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Boards & Commissions Supporting Documents - 03/20/2023 - Board of Fire & Police Commissioners (2) RULES AND REGULATIONS of the BOARD OF FIRE AND POLICE COMMISSIONERS VILLAGE OF OAK BROOK State of Illinois Amended March 20, 2023 TABLE OF CONTENTS CHAPTER I ADMINISTRATION ....................................................................................................... 1 CHAPTER II EXAMINATION CALLS; APPLICATIONS .................................................................... 3 CHAPTER III POLICE DEPARTMENT EXAMINATIONS AND APPOINTMENTS ............................ 6 CHAPTER IV FIRE DEPARTMENT EXAMINATIONS AND APPOINTMENTS ............................... 10 CHAPTER V PROMOTIONAL EXAMINATIONS – POLICE DEPARTMENT ................................. 16 CHAPTER VI PROMOTIONAL EXAMINATIONS – FIRE DEPARTMENT ...................................... 17 CHAPTER VII ORDER OF RANK, CLASSIFICATION and OATH OF OFFICE ............................... 18 CHAPTER VIII HEARING OF CHARGES, REMOVALS, SUSPENSIONS and DISCHARGES ........ 19 ATTACHMENTS A. FIRE DEPARTMENT PROMOTION ACT B. POLICE DEPARTMENT MERIT AND EFFICIENCY C. REMOVAL FROM FURTHER CONSIDERATION LANGUAGE 1 RULES AND REGULATIONS of the BOARD OF FIRE AND POLICE COMMISSIONERS of the VILLAGE OF OAK BROOK As adopted by the Board of Fire and Police Commissioners of the Village of Oak Brook, Illinois, Amended March 20, 2023 CHAPTER I – ADMINISTRATION SECTION 1 - SOURCE OF AUTHORITY. The Board of Fire and Police Commissioners derives its power and authority from Division 2.1 of the Illinois Municipal Code, 65 ILCS 5/10-2.1-1 (the “Act”). SECTION 2 - DEFINITIONS. The word “Commission” and/or “Board” wherever used means the Board of Fire and Police Commissioners of the Village of Oak Brook, Illinois. The word “Village” means the Village of Oak Brook, Illinois. The word “Officer” means any person holding a permanent office in the Police or Fire Department of the Village. The singular includes the plural, and the plural the singular. SECTION 3 - OFFICERS OF BOARD AND THEIR DUTIES. The Board consists of three members. The Board, at its first meeting in January, shall elect a Chairman from among the members of the Board. The Chairman shall hold office until the end of the fiscal year of the municipality and until his or her successor is duly elected and qualified. The Chairman shall be the presiding officer at all meetings except that, in his or her absence, a temporary presiding member shall be elected by the remaining two members. The Board may employ a Secretary or designate one of its own Board members to act as Secretary. The Secretary will remain employed or designated until the Board replaces the individual or eliminates the position. The Secretary shall keep the minutes of all meetings of the Board in a permanent record book and shall be the custodian of all the forms, papers, books, records and completed examinations of the Board. SECTION 4 - MEETINGS. A. Regular meetings shall be held monthly as determined by the Board. B. The Chairman or any two members of the Board may call a special meeting from time to time, by filing a notice of such a meeting in writing with the Secretary of the Board signed by the Chairman or two members. All special meetings must be noticed at least 48 hours in advance or as otherwise required by the Illinois Open Meetings Act. A notice for special meeting must include a statement of the matters to be considered at the meeting. No other business shall be considered at the special meeting. The Board may take final action only on matters that were included in the notice. C. During any regular or special meeting, the Board may hold a closed session upon a proper motion made by any member of the Board and approved by a roll call vote. Closed sessions may be limited to Board members and such invited persons as the Board may deem necessary. The Secretary will record the motion to close the meeting, record a citation to the specific exception for a closed session, record the roll call vote of the members on that motion, and keep minutes and a verbatim record of the closed session in accordance with the requirements of the Illinois Open Meetings Act. The verbatim record of a closed session must be maintained for a minimum of 18 2 months and thereafter may be disposed of in accordance with the provisions of the Open Meetings Act. If a member is unable to be physically present at a meeting of the Board, whether it be for (i) personal illness or disability; (ii) employment purposes or the business of the public body; or (iii) a family or other emergency, that member may attend and participate at a Board Meeting by video or audio conference, provided that the other two members of the Board are physically present at the meeting and vote to approve the participation of the missing member. The minutes of the meeting shall reflect, by name, the members of the Board who were physically present as well as the member who attended by video or audio conference. Notice that a Board member seeks to participate in a Board meeting by electronic means shall be provided to the Board’s recording secretary or the municipal clerk at least 48 hours prior to the meeting. The agenda for a regular meeting shall include a time for public comment during which persons present at the meeting may address the Board. The Board may establish a time limit for individual comments of three minutes (or more) and may require a person to immediately stop speaking if that person speaks disrespectfully or discourteously or speaks on a topic or matter not relevant to the duties and responsibilities of the Board. SECTION 5 - QUORUM. Two members of the Board constitute a quorum for the conduct of business. SECTION 6 - ORDER OF BUSINESS. The standard agenda at a regular meeting of the Board will be: 1. Call to Order and Roll Call 2. Board Chairman Announcements 3. Public Comments 4. Approval of Minutes 5. Pending Business 6. New Business 7. Comments from Staff Members 8. Closed Session (for stated purpose) 9. Consideration of (stated matters) from Closed Session 10. Board Member Comments 11. Adjournment The Chairman may adjust the agenda for any particular meeting and may reorder or otherwise amend an agenda during a meeting. SECTION 7 - PROCEDURE. When these Rules and Regulations do not establish a specific procedure for conducting the business of the Board, then parliamentary procedures prescribed in Roberts Rules of Order shall be followed, as far as applicable and practical. Motions may be made and seconded orally by any member of the Board and shall be recorded in the minutes together with the action taken thereon. 