G-1147 - 03/26/2019 - WATER - Ordinances Supporting DocumentsBOT AGENDA Page 1
BOARD OF TRUSTEES MEETING
SAMUEL E. DEAN BOARD ROOM
BUTLER GOVERNMENT CENTER
1200 OAK BROOK ROAD
OAK BROOK, ILLINOIS
630-368-5000
AGENDA ITEM
Regular Board of Trustees Meeting
of
March 26, 2019
SUBJECT: Infrastructure Cost Allocation - Continued Discussion
FROM: Riccardo F. Ginex, Village Manager
Greg Jones, Village Attorney
BUDGET SOURCE/BUDGET IMPACT: N/A
RECOMMENDED MOTION: N/A
Background/History:
At the last Board meeting the Board asked the Village Attorney to prepare a draft
ordinance regarding what type of authority the Village could possibly impose for
infrastructure cost allocations on those wishing to develop within the Village through an
application for a Planned Unit Development, subdivision, or with a building permit. The
Village Attorney has provided the attached draft ordinance for your review.
Recommendation:
The Village Board provides direction to staff and the Village Attorney.
ITEM 9.B
ORDINANCE 2019- AN ORDINANCE AMENDING SECTION 8-5-2 OF TITLE 8 OF THE VILLAGE CODE OF THE VILLAGE OF OAK BROOK REGARDING FEES FOR UPGRADED WATER SERVICE CONNECTIONS
WHEREAS, the Village of Oak Brook, Illinois ("Village") is an Illinois municipal corporation
organized and existing pursuant to the Illinois Municipal Code, 65 ILCS 5/1-1-1, et seq.; and
WHEREAS, Section 11-150-1 of the Illinois Municipal Code (65 ILCS 5/11-150-1)
authorizes the Village to, by ordinance, collect a fair and reasonable charge for connections to
the Village’s Waterworks System in addition to those charges covered by normal taxes, for the
construction, expansion, and extension of the Village’s Waterworks System; and
WHEREAS, pursuant to Section 8-5-2 of the Village Code of the Village of Oak Brook, the
Village imposes water service connection fees based on the size of the water service extension
to the property; and
WHEREAS, the Village Code does not currently impose any fee for the upgrade or
enlargement of an existing water service extension to a property, thereby imposing such cost on
the Village and its taxpayers as a whole; and
WHEREAS, the President and Board of Trustees of the Village of Oak Brook have
reviewed the existing water service connection fees and determined that it is necessary to impose
a fee for the cost of an upgraded or enlarged water service extension to a property in order to
more properly account for the cost of constructing, expanding, and extending the Village’s
Waterworks System; NOW, THEREFORE, BE IT ORDAINED BY THE PRESIDENT AND BOARD OF TRUSTEES OF THE VILLAGE OF OAK BROOK, DU PAGE AND COOK COUNTIES, ILLINOIS as follows: Section 1: The foregoing recitals are adopted as though fully set forth in this Section. Section 2: Section 8-5-2 of the Village Code of the Village of Oak Brook is amended to read as follows (deletions in strikethrough, additions in bold and underline): 8-5-2: FEES AND CHARGES:
* * * C. Water Service Connection and Extension Fees:
* * *
2. For new water service connection made on or after July 15, 1999: This fee is assessed
based on the size of the water extension and includes the fee for inspection of all lines.
Ordinance 2019-
Amending Water Service Connection Fees
Page 2 of 3
Water Service
Extension Size Connection Fee
1 inch $ 1,150.00
11/2 inch 2,760.00
2 inch 3,680.00
3 inch 7,360.00
4 inch 11,500.00
6 inch 23,000.00
8 inch 74,750.00
There shall be no water service connection or extension fee for water lines used
exclusively for irrigating/sprinkling (landscape watering) on predominantly public
property within the Village
3. Charges For Upgrades to Preexisting Service: Where a new building is
constructed, or an existing building or structure is altered, modified, or newly
occupied on a lot or tract to which water service has been previously provided,
and the new construction, alteration, modification, occupancy, or addition
requires a larger water service extension than the existing or previous service, no
permit shall be issued for the new construction, alteration, modification,
occupancy, or addition before the service applicant or customer pays the
incremental difference between the connection fee required for the previous water
service extension size and the connection fee required for the newly enlarged
water service extension as specified in this Section.
Section 3: This ordinance shall be in full force and effect from and after its passage,
approval and publication as required by law.
