing Activities Borrowings from other funds - 1,277,836 1,277,836 Operating transfers in - 139,300 139,300 Operating transfers(out) (228,300) - (228,300) Net cash provided by(used in) noncapital financing activities (228,300) 1,417,136 1,188,836 Cash Flows from Capital and Related Financing Activities Purchase of fixed assets (615,161) (2,250,541) (2,865,702) Proceeds from notes payable - 93,882 93,882 Principal paid on notes payable - (122,521) (122,521) Interest paid on notes payable - (15,995) (15,995) Proceeds from installment contract payable - 820,000 820,000 Net cash(used in)capital and related financing activities (615,161) (1,475,175) (2,090,336) Cash Flows from Investing Activities Investment purchases (1,141,202) (77,859) (1,219,061) Investment maturities 200,000 - 200,000 Interest received on investments 248,380 8,037 256,417 Net cash(used in)investing activities (692,822) (69,822) (762,644) Net increase(decrease)in cash and cash equivalents (1,328,350) 105,241 (1,223,109) Cash and cash equivalents: Beginning 3,549,005 77,316 3,626,321 Ending $ 2,220,655 $ 182,557 $ 2,403,212 _ Reconciliation of Cash and Cash Equivalents to Combining Balance Sheet Cash and cash equivalents $ 2,220,655 $ 182,557 $ 2,403,212 Investments(including$155,052 of restricted assets) 2,923,731 155,052 3,078,783 $ 5,144,386 $ 337,609 $ 5,481,995 Supplemental Schedule of Noncash Investing and Financing Activities: Appreciation(depreciation)in the fair value of investments $ (16,189)$ (809) $ (16,998) 45 VILLAGE OF OAK BROOK,ILLINOIS STATEMENT OF REVENUES,EXPENSES,AND CHANGES IN " RETAINED EARNINGS-BUDGET AND ACTUAL WATERWORKS SYSTEM FUND Year Ended December 31, 1999 "— Variance Favorable Budget Actual (Unfavorable) Operating revenues: Charges for services: Water sales $ 3,238,200 $ 3,369,694 $ 131,494 Unmetered sales 5,000 10,107 5,107 Water tap on charges 60,000 103,381 43,381 Fire service charges - 71,119 71,119 Meter fees and special services 28,100 19,393 (8,707) Miscellaneous 39,000 57,833 18,833 Total operating revenues 3,370,300 3,631,527 261,227 Operating expenses: Operation of facilities 3,564,465 3,542,683 21,782 Depreciation and amortization - 496,209 (496,209) Total operating expenses 3,564,465 4,038,892 (474,427) Operating income(loss) (194,165) (407,365) (213,200) Nonoperating revenues: Interest on investments 245,000 228,018 (16,982) Income(loss)before operating transfers 50,835 (179,347) (230,182) Operating transfers(out) (228,300) (228,300) - Net income(loss) $ (177,465) (407,647) $ (230,182) Retained earnings: Beginning 17,774,458 Ending $ 17,366,811 46 —. VILLAGE OF OAK BROOK,ILLINOIS SCHEDULE OF OPERATING EXPENSES-BUDGET AND ACTUAL WATERWORKS SYSTEM FUND Year Ended December 31, 1999 Variance Favorable Budget Actual (Unfavorable) Operation of facilities: Public works: Water operations: Personnel $ 404,270 $ 404,265 $ 5 Materials and supplies 76,405 76,404 1 Operation and contractual 3,083,790 3,062,014 21,776 Total water operations 3,564,465 3,542,683 21,782 Capital improvements: Capital 672,890 615,161 57,729 Less: items capitalized (672,890) (615,161) (57,729) Total capital improvements - - - Total operation of facilities 3,564,465 3,542,683 21,782 Depreciation and amortization: Depreciation - 427,349 (427,349) Amortization - 68,860 (68,860) Total depreciation and amortization - 496,209 (496,209) Total operating expenses $ 3,564,465 $ 4,038,892 $ (474,427) 47 VILLAGE OF OAK BROOK,ILLINOIS SCHEDULE OF PROPERTY,PLANT AND EQUIPMENT AND ACCUMULATED DEPRECIATION WATERWORKS SYSTEM FUND Year Ended December 31, 1999 Property,Plant, and Equipment Additions Balance and Balance — January 1 Transfers Disposals December 31 Land and land rights $ 215,800 $ - $ - $ 215,800 --. Service of supply plant- Wells and springs 314,753 - - 314,753 Structure and improvements 692,141 26,414 - 718,555 Electrical pumping equipment 437,170 146,000 - 583,170 Water treatment equipment 8,149 - - 8,149 Distribution,reservoirs,mains and standpipes 14,014,530 284,263 - 14,298,793 Meters and meter installation 893,480 153,574 - 1,047,054 Hydrants 181,472 - - 181,472 Office furniture and equipment 20,763 - - 20,763 Tools, shop and garage equipment 20,189 - - 20,189 Laboratory equipment 1,070 - - 1,070 Miscellaneous equipment 112,533 4,910 - 117,443 Intangible plant-Organization 11,403 - - 11,403 $ 16,923,453 $ 615,161 $ - $ 17,538,614 48 ~ Rate of Depreciation Accumulated Depreciation or Additions Amortization Balance and Balance Net Asset (Years) January 1 Transfers Disposals December 31 Value $ - $ - $ - $ - $ 215,800 40 196,630 7,869 - 204,499 110,254 40 146,745 17,633 - 164,378 554,177 40 162,474 12,754 - 175,228 407,942 10 8,149 - - 8,149 - 40 5,340,407 353,916 - 5,694,323 8,604,470 ~ 15 583,957 28,471 - 612,428 434,626 40 101,023 