3 SECTION 8 - AMENDMENTS. The Board may amend these Rules and Regulations from time to time. After the Board has approved each amendment, the amended Rules and Regulations shall be printed for distribution, and the Secretary shall give notice of (a) the place where the printed Rules and Regulations, as amended, may be obtained and (b) the date, not less than 10 days subsequent to the time of publication, when the Rules and Regulations as amended shall take effect. Such notice shall be published in a newspaper published in the Village or, if no newspaper is published in the Village, then in a newspaper with a general circulation within the Village. SECTION 9 - COMPUTATION OF TIME. The time within which any act under these Rules is to be done shall be computed by excluding the first day and including the last, unless the last day is Sunday or is a holiday as defined or fixed in any statute now or hereafter in force in the State, and then it shall also be excluded. If the day succeeding such Sunday or holiday is also a holiday or a Sunday, then such succeeding day shall also be excluded. SECTION 10 - ANNUAL REPORT AND BUDGET REQUEST. If requested by the Village Manager, the Board shall submit an annual report of its activities and of the rules in effect and the practical effect thereof to the Village Manager for transmission to the Village President and Village Board of Trustees. Also if requested by the Village Manager, the Board shall submit to the Village Manager for transmission to the Village President and Village Board of Trustees a budget request for the following Village fiscal year. The budget request shall be limited to those amounts necessary for the conduct of the Board’s operations. CHAPTER II – EXAMINATION CALLS; APPLICATIONS SECTION 1 - EXAMINATION CALLS. The Board shall call examinations from time to time to establish and maintain eligibility lists for entry-level and promotional ranks in the Police and Fire Departments. The Departments shall advise the Board from time to time about the status of existing eligibility lists and the need for an examination. If it determines to call an examination, then the Board shall make such call by resolution or motion and enter the call in the minutes of the Board with the following information: the time and place where the examination will be held; the location where applications may be obtained and the date by which applications must be returned to the Board; the rank to be filled from the resulting Final Eligibility Register; any special eligibility standards established for the examination; and notice that applications for that examination will be received for a period of time established by the Board but not less than two weeks. SECTION 2 - NOTICE OF EXAMINATION. An examination will be held at a time and place fixed by the Board. Notice of the firefighter hiring examination must be given by publication at least two weeks preceding the examination either on the Village’s Internet website or in one or more newspapers published in the Village in accordance with the statutes of the State of Illinois, or both. The notice for the firefighter examination will include the time, place, general scope, merit criteria for any subjective component, and testing fee (if any). Notice of all other examinations must be given by publication at least two weeks preceding the examination in a newspaper published in the Village, or if there is no such newspaper, then in a newspaper of general circulation within the Village. Notice of an examination for a promotional rank may be waived in writing by all members of the Department eligible for that examination. The notice of examination must state the period during which applications for that examination will be accepted. The examination may be postponed by order of the Board, which order shall state the reason 4 for the postponement and shall designate a new date for the examination. Applicants will be notified of the postponement of the examination and of the new date fixed for said examination. SECTION 3 - CITIZENSHIP. Applicants for examination must be citizens of the United States. SECTION 4 - APPLICATION FORMS, STANDARDS. A. Applications shall be filed on forms furnished by the Board, and applicants must complete the forms fully in the manner specified by the Board. No person may take the examination without having first filed an application with the Board. B. At the time of filing an application, the applicant must furnish all of the following information and documentation: 1. a certified copy of his or her birth certificate; 2. a copy of his or her high school diploma or its equivalent; 3. official transcripts reflecting a minimum of 60 semester hours from an accredited institution of higher education (for police applicants only) 4. a copy of his or her driver’s license; 5. a copy of each other certificate or license required by these Rules and Regulations. C. During the application and testing process, the applicant may be required to furnish the following information and documentation: 1. a copy of his or her transcripts of post-high school study, if applicable; 2. a copy of his or her military service record, discharge papers, and U.S. Government Form DD214, if applicable; 3. a copy of his or her college or university degree and, if requested, a copy of a certified transcript of his or her course work from an accredited