Section 4: All ordinances or parts thereof in conflict with the provisions of this ordinance
are hereby repealed to the extent of such conflict.
[SIGNATURE PAGE FOLLOWS]
Ordinance 2019-
Amending Water Service Connection Fees
Page 3 of 3
APPROVED THIS 26th day of March, 2019.
Gopal G. Lalmalani
Village President
PASSED THIS 26th day of March, 2019.
Ayes:
Nays:
Absent:
ATTEST:
Charlotte K. Pruss
Village Clerk
4810-8229-6940, v. 1
A Professional Corporation
140 South Dearborn Street, Suite 600
Chicago, IL 60603
www.ancelglink.com
Gregory W. Jones
gjones@ancelglink.com
(P) 312.604.9195
(F) 312.782.0943
CHICAGO ● VERNON HILLS ● NAPERVILLE ● CRYSTAL LAKE ● BLOOMINGTON
M E M O R A N D U M
To: Village of Oak Brook President and Board of Trustees
CC: Riccardo F. Ginex
Tony Budzikowski
From: Gregory W. Jones
Kurt S. Asprooth
Subject: Water Infrastructure Charges
Date: March 7, 2019
The Village of Oak Brook (“Village”) recently conducted an analysis of the
Village’s waterworks system (the “Water System”). As a result of that analysis,
questions have arisen regarding the ability of the Village to require heavy water users to
pay for upgrades to the Water System. This memorandum summarizes the Village’s
ability to require property owners to pay for upgrades to the Water System.
Zoning Authority
The Village has the power to impose impact fees and other exactions for water
system upgrades or improvements under its zoning authority. The Village has the
authority to impose conditions upon the approval of certain zoning applications,
including special use permit applications. The Municipal Code authorizes the Village to
impose “conditions reasonably necessary” to meet the special use standards. 65 ILCS
5/11-13-1.1. In pertinent part, the Village’s special use standards require that any special
use must be “so designed, located, and proposed to be operated that the public health,
safety and welfare be protected.” Oak Brook Code, 13-14-9(E). The Village also has
the authority to impose conditions on the approval of a planned development, which is a
type of special use.
A condition imposed on a special use permit “must be reasonably necessary to
protect the public health, safety, and welfare.” Halfway House v. City of Waukegan, 267
Ill.App.3d 112 (2nd Dist. 1994). A condition is valid if required because of “facts
specifically and uniquely attributable” to the proposed special use. Board of Education
of School District No.68, DuPage County v. Surety Developers, Inc., 63 Ill.2d 193 (Ill.
1975).
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In the case of upgrades or repairs to the water system, if the need for such upgrade
or repair is specifically and uniquely attributable to a proposed development that includes
a special use application, then the Village may require that the applicant/developer
financially participate in the Water System upgrade or repair.
With specific respect to planned developments, the Village’s Zoning Ordinance
expressly contemplates the possibility of exactions or donations to the Village to offset
the planned development’s impact on public resources. Section 13-15-3(B)(4) states as
follows:
The planned development shall be designed so that adequate utilities, road
access, drainage, and other necessary facilities will be provided to serve
the development. The planned development shall include such impact
donations as may be reasonably determined by the corporate authorities.
The required impact donations, including, without limitation, obligations
under the village’s subdivision regulations, shall be calculated in
reasonable proportion to the impact of the planned development on public
facilities and infrastructure to the extent permitted by law.
Accordingly, the Village has the authority to require planned development
applicants to pay for their proportional, demonstrable, specific, and unique impact on
public facilities, such as the Village’s Water System, under its zoning authority.
For example, if the need to replace an existing watermain serving a planned
development site is “specifically and uniquely” attributable to the development, then the
Village may require the developer to financially participate in the upgrade cost as a
condition of the planned development approval. A developer may contend that the
watermain is simply past its useful life and would need to be replaced regardless of its
proposed development. In that case, the analysis would become fact intensive.
Nevertheless, even if the Village could show that the watermain needs to be replaced
sooner than it otherwise would have due to the planned development, the developer could
likely be required to pay for at least a portion of the replacement cost.
The Village’s newly established water model may provide a helpful tool to
determine what impact a development will have on the Water System. Having such a
tool is significant, as it will help establish what “specific and unique” impact a
development will have on the Water System, and allow the Village to impose costs for
upgrades to the system accordingly.