4,537 - 105,560 75,912 10 20,763 - - 20,763 - 5 19,338 663 - 20,001 188 5 1,070 - - 1,070 - 5 111,289 1,506 - 112,795 4,648 5 11,403 - - 11,403 - $ 6,703,248 $ 427,349 $ - $ 7,130,597 $ 10,408,017 49 VILLAGE OF OAK BROOK,ILLINOIS r STATEMENT OF REVENUES,EXPENSES,AND CHANGES IN RETAINED EARNINGS-BUDGET AND ACTUAL SPORTS CORE FUND Year Ended December 31, 1999 Variance -- Favorable Budget Actual (Unfavorable) Operating revenues: Charges for services: Golf $ 2,094,165 $ 1,890,904 $ (203,261) Bath and tennis 1,072,485 1,187,861 115,376 Total operating revenues 3,166,650 3,078,765 (87,885) Operating expenses: Golf club 1,483,170 1,327,849 155,321 Bath and tennis 1,789,185 1,782,381 6,804 _ Depreciation - 271,252 (271,252) Total operating expenses 3,272,355 3,381,482 (109,127) Operating income(loss) (105,705) (302,717) (197,012) Nonoperating revenues(expenses): r Interest on investments 56,500 7,228 (49,272) Interest expense (22,740) (15,995) 6,745 Income(loss)before operating transfers (71,945) (311,484) (239,539) Operating transfers in 139,300 139,300 Net income(loss) $ 67,355 (172,184) $ (239,539) Retained earnings(deficit): Beginning (760,573) Ending $ (932,757) 50 VILLAGE OF OAK BROOK,ILLINOIS _ SCHEDULE OF OPERATING REVENUES-BUDGET AND ACTUAL SPORTS CORE FUND Year Ended December 31, 1999 Variance Favorable Budget Actual (Unfavorable) Charges for services: Golf- Fees olfFees $ 1,273,890 $ 1,277,387 $ 3,497 Golf surcharge 70,500 71,945 1,445 Memberships 261,300 267,350 6,050 Merchandise sales 212,675 124,201 (88,474) Food sales 117,100 50,478 (66,622) Beverage sales 158,700 99,543 (59,157) 2,094,165 1,890,904 (203,261) Bath and tennis: Fees 223,140 196,094 (27,046) Memberships 233,645 197,117 (36,528) Merchandise sales 1,000 1,326 326 Food sales 417,900 528,755 110,855 Beverage sales 144,900 194,675 49,775 Miscellaneous 51,900 69,894 17,994 1,072,485 1,187,861 115,376 Total operating revenues $ 3,166,650 $ 3,078,765 $ (87,885) 1 51 VILLAGE OF OAK BROOK,ILLINOIS SCHEDULE OF OPERATING EXPENSES-BUDGET AND ACTUAL SPORTS CORE FUND Year Ended December 31, 1999 Variance Favorable Budget Actual (Unfavorable) Operations-Golf club: - General operations: Personnel $ 310,785 $ 310,781 $ 4 Materials and supplies 185,690 154,575 31,115 - Operation and contractual 124,550 110,202 14,348 621,025 575,558 45,467 Range operations: Personnel 39,520 38,237 1,283 Materials and supplies 11,000 10,174 826 - Operation and contractual 2,200 1,304 896 52,720 49,715 3,005 - Golf cart operations: Personnel 20,905 20,904 1 Materials and supplies 1,075 1,071 4 Operation and contractual 56,610 56,608 2 78,590 78,583 7 Golf course maintenance: Personnel 354,465 354,465 - Materials and supplies 120,640 110,963 9,677 - Operation and contractual 37,160 37,159 1 512,265 502,587 9,678 Golf course lounge operations: Personnel 97,960 45,287 52,673 Materials and supplies 118,610 75,235 43,375 Operation and contractual 2,000 884 1,116 218,570 121,406 97,164 Total golf club 1,483,170 1,327,849 155,321 (continued) 52 - VILLAGE OF OAK BROOK,ILLINOIS SCHEDULE OF OPERATING EXPENSES-BUDGET AND ACTUAL (Continued) SPORTS CORE FUND Year Ended December 31, 1999 Variance Favorable Budget Actual (Unfavorable) Operations-Bath and tennis: General operations: Personnel $ 357,680 $ 357,678 $ 2 Materials and supplies 28,130 28,130 - Operation and contractual 112,975 112,973 2 498,785 498,781 4 Swimming operations: Personnel 109,350 109,348 2 Materials and supplies 19,325 19,325 - Operation and contractual 25,415 25,415 - '- 154,090 154,088 2 Tennis operations-Outdoor: Personnel 76,070 76,066 4 Materials and supplies 12,060 12,059 1 Operation and contractual 14,235 14,234 1 '- 102,365 102,359 6 Tennis operations-Indoor: Personnel 83,545 83,543 2 Materials and supplies 13,565 13,564 1 Operation and contractual 48,665 48,665 - 145,775 145,772 3 (continued) 53 VILLAGE OF OAK BROOK,ILLINOIS SCHEDULE OF OPERATING EXPENSES-BUDGET AND ACTUAL (Continued) SPORTS CORE FUND Year Ended December 31, 1999 Variance Favorable Budget Actual (Unfavorable) Operations-Bath and tennis: (continued) _ Food and beverage: Personnel $ 389,260 $ 388,165 $ 1,095 Materials and supplies 336,270 339,102 (2,832) — Operation and contractual 162,640 154,114 8,526 888,170 881,381 6,789 Total bath and tennis 1,789,185 1,782,381 6,804 Capital improvements: _ Capital outlay 2,331,665 2,250,541 81,124 Less: items capitalized (2,331,665) (2,250,541) (81,124) Total capital improvements - - - Depreciation - 271,252 (271,252) Total operating expenses $ 3,272,355 $ 3,381,482 $ (109,127) 54 This page was intentionally left blank. r VILLAGE OF OAK BROOK,ILLINOIS SCHEDULE OF PROPERTY,PLANT AND EQUIPMENT AND ACCUMULATED DEPRECIATION SPORTS CORE FUND Year Ended December 31, 1999 Property,Plant and Equipment