college or university; D. Every applicant must be of good moral character, of temperate habits, and of sound health and must be able to perform the essential duties of the position applied for, with or without a reasonable accommodation. The burden of establishing these facts rests on the applicant. E. A false statement made by a person in an application for examination, connivance in any false statement made in any certificate which may accompany such application or complicity in any fraud touching the same, shall be regarded as good cause for exclusion from the examination. SECTION 5 - DISQUALIFICATION. The Board may refuse to examine, or after examination refuse to certify as eligible, or after certification as eligible refuse to retain on the Final Eligibility Register, any applicant: 1. who is found lacking in any of the established general requirements, or in any special standards established by the Board, for an entry-level position stated in these Rules and Regulations or in the Act; or 2. who is a current user of illegal drugs,; is a gambler; or is not a person of good character; or 3. who has been convicted of a felony, a crime of moral turpitude, or a misdemeanor specifically listed in 65 ILCS 5/10-2.1-6 or 65 ILCS 5/10-2.1-6.3, as amended from time to time; or 5 4. who, in the judgment of the Board, has practiced or attempted to practice any dishonesty, deception, or fraud in his or her application, examination, or other submissions to or dealings with the Board, the Fire Department, the Police Department or the Village; or 5. who has failed to abide by the rules and procedures governing any aspect of the application process; or 6. who is unable to perform the essential duties of the position to which he or she seeks appointment, with or without reasonable accommodation; or 7. who has been dismissed from any public service; or 8. whose character or employment references are unsatisfactory; or 9. who has failed to appear for, or failed, any element of the examination or otherwise has not successfully completed any portion of the examination process; or 10. who does not have a valid automobile driver’s license; or 11. who has not achieved a high school education or its equivalent, and (for police applicants only) who has not successfully received credit for a minimum of 60 credit hours toward a bachelor’s degree from an accredited college or university. Any applicant deemed disqualified hereunder shall be notified by the Board. SECTION 6 - RELEASE OF LIABILITY. In consideration of being admitted to the examination process, all applicants must execute and deliver to the Board or its designated representative a release of all liability as a result of participating in the examinations, and all waivers and releases of information necessary to allow the Board to complete all elements of the examination, on forms approved by the Board. SECTION 7 - ADMISSION TO EXAMINATION. No person shall knowingly be admitted to any element of any examination who does not meet the minimum qualifications established for the rank of police officer or firefighter/paramedic, respectively. The fact that a person is admitted to an element of an examination will not be considered as evidence that he or she is qualified or eligible for the position. SECTION 8 - NO CREATION OF APPLICANT RIGHTS OR INTEREST. Neither the filing of an application, nor the acceptance of an application, nor an applicant’s satisfaction of the general or special qualifications for filing an application or being admitted to an examination, nor any provision of these Rules and Regulations may be construed or applied as creating any vested, property, or other right or interest in any person to apply for, be examined for, or be appointed to any position in the Departments. SECTION 9 - CORRECTION OF APPLICATION. A defective application will be returned to the applicant for correction, if the applicant otherwise is qualified for the position he or she seeks. A returned application must be resubmitted within the time period established by the Board or its designated representative. SECTION 10 - PHYSICAL AND MEDICAL EXAMINATIONS. Applicants for original appointment may be subject to a physical aptitude test and shall be required (after a conditional offer of employment) to submit to a thorough medical and psychological examination by a licensed physician appointed by the Board. 6 SECTION 11 - AGE REQUIREMENTS. Applicants shall be under 35 years of age, at the time of application and at such time as the final eligibility list is posted, unless exempt from such age limitation as provided in Section 10-2.1-6 or 10-2.1-6.3 of the Act, as those limitations may be amended from time to time. All applicants must, at a minimum, be at least 21 years of age at time of application. Proof of birth date will be required at time of application. SECTION 12 - NOTICE OF ACCEPTANCE. The Secretary (or the Board’s testing consultant) will notify all applicants whose applications have been accepted by the Board to be present, if qualified, for the written and oral examinations. CHAPTER III - POLICE DEPARTMENT EXAMINATIONS AND APPOINTMENTS SECTION 1 - GENERAL STANDARDS FOR ENTRY-LEVEL EXAMINATIONS. A. Each applicant must provide proof of his or her birth date at time of filing an application. 