Subdivision Authority
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The Village can also require similar impact fees or public improvements under
its Subdivision Ordinance. 65 ILCS 5/11-12-5. Under Illinois law, the test for impact
fees under a subdivision ordinance is essentially the same as the test to require a
dedication/exaction as a condition of zoning approval; namely, whether the impact fee is
“specifically and uniquely attributable” to the proposed development. Northern Illinois
Home Builders Ass’n v. County of DuPage, 165 Ill.2d 25 (Ill. 1995). The Village must
be able to “demonstrate that its exaction is directly proportional to the specifically created
need” in order to meet this standard. Id.
The Village’s Subdivision Ordinance requires, as part of any new subdivision,
that the owner/developer construct certain public improvements such as streets,
sidewalks, sewer systems, and water distribution systems.
Specifically, Section 14-6-3(B) of the Village’s Subdivision Ordinance requires,
as part of a subdivision, that a water distribution system designed and constructed in
accordance with Village standards and requirements be installed to serve all properties
within the subdivision, and that the system that is installed “conform with the long range
water plans of the village of oak brook.”
As was the case with the Village’s zoning authority, the Village may impose
impact fees on a developer to construct or upgrade the Water System, so long as that
construction or upgrade is specifically and uniquely attributable to the proposed
subdivision. The Village can use its subdivision authority to ensure that any future
developments that include a subdivision approval install adequate water systems. The
Village may wish to review the existing requirements under the Subdivision Ordinance
to determine if additional requirements (such as larger mains) should be mandated and
that the existing requirements “conform with the long range water plans” of the Village.
Given the recent analysis of the Water System, the Village’s long range plans may have
changed.
Water System Connection Fees
While the Village has the broadest authority to require a property owner to pay
for upgrades or repairs to the Water System under its zoning and subdivision authority,
the Village can still impose certain connection fees to recoup the cost of construction and
expansion of the Water System.
Section 11-150-1 of the Municipal Code provides as follows:
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The corporate authorities of any municipality operating a waterworks,
sewerage or combined waterworks and sewerage system have the power
by ordinance to collect a fair and reasonable charge for connection to any
such system in addition to those charges covered by normal taxes, for the
construction, expansion and extension of the works of the system, the
charge to be assessed against new or additional users of the system and to
be known as a connection charge, except that no connection or water
usage charge shall exceed the actual cost required for the installation or
usage of an automatic sprinkler system. The funds thus collected shall be
used by the municipality for its general corporate purposes with primary
application thereof being made by the necessary expansion of the works
of the system to meet the requirements of the new users thereof.
This provision allows the Village to impose connection fees when “new or
additional uses” connect to the Village’s Water System. Section 8-5-2(C)(2) of the
Village Code currently imposes connection fees based on the size of the connection. The
connection fees range from $1,150 for a 1-inch connection, up to $74,750 for an 8-inch
connection.
The current issue confronting the Village involves properties where a connection
to the Water System currently exists, but due to a change in use, a larger connection is
required. The current Village Code does not expressly impose any additional fee for an
increased connection size. In order to account for this additional cost, some communities
require the existing user to pay for the upgraded connection. Essentially, the upgraded
connection is treated as a “new or additional user” of the system, and the upgraded
connection is classified as an “expansion” of the system under Section 11-150-1.
For example, the Village of Downers Grove’s Code requires that “replacement
of water service pipes for the purpose of upgrading or increasing in size is the
responsibility of the owner of the premises.” The City of Evanston’s Code states that
“the fee for upgrading to a larger connection shall equal the difference between the costs
of the new, larger connection and the original connection.” The City of Naperville’s
Code provides the following regarding upgraded connections:
Charges For Preexisting Service: Where a new building is constructed
or an existing building or structure is altered or modified on a lot or tract
to which water or wastewater service has been previously provided, and
the new construction, alteration, or addition requires a larger water or
wastewater service connection than the existing or previous service, no
building permit shall be issued for the new construction, alteration, or
addition before the service applicant or customer pays the incremental
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difference between the system development charge required for the
previous connection and the infrastructure availability charge for the
newly required connection as specified in this Section.
If the Village desires to recoup the costs of installing these upgraded connections
to existing users, the Village could amend the Village Code to include similar language.
The Village could require applicants for building permits to provide estimated water
usage, and that estimate could be run through the Village’s water model to determine
what impact the increased usage will have and what size connection is required. Finally,
the Village could review its water connection fee schedule to ensure that it is up to date
and consistent with the Village’s full legal authority.
We are happy to discuss this memorandum at your convenience.