Additions Balance and Balance January 1 Transfers Disposals December 31 Land $ 8,292,249 $ - $ - $ 8,292,249 — Land improvements-Golf course 1,726,743 44,507 - 1,771,250 Land improvements-Bath and tennis 151,611 - - 151,611 Buildings-Golf 726,184 1,253,974 - 1,980,158 — Buildings-Bath and tennis 2,132,836 14,706 - 2,147,542 Machinery and equipment-Golf 868,255 87,304 (69,440) 886,119 Machinery and equipment-Bath and tennis 133,626 19,332 (3,704) 149,254 Computer equipment 21,367 - - 21,367 Construction in progress-Golf 96,270 741,644 - 837,914 Construction in progress-Bath and tennis 14,705 74,737 - 89,442 Vehicles 12,610 14,337 - 26,947 $ 14,176,456 $ 2,250,541 $ (73,144) $ 16,353,853 - - r 55 Rate of Depreciation Accumulated Depreciation or Additions Amortization Balance and Balance Net Asset (Years) January 1 Transfers Disposals December 31 Value $ - $ - $ - $ - $ 8,292,249 25 1,006,084 70,392 - 1,076,476 694,774 10 151,611 - - 151,611 - 40 263,669 33,055 - 296,724 1,683,434 40 1,192,397 88,173 - 1,280,570 866,972 '— 10 567,094 60,950 (69,440) 558,604 327,515 10 82,334 17,624 (3,704) 96,254 53,000 5 21,367 - - 21,367 - - - - - - 837,914 - - - - - 89,442 4 12,268 1,058 - 13,326 13,621 $ 3,296,824 $ 271,252 $ (73,144) $ 3,494,932 $ 12,858,921 56 This page was intentionally left blank. r INTERNAL SERVICE FUNDS Self-Insurance Fund - to account for all costs associated with self- insurance risks for employee health and dental insurance. Garage Fund - to account for all costs associated with the operation and maintenance of the Village's vehicle fleet equipment. Capital Replacement Fund - to account for revenues and expenditures relative to the replacement of major capital equipment, primarily vehicles. VILLAGE OF OAK BROOK,ILLINOIS COMBINING BALANCE SHEET _ INTERNAL SERVICE FUNDS December 31, 1999 Self- Capital ASSETS Insurance Garage Replacement Total Current Assets Cash and investments $ 303,760 $ 179,430 $ 2,222,334 $ 2,705,524 Receivables, accrued interest 3,091 28 11,826 14,945 Inventories - 41,975 - 41,975 Total current assets 306,851 221,433 2,234,160 2,762,444 Fixed Assets Equipment - 126,812 3,661,877 3,788,689 Accumulated depreciation - (96,783) (1,769,238) (1,866,021) Total fixed assets - 30,029 1,892,639 1,922,668 Total assets $ 306,851 $ 251,462 $ 4,126,799 $ 4,685,112 LIABILITIES AND FUND EQUITY Current Liabilities Accounts payable $ 600 $ 21,685 $ - $ 22,285 Accrued payroll - 1,776 - 1,776 Compensated absences - 5,960 - 5,960 Claims payable 119,700 - - 119,700 Total liabilities 120,300 29,421 - 149,721 Fund Equity Retained earnings,unreserved 186,551 222,041 4,126,799 4,535,391 Total liabilities and fund equity $ 306,851 $ 251,462 $ 4,126,799 $ 4,685,112 57 VILLAGE OF OAK BROOK,ILLINOIS COMBINING STATEMENT OF REVENUES,EXPENSES AND CHANGES IN RETAINED EARNINGS INTERNAL SERVICE FUNDS Year Ended December 31, 1999 Self- Capital Insurance Garage Replacement Total Operating revenues: Charges for services $ 1,047,421 $ 332,100 $ 504,080 $ 1,883,601 Operating expenses: Operation of garage - 271,001 - 271,001 Claims and insurance 1,169,979 - - 1,169,979 Depreciation - 12,500 282,023 294,523 _ Total operating expenses 1,169,979 283,501 282,023 1,735,503 Operating income(loss) (122,558) 48,599 222,057 148,098 _ Nonoperating revenues: Interest on investments 12,102 7,905 104,067 124,074 Gain on sale of fixed assets - - 26,718 26,718 Income(loss)before operating transfers (110,456) 56,504 352,842 298,890 Operating transfers(out) - (19,200) - (19,200) Net income(loss) (110,456) 37,304 352,842 279,690 Retained earnings: Beginning 297,007 184,737 3,773,957 4,255,701 Ending $ 186,551 $ 222,041 $ 4,126,799 $ 4,5352391 i 58 — VILLAGE OF OAK BROOK,ILLINOIS COMBINING STATEMENT OF CASH FLOWS INTERNAL SERVICE FUNDS Year Ended December 31, 1999 Self- Capital Insurance Garage Replacement Total Cash Flows From Operating Activities Operating income(loss) $ (122,558) $ 48,599 $ 222,057 $ 148,098 Adjustments to reconcile operating income(loss) to net cash provided by operating activities: Depreciation - 12,500 282,023 294,523 Changes in assets and liabilities: Accounts receivable - (28) - (28) Inventories - (6,266) - (6,266) Accounts payable 100 19,052 (23,167) (4,015) Accrued payroll and compensated absences - 3,028 - 3,028 Claims payable 23,326 - - 23,326 -- Net cash provided by(used in) operating activities (99,132) 76,885 480,913 458,666 Cash Flows From Noncapital Financing Activities Operating transfers(out) - (19,200) - (19,200) Net cash flows(used in)noncapital financing activities - (19,200) - (19,200) Cash Flows From Capital and Related Financing Activities Acquisition of equipment - (5,709) (589,286) (594,995) Proceeds from sale of equipment - - 43,799 43,799 Net cash(used in)capital and related financing