1. Minimum Age for All Police Department Positions. At the time of filing an application for any position in the Police Department, an individual must be at least 21 years of age. 2. Maximum Age for Entry-Level Police Officer Position. At the time of filing an application for the rank of police officer, the applicant must be less than 35 years of age, unless the applicant is exempt from that age limitation under Section 10-2.1-6 of the Act. B. Each applicant may be fingerprinted after successfully completing the written and physical ability elements of the entry-level examination. C. The Board may set, at the time that it calls an entry-level examination, any particular elements of that examination and any particular standards for eligibility for the rank of police officer if the Board determines that the position requires special qualifications. The Board also may require evidence from each applicant establishing that the applicant meets those particular standards. D. Each applicant must provide proof of a high school diploma. The applicant must also provide proof of an associate’s degree or successful receipt of credit for a minimum of 60 credit hours from an accredited college or university or has one year of active duty military service, or is full-time law enforcement ILETSB certified. E. The Board may conduct entry-level examinations at any time, even if applicants remain on a Final Eligibility Register. In that event, applicants who successfully complete subsequent entry-level examinations will be merged onto an existing Final Eligibility Register as described in Section 2(G) below. SECTION 2 - ENTRY-LEVEL EXAMINATION ELEMENTS; MINIMUM GRADE. The following examination elements may be conducted by the Board as part of an entry-level examination. The sequence of testing and testing elements may vary at the discretion of the Board. Failure to achieve the minimum passing grade in any component disqualifies the applicant from any further participation in the entry-level examination process. Each weighted component of the examination process shall be based upon a scale of 1 to 100. ENTRY-LEVEL POLICE OFFICER EXAMINATIONS EXAMINATION ELEMENTS WEIGHT MINIMUM PASSING SCORE Physical Ability Component N/A verification Written Test 65%** 70% for each component*** 7 Initial Oral Test /Situational Judgement Test 35%** **** ** If no initial oral test or situational judgment test is administered, then the written test will be weighted as 100%. *** The Board may establish a different written test minimum passing score for a particular examination. **** The Board will announce the protocol for the oral test or situational judgment test (including passing scores) prior to the commencement of the examination process. That protocol may change from one examination to another as determined by the Board. A. Element One—Orientation. If the Board conducts a separate orientation session, and attendance at that session is mandatory, then all applicants must attend that session as scheduled. The failure to attend a mandatory orientation session will constitute failure of this examination element. The Board may choose not to conduct a separate orientation session. B. Element Two—Physical Ability Test. Each applicant must provide verification of successful completion of the POWER Test Verification within the 12 months immediately preceding the administration of the written test, based on requirements of the Illinois Law Enforcement Training and Standards Board. That verification must be submitted by the deadline date set in the Published Notice of Examination. C. Element Three—Written Test. Information regarding the type of written test for a particular entry- level examination will be provided by the Board or its designated representative as part of the examination orientation program. All written test papers shall be and remain the property of the Board and the grading thereof by the Board shall be final and conclusive and not subject to review by any other board or tribunal of any kind or description. Applicants who fail to achieve a passing grade will be notified and eliminated from all further consideration. D. Element Four—Initial Oral/Situational Judgment Test. In its discretion, the Board may administer either an initial oral test (for those who already have passed the written test) or a situational judgment test administered in conjunction with the written test. ( The Board does not have to conduct either an initial oral test or situational judgment test. Depending on whether an initial oral or situational judgement test is administered, applicants may be asked questions that will enable the examiners to properly evaluate the applicants on maturity, communication skills, judgment, leadership ability, managerial ability, appearance, demeanor, emotional stability, self-confidence, friendliness, interest in the position, personal fitness for the position, and/or such other matters as are pertinent to the proper review and analysis of an applicant. Each applicant for a particular entry-level examination must be asked questions in similar areas of inquiry so that the examiners can satisfactorily compare the merits of the applicants. At the end of the oral test of each applicant, the examiners may discuss the merits of that applicant. Each examiner must individually grade the applicant in accordance with the protocol adopted for that test. The Board’s final score of the applicant may be computed only after the test has been administered to all applicants then being tested. E. Element Five—Initial Eligibility Register. The Board will prepare an Initial Eligibility Register of the applicants who have passed the written, initial oral, and/or situational judgment tests with the required composite score. Applicants must be placed on the Initial Eligibility Register in the order of their relative excellence as determined by their test scores. F. Element Six—Preference Points. The Initial Eligibility Register is subject to change with the addition of any claimed preference points as prescribed in 5/10-2.1-8 and 5/10-2.1-9 (a) of the Act. Applicants who are eligible for veteran, educational, police explorer program, or law enforcement certification preference points, shall make a claim in writing with proof thereof within 10 days after the date of the first posting of the initial eligibility list or such claim shall be deemed waived. At the 8 request of any applicant who is listed on an eligibility register and who is entitled to military, educational, explorer program or law enforcement certification preference points as provided by statute. G. Element Seven—Final Eligibility Register. Final appointment to the Police Department shall be from the names appearing on the Final Eligibility Register. The names of the applicants shall be placed upon the Final Eligibility Register in rank order, highest first. Rank order shall be based upon the applicant’s total cumulative score (including preference points) which shall be calculated as follows: 1. Overall Written Test score multiplied by 65% (or 100% if only a W ritten Test is administered); and, 2. Initial Oral Test or Situational Judgment Test score multiplied by 35% (if such a Test is administered). Applicants and their final total cumulative scores will be merged with other applicants who currently are on the Final Eligibility Register, without regard to their respective examination dates. Applicants will remain on the Final Eligibility Register for two (2) years from the date their names and final total cumulative scores were certified by the Board, after which their names and scores will be removed from the Register. Applicants currently on a Final Eligibility Register will be permitted to participate in subsequent entry-level examinations, and if such applicants successfully pass the subsequent examination, the applicants may elect to retain their current placement and score, or accept their new placement and score (in which case their current placement and score will be removed). Applicants shall be appointed from the Final Eligibility Register in descending order. Notwithstanding anything to contrary contained within these rules and regulations, the Board may, at its discretion, choose to appoint a candidate who has been awarded a certificate attesting to his/her successful completion of the Minimum Standards Basic Law Enforcement Training Course, as provided in the Illinois Police Training Act, ahead of non-certified applicants. Appointment from the Final Eligibility Register is subject to satisfactorily passing or completing a background investigation, a polygraph test, a post-conditional offer in-depth psychological examination, a post-conditional offer thorough medical examination (which includes, but is not limited to a test of the applicant’s vision, hearing, and for the use of drugs and/or narcotics), as well as successful completion of the Academy Power Test, if applicable. H. Element Eight—Polygraph Examination Process. When directed by the Board and before a conditional offer of employment has been made, an applicant must successfully complete the polygraph examination process at a time and place designated by the Board. I. Element Nine—Detailed Character and Background Check. At the request of the Board, the Police Department shall conduct a detailed character and background check of an applicant for an entry- level position who has successfully passed all prior elements of the entry-level examination. The check shall review the applicant’s employment history, references, educational background, credit history, litigation history, military record, driving record, neighborhood and community standing and service, and such other data and information pertinent to a proper review and analyses of the applicants. J. Element Ten—Oral Interview. When directed by the Board, an applicant who has successfully passed all prior elements of the examination must submit himself or herself to the Board for an oral interview. An applicant who does not pass the oral interview will be notified and eliminated from all further consideration. 1. Procedure. The oral interview of each applicant will be conducted by any number of Board members and/or designees that the Board decides to use. At the end of the interview of each applicant, the examiners may discuss the merits of that applicant. Each examiner 9 must individually grade the applicant as pass or fail. The Board’s final determination of whether the applicant has passed or failed may be computed only after the interview has been administered to all applicants then being considered for appointment. 2. Subjects of Oral Interview. Applicants will be asked questions that will enable the examiners to properly evaluate them on maturity, communication skills, judgment, leadership ability, managerial ability, appearance, demeanor, emotional stability, self-confidence, friendliness, interest in the position, personal fitness for the position, and such other matters as are pertinent to the proper review and analysis of an applicant. K. Element Eleven—Psychological Test. When directed by the Board and after a conditional offer of employment has been made, an applicant who has successfully passed all prior elements of the examination must submit to a psychological test to be given by a qualified examiner selected by the Board. The test must be designed and administered solely to determine an applicant’s suitability and fitness for the rank of police officer. The examiner shall prepare and submit a report of the examination to the Board for its evaluation. The Board shall determine, based on such report, whether the applicant passed the test, whether additional psychological testing is necessary, or whether the applicant failed the test. L. Element Twelve—Medical Test. When directed by the Board and after a conditional offer of employment has been made, an applicant who has successfully passed all prior elements of the examination must submit to a medical test, including without limitation a vision test and drug screening, by a licensed physician designated by the Board. The test must be designed and administered for the purpose of determining fitness for, and physical ability to perform, all of the duties of the position sought. A medical test must be completed not earlier than 180 days prior to the date of appointment. A positive result on a confirmatory drug screening test will be a sufficient basis for a determination by the Board that an applicant has failed the medical test. At any point in the examination process, an applicant may be requested to submit evidence of vision sufficient to meet the standards of the Department to which he or she is applying or to submit to a vision examination to determine if his or her vision meets such standards. Each applicant shall be