activities - (5,709) (545,487) (551,196) Cash Flows from Investing Activities Investment purchases (10,388) - (466,261) (476,649) Investment maturities 50,000 - - 50,000 Interest received on investments 12,633 7,905 114,004 134,542 Net cash provided by(used in) investing activities 52,245 7,905 (352,257) (292,107) Net increase(decrease)in cash and cash equivalents (46,887) 59,881 (416,831) (403,837) Cash and cash equivalents: Beginning 209,132 119,549 1,203,508 1,532,189 Ending $ 162,245 $ 179,430 $ 786,677 $ 1,128,352 Reconciliation of Cash and Cash Equivalents to Combining Balance Sheet Cash and cash equivalents $ 162,245 $ 179,430 $ 786,677 $ 1,128,352 Investments 141,515 - 1,435,657 1,577,172 $ 303,760 $ 179,430 $ 2,222,334 $ 2,705,524 Supplemental Schedule of Noncash Investing and Financing Activities: Appreciation(depreciation)in the fair value of investments $ (912) $ - $ (7,942) $ (8,854) 59 VILLAGE OF OAK BROOK,ILLINOIS STATEMENT OF REVENUES,EXPENSES AND CHANGES IN RETAINED EARNINGS-BUDGET AND ACTUAL SELF-INSURANCE FUND .. Year Ended December 31, 1999 Variance Favorable Budget Actual (Unfavorable) Operating revenues: Charges for services $ 979,800 $ 1,047,421 $ 67,621 Operating expenses: Claims and insurance: Insurance and administration 188,585 185,879 2,706 _ Health claims 871,020 871,018 2 Dental claims 110,375 113,082 (2,707) Total operating expenses 1,169,980 1,169,979 1 Operating income(loss) (190,180) (122,558) 67,622 Nonoperating revenues: Interest on investments 20,000 12,102 (7,898) Net income(loss) $ (170,180) (110,456) $ 59,724 Retained earnings: Beginning 297,007 Ending $ 186,551 ..o 60 VILLAGE OF OAK BROOK,ILLINOIS STATEMENT OF REVENUES,EXPENSES AND CHANGES IN RETAINED EARNINGS-BUDGET AND ACTUAL GARAGE FUND Year Ended December 31, 1999 _ Variance Favorable Budget Actual (Unfavorable) Operating revenues: Charges for services $ 332,100 $ 332,100 $ - Operating expenses: Garage operations: Personnel 84,075 80,922 3,153 Materials and supplies 75,240 74,780 460 Operation and contractual 115,300 115,299 1 Capital 12,800 5,709 7,091 Less: items capitalized (12,800) (5,709) (7,091) 274,615 271,001 3,614 Depreciation - 12,500 (12,500) Total operating expenses 274,615 283,501 (8,886) Operating income 57,485 48,599 (8,886) -- Nonoperating revenues: Interest on investments 5,500 7,905 2,405 Income before operating transfers 62,985 56,504 (6,481) Operating transfers(out) (19,200) (19,200) - Net income $ 43,785 37,304 $ (6,481) Retained earnings: Beginning 184,737 Ending $ 222,041 61 VILLAGE OF OAK BROOK,ILLINOIS STATEMENT OF REVENUES,EXPENSES AND CHANGES IN RETAINED EARNINGS-BUDGET AND ACTUAL CAPITAL REPLACEMENT FUND Year Ended December 31, 1999 Variance Favorable Budget Actual (Unfavorable) Operating revenues: Charges for services $ 504,080 $ 504,080 $ - — Operating expenses: Capital 711,300 589,286 122,014 Less: items capitalized (711,300) (589,286) (122,014) Depreciation - 282,023 (282,023) _ Total operating expenses - 282,023 (282,023) Operating income 504,080 222,057 (282,023) Nonoperating revenues: Interest on investments 120,000 104,067 (15,933) Gain on sale of fixed assets 15,000 26,718 11,718 Net income $ 639,080 352,842 $ (286,238) Retained earnings: Beginning 3,773,957 Ending $ 42126,799 62 PENSION TRUST FUNDS Police Pension Fund - to account for the accumulation of resources to pay pension costs. Resources are contributed by sworn police personnel at rates fixed by State Statutes and by the Village as a percentage of payroll based upon an annual actuarial valuation. Firefighters' Pension Fund - to account for the accumulation of resources to pay pension costs. Resources are contributed by sworn fire personnel at rates fixed by State Statutes and by the Village as a percentage of payroll based upon an annual actuarial valuation. VILLAGE OF OAK BROOK,ILLINOIS COMBINING STATEMENT OF PLAN NET ASSETS PENSION TRUST FUNDS December 31, 1999 Police Firefighters' ASSETS Pension Pension Total Cash and investments $ 19,357,548 $ 18,091,318 $ 37,448,866 Accrued.interest receivable 184,534 122,414 306,948 Total assets 19,542,082 18,213,732 37,755,814 LIABILITIES Accounts payable - 10,329 10,329 Net assets held in trust for pension benefits $ 19,542,082 $ 18,203,403 $ 37,745,485 63 VILLAGE OF OAK BROOK,ILLINOIS COMBINING STATEMENT OF CHANGES IN PLAN NET ASSETS PENSION TRUST FUNDS Year Ended December 31, 1999 Police Firefighters' — Pension Pension Total Additions Contributions: Employer $ 69,674 $ 71,334 $ 141,008 Plan members 193,537 156,810 350,347 Total contributions 263,211 228,144 491,355 Investment income: Net depreciation in fair value of investments (1,060) (99,122) (100,182) Interest 1,021,185 1,415,014 2,436,199 Net investment income 1,020,125 1,315,892 2,336,017 -_ Total additions 1,283,336 1,544,036 2,827,372 Deductions Benefits and refunds 574,223 645,776 1,219,999 Administrative expenses 71,179 59,531 130,710 Total deductions 645,402 705,307 1,350,709 Net increase 637,934 838,729 1,476,663 _ Net assets held in trust for pension benefits: Beginning 18,904,148 17,364,674 36,268,822 Ending $ 19,542,082 $ 18,203,403 $ 37,745,485 — 64 VILLAGE OF OAK BROOK,ILLINOIS _ STATE."WENT OF CHANGES IN PLAN NET ASSETS-BUDGET AND ACTUAL POLICE PENSION FUND Year Ended December 31, 1999 Budget Actual Variance Additions Contributions: Employer $ 221,455 $ 69,674 $ (151,781) Plan member 199,400 193,537 (5,863) Total contributions 420,855 263,211 (157,644) Investment income: —" Net depreciation in fair value of investments - (1,060) (1,060) Interest 1,372,000 1,021,185 (350,815) Net investment income 1,372,000 1,020,125 (351,875) Total additions 1,792,855 1,283,336 (509,519) •— Deductions Benefits and refunds 598,300 574,223 24,077 Administrative expense 54,315 71,179 (16,864) Total deductions 652,615 645,402 7,213 Net increase $ 1,140,240 637,934 $ (502,306) Net assets held in trust for pension benefits: Beginning 18,904,148 Ending $ 19,542,082 65 VILLAGE OF OAK BROOK,ILLINOIS STATEMENT OF CHANGES IN PLAN NET ASSETS-BUDGET AND ACTUAL FIREFIGHTERS' PENSION FUND Year Ended December 31, 1999 Budget Actual Variance Additions Contributions: Employer $ 190,590 $ 71,334 $ (119,256) Plan member 131,030 156,810 25,780 Total contributions 321,620 228,144 (93,476) Investment income: Net depreciation in fair value of investments - (99,122) (99,122) Interest 1,275,000 1,415,014 140,014 Net investment income 1,275,000 1,315,892 40,892 Total additions 1,596,620 1,544,036 (52,584) _ Deductions Benefits and refunds 667,000 645,776 21,224 _ Administrative expense 74,545 59,531 15,014 Total deductions 741,545 705,307 36,238 Net increase $ 855,075 838,729 $ (16,346) Net assets held in trust for pension benefits: Beginning 17,364,674 Ending $ 18,2032403 _ 66 SdIflouD ZIP aoDDV GENERAL FIXED ASSETS ACCOUNT GROUP General Fixed Assets Account Group - to account for fixed assets not ac- counted for in Proprietary or Trust Funds. VILLAGE OF OAK BROOK,ILLINOIS _ SCHEDULE OF GENERAL FIXED ASSETS -BY SOURCE GENERAL FIXED ASSETS ACCOUNT GROUP December 31, 1999 General Fixed Assets —' Land $ 616,829 Buildings and improvements 4,909,326 Other equipment 1,765,900 Computer equipment 1,197,294 $ 8,489,349 Investment in General Fixed Assets Current revenues $ 6,304,526 Proceeds of indebtedness 1,659,881 Gifts 524,942 $ 8,489,349 67 VILLAGE OF OAK BROOK,ILLINOIS SCHEDULE OF GENERAL FIXED ASSETS- BY FUNCTION AND ACTIVITY GENERAL FIXED ASSETS ACCOUNT GROUP December 31, 1999 Buildings and Other Computer Function and Activity Land Improvements Equipment Equipment Totals ... General government: Board of trustees $ 616,829 $ 78,536 $ 2,862 $ - $ 698,227 Village clerk - - 19,716 - 19,716 General management - 2,508,726 52,802 - 2,561,528 General services - - 3,610 - 3,610 Emergency management - - 12,156 - 12,156 Village communication center - - 81,302 - 81,302 Purchasing and grants - - 941 - 941 i Information services - - - 1,197,294 1,197,294 Finance and accounting - - 21,512 - 21,512 Engineering - - 30,487 - 30,487 _ 616,829 2,587,262 225,388 1,197,294 4,626,773 Public safety: Police department - 126,383 588,733 - 715,116 Fire department - 756,291 719,594 - 1,475,885 - 882,674 1,308,327 - 2,191,001 Public works: Administrative - 682,410 6,538 - 688,948 Street maintenance - 208,328 145,319 - 353,647 Forestry - - 65,335 - 65,335 - 890,738 217,192 - 1,107,930 Culture and recreation: Library - 548,652 14,993 - 563,645 $ 616,829 $ 4,909,326 $ 1,765,900 $ 1,197,294 $ 8,489,349 - 68 VILLAGE OF OAK BROOK,ILLINOIS SCHEDULE OF CHANGES IN GENERAL FIXED ASSETS- BY FUNCTION AND ACTIVITY GENERAL FIXED ASSETS ACCOUNT GROUP Year Ended December 31, 1999 Balance Balance January 1 Additions Retirements December 31 General government: Board of trustees $ 695,145 $ 3,082 $ - $ 698,227 Village clerk 4,228 15,488 - 19,716 General management 2,521,742 39,786 - 2,561,528 General services - 3,610 3,610 Emergency management 5,182 6,974 - 12,156 Village communication center 69,567 11,735 - 81,302 Purchasing and grants 941 - - 941 Information services 933,936 263,358 - 1,197,294 ._ Financial services 21,512 - - 21,512 Engineering 30,487 - - 30,487 4,282,740 344,033 - 4,626,773 Public safety: Police department 612,869 102,247 - 715,116 Fire department 1,324,007 151,878 - 1,475,885 1,936,876 254,125 - 2,191,001 _ Public works: Administrative 688,948 - - 688,948 Street maintenance 136,457 217,190 - 353,647 Forestry 65,335 - - 65,335 890,740 217,190 - 1,107,930 _ Culture and recreation: Library 253,578 310,067 - 563,645 $ 7,363,934 $ 1,125,415 $ - $ 8,489,349 69 This page was intentionally left blank. Y Nollaas rivallsilvis " a & r ' h,,fir` - � •� o-: " y i g e: 3. . - 2 a ���y `^wr, .. ,.