responsible for advising the Board of any changes in his or her ability to perform the essential job duties of a police officer, with or without reasonable accommodation. The Board may, at its discretion, require an applicant to submit to a follow-up medical test prior to appointment to a position. M. Basis of Appointment. Appointments to the rank of police officer will be made in accordance with the Act. Promptly after notification by the Police Chief that a vacancy exists in the rank of police officer and that the Village has authorized the filling of that vacancy, the Board shall undertake the process of appointing the highest-ranked, qualified applicant on the Final Eligibility Register or Alternative Eligibility Register to fill that vacancy. N. Waiver of Appointment. An applicant, within seven days after the date of notice from the Board of a conditional offer of appointment or an appointment, may request to waive the right to that appointment. That request must be made in writing and signed by the applicant. The Board shall then determine whether to grant or deny the waiver. If the waiver is granted, the name of the applicant requesting the waiver shall be waived on the Final Eligibility Register until the next opportunity for an appointment and the current vacancy shall be filled with the next-ranked successful candidate. If the waiver is denied, then the applicant requesting the waiver shall be removed from further consideration on the Final Eligibility Register. No applicant may be allowed more than one waiver. O. Probationary Appointment. All vacancies in the Police Department shall be filled by individuals from the Final Eligibility Register or Alternative Eligibility Register in the order in which their names appear on the register and having met all requirements previously listed. The Board, in its discretion, may make an offer of employment to a candidate from either the Final Eligibility Register or the Alternative Eligibility Register. Pursuant to Section 5/10-2.1-14 of the Act, the Board may choose to appoint a certified police officer candidate on the Final Eligibility Register ahead of non- certified applicants on the Final Eligibility Register. 10 All appointees to the Police Department shall serve a probationary period as set forth in the current police collective bargaining agreement. Currently, the probationary period commences on the date of original appointment and terminates 18 months from the date of employment (if the appointee is already certified), or 18 months from the date the appointee has successfully completed the Basic Training Course and the State Comprehensive Examination of the Illinois Local Government Law Enforcement Officers Training and Standards Board. During his or her probationary period, the appointee will be deemed not to have any vested property, or other right or interest in his or her employment with the Village, and nothing in these Rules and Regulations may be construed or applied to create any such right or interest. The Police Chief is delegated the authority to unilaterally terminate a probationary patrol officer without prior notice or hearing, and without having to first request or otherwise secure the Board’s permission or approval. SECTION 3 - ALTERNATIVE ELIGIBILITY REGISTER All persons must meet the following criteria to be considered for placement on the alternative eligibility register pursuant to 65 ILCS 5/10-2.1-14, in addition to all other hiring prerequisites outlined in Chapter II of these Rules and Regulations: A. Certification from the Illinois Law Enforcement Training and Standards Board as a certified full time Law Enforcement Officer; and B. Previous continuous service as a Police Officer in any Illinois municipality, county, university or State law enforcement agency for a minimum of two years; and C. In good standing in the Police Department in which the person currently serves or separated from in good standing with no adverse employment action; and D. Eligible to be granted a waiver of basic training from the Illinois Law Enforcement Training and Standards Board. Alternative Eligibility applicants who have been determined by the Board to meet the preceding requirements will not be required to fulfill Element One through Element Seven in Chapter III, Section 2, Paragraphs A through G. However, all candidates must successfully complete a Written Test as defined in Element Three and Oral Interview as defined in Element Ten, prior to an offer of employment being given. All other requirements of Chapter III, Section 2, Paragraphs H through P are required. The Chief of Police shall present the qualifications of any person eligible for the Alternative Eligibility Register to the Board of Fire and Police Commissioners for approval. Applicants approved for placement on the Alternative Eligibility Register will be listed in order of excellence based on their final score as determined by the Board. An individual who has been on the Alternative Eligibility Register for more than 2 years and has not been certified for hire shall be removed from the list. CHAPTER IV - FIRE DEPARTMENT EXAMINATIONS AND APPOINTMENTS SECTION 1 - GENERAL STANDARDS FOR ENTRY-LEVEL EXAMINATIONS. A. Each applicant must provide proof of his or her birth date at time of filing an application. 