� � •,fit,� G°- r '�i¢` �.'�,. r VILLAGE OF OAK BROOK,ILLINOIS GENERAL GOVERNMENTAL EXPENDITURES BY FUNCTION LAST TEN FISCAL YEARS December 31, 1999 1991 1992 1993 *1993 1994 1995 1996 1997 1998 1999 General government $ 1,522,165 $ 1,697,019 $ 1,456,753 $ 914,394 $ 1,669,529 $ 2,329,107 $ 2,596,032 $ 3,402,007 $ 3,307,267 $ 4,032,865 Public safety 5,842,884 5,900,826 5,821,460 4,332,750 6,619,494 6,685,874 6,786,918 6,847,213 7,017,793 7,443,818 Public works 1,704,451 3,099,903 4,076,547 1,574,548 3,423,038 3,363,157 3,097,906 3,680,666 4,050,672 3,811,388 Culture and recreation 278,085 412,685 418,978 264,471 462,781 539,734 726,820 1,010,800 1,056,802 1,144,361 Debt service 987,505 949,288 959,375 944,820 944,821 - - - - - $ 9,730,598 $ 10,335,090 $ 12,059,721 $ 12,733,113 $ 8,030,983 $ 13,119,663 $ 12,917 872 $ 13,207,676 $ 15 432,534 $ 16,432,432 *During 1993 the Village changed its fiscal year-end from April 30 to December 31. This information is for the eight months ended December 31, 1993. NOTE: Includes General,Special Revenue,Debt Service and Capital Projects Funds. Data Source Village Records 70 VILLAGE OF OAK BROOK,ILLINOIS GENERAL REVENUES BY SOURCE LAST TEN FISCAL YEARS December 31, 1999 1991 1992 1993 *1993 1994 1995 1996 1997 1998 1999 Intergovernmental $ 7,294,865 $ 8,250,633 $ 10,248,950 $ 7,985,514 $ 11,218,902 $ 12,106,579 $ 12,149,759 $ 12,282,960 $ 12,251,058 $ 12,598,948 Property taxes 603,129 877,289 963,125 846,501 549,482 5,410 - - - - Utility taxes - 1,098,386 2,239,243 1,648,740 1,572,193 1,873,147 1,956,984 1,989,147 1,692,113 1,715,573 Hotel/motel taxes 89,664 196,609 210,066 163,784 235,606 274,041 290,198 312,383 330,953 338,951 Licenses and permits 342,354 299,111 353,747 261,461 322,779 477,624 374,617 404,998 391,789 432,724 Service charges 371,368 338,453 584,727 498,440 293,743 336,146 423,139 305,137 364,650 425,752 Fines and penalties 196,640 176,868 238,858 135,419 280,339 220,593 211,809 214,086 222,239 198,769 Interest on investment 376,261 221,019 173,404 171,420 426,127 713,992 784,652 983,733 1,043,142 849,568 Miscellaneous 453,184 82,512 81,625 189,205 233,836 253,327 296,482 246,490 603,548 665,606 $ 9,727,465 $ 11,540,880 $ 15,093,745 $ 11,900,484 $ 15,133,007 $ 16,260 859 $ 16 487,640 $ 16,738,934 $ 16,899,492 $ 17 225,891 *During 1993 the Village changed its fiscal year-end from April 30 to December 31. This information is for the eight months ended December 31, 1993. NOTE: Includes General, Special Revenue,Debt Service and Capital Projects Funds. Data Source Village Records 71 VILLAGE OF OAK BROOK,ILLINOIS PROPERTY TAX LEVIES AND COLLECTIONS LAST TEN FISCAL YEARS December 31, 1999 Percent of Tax Total Total Total Tax Fiscal Levy Tax Tax Collections Year Year Levy Collection to Tax Levy 1991 1989 $ 609,854 $ 602,304 98.76 % 1992 1990 814,693 854,988 104.95 1993 1991 842,077 840,958 99.87 *1993 1992 848,710 846,501 99.74 1994 1993 555,221 549,482 98.97 1995 1994 - - N/A 1996 1995 - - N/A 1997 1996 - - N/A 1998 1997 - - N/A 1999 1998 - - N/A * During 1993 the Village changed its fiscal year-end from April 30 to December 31. This information is for the eight months ended December 31, 1993. Note: The Village has levied property taxes for debt service purposes only. The levies were abated by $300,000 paid by the General Fund for 1984-1988,by $300,000 in 1989 paid for by the Debt Service Fund, and by$290,000 paid for by the Debt Service Fund in 1993. All debt was retired in 1994. Data Source Village Records 72 VILLAGE OF OAK BROOK,ILLINOIS ASSESSED AND ESTIMATED ACTUAL VALUE OF TAXABLE PROPERTY(in thousands) _ LAST TEN LEVY YEARS December 31, 1999 Real Property Ratio of Total _ Estimated Assessed/Total Levy Actual Estimated Year Assessed Value Actual Value 1989 $ 745,392 $ 2,258,764 33.00 % 1990 806,397 2,443,627 33.00 1991 855,836 2,593,442 33.00 1992 878,225 2,634,675 33.00 1993 875,114 2,625,341 33.00 1994 887,591 2,662,773 33.00 1995 905,788 2,717,364 33.00 1996 938,948 2,816,844 33.00 _ 1997 972,447 2,917,341 33.00 1998 1,005,097 3,015,292 33.00 Data Source County Clerk's Office 73 i r r r r r r l i l r i i r i r i 1 r VILLAGE OF OAK BROOK, ILLINOIS PROPERTY TAX RATES-DIRECT AND OVERLAPPING GOVERNMENTS LAST TEN LEVY YEARS December 31, 1999 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 Village of Oak Brook 0.0818 0.1044 0.0994 0.0977 0.0641 0.0000 0.0000 0.0000 0.0000 0.0000 Basic Town 0.9311 0.8708 0.8354 0.8171 0.8348 0.8089 0.7141 0.6095 0.6072 0.5834 Junior College#502 0.2009 0.2092 0.2085 0.2087 0.2058 0.2068 0.2062 0.2053 0.2042 0.2027 Grade School #53 0.9134 0.9389 0.9923 1.0248 1.0683 1.0763 1.0605 1.0458 1.0362 1.0237 High School #86 1.7786 1.7205 1.6855 1.6595 1.6406 1.6122 1.5907 1.4944 1.4885 1.5258 Oak Brook Park District 0.1733 0.1695 0.2037 0.2051 0.2098 0.2064 0.2045 0.1997 0.1932 0.1911 Hinsdale Sanitary District 0.0000 0.0000 0.0080 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Total 4.0791 4.0133 4.0328 4.0129 4.0234 3.9106 3.7760 3.5547 3.5293 3.5267 Note: Includes all county, forest preserve, township and water commission rates. Rates are per$100 of assessed valuation. Data Source County Clerk's Office 74 VILLAGE OF OAK BROOK,ILLINOIS RATIO OF NET GENERAL BONDED DEBT TO EQUALIZED ASSESSED VALUE AND NET GENERAL BONDED DEBT PER CAPITA LAST TEN FISCAL YEARS December 31, 1999 1991 1992 1993 *1993 1994 1995 1996 1997 1998 1999 Population(1) 9,151 9,087 9,087 9,087 9,087 9,087 9,087 9,087 9,087 9,087 Equalized assessed value (in thousands) $ 806,397 $ 855,836 $ 878,225 $ 878,225 $ 875,114 $ 887,591 $ 905,788 $ 938,948 $ 972,447 $ 1,005,097 Gross general bonded debt 3,450,000 2,650,000 1,800,000 900,000 - - - - - - Debt service monies available 202,468 242,137 261,159 265,447 - - - - - - Net general bonded debt 3,247,532 2,407,863 1,538,841 634,553 - - - - - - Ratio of net general bonded debt to equalized assessed value 0.00% 0.00% 0.00% 0.00% - - - - - - Net general bonded debt per capita 354.9 265 169.3 69.8 - - - - - - *During 1993 the Village changed its fiscal year-end from April 30 to December 31. This information is for the eight months ended December 31, 1993. Data Sources (1) Bureau of Census (2) County Clerk's Office (3) Village Records 75 1 I 1 1 1 I 1 I 1 I 1 I I I 1 1 VILLAGE OF OAK BROOK,ILLINOIS COMPUTATION OF LEGAL DEBT MARGIN December 31, 1999 Assessed value(1) $ 1,005,097,284 Debt limit 8.625%of assessed value $ 86,689,641 Debt applicable to debt limit 820,000 $ 85,869,641 Data Sources (1) County Clerk's Office 76 a VILLAGE OF OAK BROOK,ILLINOIS SCHEDULE OF DIRECT AND OVERLAPPING BONDED DEBT December 31, 1999 _ Percentage of Debt Applicable Gross to Oak Brook's Governmental Unit Bonded Debt Oak Brook Share of Debt Village of Oak Brook $ - 100.00% $ - Du Page County 132,470,000 4.69% 6,214,009 _ Du Page Forest Preserve 201,267,895 4.69% 9,441,236 Du Page Water Commission 112,835,000 4.95% 5,585,712 Park Districts 710,000 55.85% 396,538 Elementary School Districts 33,194,000 7.16% 2,375,295 High School Districts 76,119,440 6.51% 4,955,781 Unit District 205 4,123,150 7.45% 307,162 Total $ 560,719,485 $ 29,275,733 i i i a= Data Source i County Clerk's Office 77 VILLAGE OF OAK BROOK,ILLINOIS RATIO OF ANNUAL DEBT SERVICE EXPENDITURES FOR GENERAL BONDED DEBT TO TOTAL GENERAL EXPENDITURES LAST TEN FISCAL YEARS December 31, 1999 1991 1992 1993 *1993 1994 1995 1996 1997 1998 1999 Principal $ 800,000 $ 800,000 $ 850,000 $ 900,000 $ 900,000 $ - $ - $ - $ - $ _ Interest 205,800 149,288 109,375 44,100 44,821 Total debt service $__1,005,800 $ 949,288 $ 959,375 $ 944,100 $ 944,821 $ - $ - $ - $ _ $ _ Total general expenditures $ 10,335,090 $ 12,059,721 $ 12,733,113 $ 8,030,983 $ 13,119 663 $ 12,917,872 $ 13,207,676 $ 14,940,686 $ 15,432,534 $ 16,432,432 Ratio of debt service expenditures to general expenditures 9.73 7.87 7.53 11.76 7.2 N/A N/A N/A N/A N/A *During 1993 the Village changed its fiscal year-end from April 30 to December 31. This information is for the eight months ended December 31, 1993. Data Source Village Records 78 VILLAGE OF OAK BROOK,ILLINOIS REVENUE BOND COVERAGE-WATERWORKS SYSTEM BONDS LAST TEN FISCAL YEARS December 31, 1999 1991 1992 1993 *1993 1994 1995 1996 1997 1998 1999 Gross revenue $ 2,706,681 $ 3,569,522 $ 4,275,374 $ 2,594,477 $ 4,515,859 $ 3,973,247 $ 3,393,279 $ 3,432,412 $ 3,511,768 $ 3,631,527 Expenses 1,089,610 1,954,069 3,148,968 2,103,182 3,853,645 3,827,515 3,766,251 3,268,633 3,364,481 4,038,892 Net revenue available for debt service $ 1,617,071 $ 1,615,453 $ 1,126,406 $ 491,295 $ 662,214 $ 145,732 $ (372,972) $ 163,779 $ 147,287 $ (407,365) Debt service requirements Principal $ 500,000 $ 225,000 $ 225,000 $ - $ 225,000 $ 250,000 $ 275,000 $ - $ - $ - Interest 101,138 44,400 32,700 16,350 26,850 16,000 5,500 - - - $ 601,138 $ 269,400 $ 257,700 $ 16,350 $ 251,850 $ 266,000 $ 280,500 $ - $ - $ - Coverage 2.69 5.99 4.37 30.05 2.63 0.55 (1.32) - - - * During 1993 the Village changed its fiscal year-end from April 30 to December 31. This information is for the eight months ended December 31, 1993. Data Source Village Records 79 I i i i i I 1 I i I i I i 1 i 1 I I 1 VILLAGE OF OAK BROOK,ILLINOIS DEMOGRAPHIC STATISTICS December 31, 1999 Per (1) Unemploy- Fiscal (1) Capita Median ment -" Year Population Income Age Percentage 1970 4,164 $ 8,997 34 0.07 % 1984 7,263 22,737 39 3.14 1989 9,151 26,818 41 2.05 1992 9,087 60,347 42 5.70 Data Sources (1) Bureau of Census (2) Bureau