1. Minimum Age for Entry-Level Firefighter/Paramedic Positions. At the time of filing an application for an entry-level firefighter/paramedic, the applicant must be at least 19 years of age. The minimum age for appointment to the position of firefighter/paramedic with the Village of Oak Brook shall be 21 years of age, calculated as of the date of conditional offer of hire. 2. Maximum Age for Entry-Level Firefighter/Paramedic Position. At the time of filing an application for an entry-level firefighter/paramedic, the applicant must be less than 35 years 11 of age, unless the applicant is exempt from that age limitation under Section 10-2.1-6.3 of the Act. B. Each applicant will be fingerprinted as part of the character and background check. C. The Board may set, at the time that it calls an examination, particular standards for eligibility for the rank of firefighter/paramedic if the Board determines that the position requires special qualifications. The Board also may require evidence from each applicant establishing that the applicant meets those particular standards. SECTION 2 - ENTRY-LEVEL EXAMINATION ELEMENTS; MINIMUM GRADE. The following examination elements may be conducted by the Board as part of an entry-level examination. The sequence of testing and testing elements may vary at the discretion of the Board. Failure to achieve the minimum passing grade in any examination disqualifies the applicant from any further participation. Each weighted component of the examination process shall be based upon a scale of 1 to 100. ENTRY-LEVEL FIREFIGHTER/PARAMEDIC EXAMINATIONS EXAMINATION ELEMENTS WEIGHT MINIMUM PASSING SCORE Physical Ability Component N/A Verification Written Test 65%* 70% for each component*** Initial Oral Test/Situational Judgement Test 35%* ** * If no initial oral test or situational judgment test is administered, then the written test will be weighted as 100%. ** The Board will announce the protocol for the oral test or situational judgment test prior to the commencement of the examination process. That protocol may change from one examination to another as determined by the Board. *** The Board may establish a different written test minimum passing score for a particular examination. A. Element One—Orientation. If the Board conducts a separate orientation session, and attendance at that session is mandatory, then all applicants must attend that session as scheduled. The failure to attend a mandatory orientation session will constitute failure of this examination element. The Board may choose not to conduct a separate orientation session. B. Element Two—Physical Ability Test. Each applicant must provide verification of successful completion of the Candidate Physical Ability Test (CPAT), and ladder climb test, as licensed and approved by the International Fire Chief’s Association and the International Association of Fire Fighters. That verification must be submitted by the deadline date set in the Published Notice of Examination and must have been successfully completed within 1 year of the date of the written examination. C. Element Three—Written Test. Information regarding the type of written test for a particular examination will be provided by the Board or its designated representative as part of the examination orientation program. All written test papers shall be and remain the property of the Board and the grading thereof by the Board shall be final and conclusive and not subject to review by any other board or tribunal of any kind or description. Applicants who fail to achieve a passing grade will be notified and eliminated from all further consideration. D. Element Four—Initial Oral/Situational Judgment Test. In its discretion, the Board may administer either an initial oral test (for those who already have passed the written test) or a situational 12 judgment test administered in conjunction with the written test. The Board does not have to conduct either an initial oral test or situational judgment test. Depending on whether an initial oral or situational judgment test is administered, applicants may be asked questions that will enable the examiners to properly evaluate the applicants on maturity, communication skills, judgment, leadership ability, managerial ability, appearance, demeanor, emotional stability, self-confidence, friendliness, interest in the position, personal fitness for the position, and/or such other matters as are pertinent to the proper review and analysis of an applicant. Each applicant for a particular examination must be asked questions in similar areas of inquiry so that the examiners can satisfactorily compare the merits of the applicants. At the end of the test of each applicant, the examiners may discuss the merits of that applicant. Each examiner must individually grade the applicant in accordance with the protocol adopted for that test. The Board’s final score of the applicant may be computed only after the test has been administered to all applicants then being tested. E. Element Five—Initial Eligibility Register. The Board will prepare an Initial Eligibility Register of the applicants who have passed the written, initial oral, and/or situational judgment tests with the required composite score. Applicants must be placed on the Initial Eligibility Register in the order of their relative excellence as determined by their test scores. The Initial Eligibility Register must be issued no later than 60 days after the completion of the examination. The Initial Eligibility Register is subject to change with the addition of any claimed preference points as prescribed in Section 10-2.1-6.3 of the Act and described below. F. Element Six--Preference Points. An applicant for an entry-level position in the Fire Department may receive preference points if that applicant qualifies for such points under this Chapter IV, Section 2. The Board may prescribe the total number of preference points awarded under this Section, but the total number of preference points may not be less than 10 points or more than 30 points. Points may be given only if a proper and valid claim for preference points has been made and only if the standards for such preference points have been met under the Act and these Rules and Regulations. Applicants who are eligible for veteran, educational, or experience preference points shall make a claim in writing with proof thereof within 10 days after the date of the first posting of the initial eligibility list or such claim shall be deemed waived. Entry-level preference points in the Fire Department may be awarded for veteran service, education, and experience as follows: 1. Veteran Service Points. An applicant will be awarded 5 points if (a) the applicant was engaged in the active military or naval service of the United States for a total cumulative period of at least one year and was honorably discharged or (b) the applicant is currently or has been on inactive or reserve duty in such military or naval service for a total cumulative period of at least one year. 2. Education Points. An applicant will be awarded 3 points if the applicant has obtained an associate’s degree in the field of fire service or medical services, or a bachelor’s degree in any field from an accredited college or university. 