of Labor Statistics 80 VILLAGE OF OAK BROOK,ILLINOIS PROPERTY VALUE AND CONSTRUCTION LAST TEN FISCAL YEARS December 31, 1999 Commercial Residential Construction Construction Fiscal Number Value Number Value Property Value Year Of Units (in Thousands) of Units (in Thousands) (in Thousands) 1991 1 $ 15,400 15 $ 5,834 $ 2,197,400 1992 1 8,000 17 8,500 2,567,508 1993 - - 14 13,815 2,634,675 1993* 1 1,753 11 5,114 2,634,675 — 1994 2 2,602 22 15,834 2,625,341 1995 2 4,000 10 10,000 2,662,773 1996 2 12,345 22 14,035 2,717,364 1997 2 7,980 22 11,533 2,816,844 1998 4 16,655 32 20,047 2,917,341 1999 5 29,983 22 9,894 3,015,292 * During 1993 the Village changed its fiscal year-end from April 30 to December 31. This information is for the eight months ended December 31, 1993. ,.. Data Sources _ Village Records 81 VILLAGE OF OAK BROOK,ILLINOIS PRINCIPAL TAXPAYERS December 31, 1999 1998 Percentage Assessed of Total Valuation Assessed Taxpayers Type of Business (in Thousands) Valuation Oak Brook Urban Venture Shopping center $ 80,172,270 7.98 % McDonald's Corporation Office campus 45,219,550 4.50 Metlife Life insurance 18,842,770 1.87 WHOBT Real Estate Office buildings 16,348,230 1.63 Manufacturers Life Real Estate Executive towers 13,341,210 1.33 Butler National Golf Club Golf course 12,682,620 1.26 York Road Limited Partnership Hotel/office building 11,692,580 1.16 Crane&Norcross Office buildings 11,426,200 1.14 Marshall Fields Retail stores 10,074,400 1.00 Equity Office Property Office building 10,048,890 1.00 Data Source County Clerk's Office 82 VILLAGE OF OAK BROOK,ILLINOIS SCHEDULE OF INSURANCE IN FORCE December 31, 1999 Insurance Coverage Amount of Type of Insurance Company Expires Coverage Village Manager's Bond Intergovernmental Risk Management Agency 12/31/00 $ 150,000 Treasurer's Bond Intergovernmental Risk Management Agency 12/31/00 100,000 _ Host Liquor Liability Lloyds of London Insurance Company 11/24/00 2,000,000 (RBJ123759) _ Contingent Business Intergovernmental Risk Management Agency 12/31/00 7,000,000 Interruption Insurance _ for Loss of Sales Tax Revenues The Village entered into a contractual agreement with 14 other municipalities to form the Intergovernmental ` Risk Management Agency (IRMA), which through its risk-sharing provisions, provides the Village with its insurance coverage for liability, property damage, workmens' compensation and surety risks not covered by the Village's Treasurers' or Village Manager's Bond. The Village's contributions to this cooperative agency was determined by the pro rata share for each municipality's audited revenues and loss experience for the previous year,to be sufficient annually to fund administrative expenses and create sufficient reserves for claim payments and the purchase of excess insurance. The Agency provides loss protection in excess of a deductible of$1,000 per occurrence to be paid by each municipality. The Agency is required to pay up to $250,000 per occurrence for loss or injury within the scope of its self-insurance coverage for property claims and up to $3,000,000 for general liability and auto liability. The Agency has also purchased excess catastrophe insurance over the amount of its obligations and aggregate stop loss insurance. The amount of excess insurance is $7,000,000 per occurrence for liability claims and $1,000,000,000 for property claims. As of December 31, 1999, IRMA members totaled 76 municipalities. _ Data Source Village Records 83 VILLAGE OF OAK BROOK,ILLINOIS MISCELLANEOUS STATISTICS December 31, 1999 Date of Incorporation February 21, 1958 Form of Government Seven-member Board of Trustees, including President; Village Manager appointed by Board of Trustees Area 8.5 square miles Miles of Streets 55 miles Number of Street Lights 573 Fire Protection Number of stations 2 Number of firefighters 35 Number of paid on call firefighters 12 Police Protection Number of stations 1 Number of policemen and officers 43 Detention facilities Juvenile 2 Adult 4 Education(Elementary Attendance centers 2 Only) Number of teachers 54 Number of students 520 Municipal Water Department Number of customers 5,400 Total water pumped Gallons(in 1,480,186 Thousands) Average daily consumption Gallons 4.055 million Miles of water mains 79 Building Permits Issued 803 Recreation Oak Brook Sports Core- 269 acres including Bath and Tennis club and 18-hole golf course Oak Brook Park District- 110 acres including indoor tennis, outdoor tennis, and recreation and aquatics center Du Page County Forest Preserve - 390 acres Culture Number of libraries 1 Number of books and audiovisual materials 55,786 Census data 1960, 324; 1970,4,164; 1975, 5,281; 1980, 6,641; 1984, 7,263; 1990, 9,087 -- Employees 154 full-time 297 part-time/seasonal Data Source Village Records 84