3. Experience Points. An applicant may be awarded up to a maximum of 5 preference points under the following standards. This maximum number of 5 experience points presumes a rating scale totaling 100 points for the Final Eligibility Register. If fewer than 100 total points are used in the rating scale for the Final Eligibility Register, then the points awarded under this Subsection b will be decreased proportionately. a. Certified Firefighter III Experience. Subject to the 5-point cap for experience points, an applicant will be awarded 1 points for each year of successful, continuous service as a certified Firefighter III (or whichever equivalent designation is currently used by the Office of the Illinois State Fire Marshal). 13 b. Contract Paramedic Experience with Village. Subject to the 5-point cap for experience points, an applicant will be awarded 0.5 points for each full year of successful service as a paramedic under contract with the Village. The service to the Village as a contract paramedic must be current as of the deadline date for filing of the employment application established in the Notice of Examination. c. Limitation of Award of Experience Points. An applicant may not receive an amount of experience preference points that would move the applicant ahead of any veteran on the Initial Eligibility List. Instead, the applicant may receive that number of experience preference points that will not move the applicant ahead of any veteran. If two or more applicants receiving experience points are prevented from receiving all of their experience points because they cannot move ahead of a veteran, then those applicants will be placed on the Initial Eligibility List below the veteran and in rank order based on the total experience points they would have received except for the prohibition of moving ahead of a veteran. In the event of tied scores, the tie will be broken by lot in the presence of at least two Commissioners, at a regular or special meeting of the Board, in a manner the Board determines is appropriate under the circumstances. G. Element Seven—Final Eligibility Register. Final appointment to the Fire Department shall be from the names appearing on the Final Eligibility Register. The names of the applicants shall be placed upon the Final Eligibility Register in rank order, highest first. Rank order shall be based upon the applicant’s total cumulative score (including preference points) which shall be calculated as follows: 1. Overall Written Test score multiplied by 65% (or 100% if only a Written Test is administered); and, 2. Initial Oral Test or Situational Judgment Test score multiplied by 35% (if such a Test is administered). Applicants shall be appointed from the Final Eligibility Register in descending order of their relative excellence based on the highest to lowest total points with reference to priority of time of examination. Applicants and their final total cumulative scores will be merged with other applicants who currently are on the Final Eligibility Register, without regard to their respective examination dates. Applicants will remain on the Final Eligibility Register for two (2) years from the date their names and final total cumulative scores were certified by the Board, after which their names and scores will be removed from the Register. Applicants currently on the Final Eligibility Register will be permitted to participate in subsequent entry-level examination, and if such applicants successfully pass the subsequent examination, the applicants may applicants may elect to retain their current place and score, or accept their new placement and score (in which case their current placement and score will be removed). Appointment from the Final Eligibility Register is subject to satisfactorily passing or completing a background investigation, a polygraph test, a post-conditional offer in-depth psychological examination, a post-conditional offer thorough medical examination (which includes, but is not limited to a test of the applicant’s vision, hearing, for the use of drugs and/or narcotics), and verification of successful completion of the Candidate Physical Ability Test (CPAT) and the ladder climb test, dated within 1 year as of the date of the conditional offer of employment. If the candidate does not produce verification at time of conditional offer of successful completion of the Candidate Physical Ability Test (CPAT) and the ladder climb test, then the conditional offer may be revoked and the applicant’s name may be stricken from the Final Eligibility Register. 14 H. Element Eight—Screening of Candidates in Anticipation of Vacancies. Prior to a conditional offer of hire, the Board may initiate the screening of candidates on the Final Eligibility Register in anticipation that vacancies will be occurring in the Village of Oak Brook Fire Department in the near future. Only candidates who are fully qualified for hire will be screened, and any candidates on the Final Eligibility Register who have not reached the age of twenty-one (21) or have not yet obtained licensure as an Illinois EMT/paramedic shall not be screened. The Board's screening process shall commence with the release of candidate application files to the Oak Brook Fire Department for background investigation and, in most circumstances, the scheduling of a polygraph examination. Candidates who are not yet qualified based on age or EMT/paramedic certification shall be held on the list in rank order until the Board is notified that the qualification has been attained. Candidates who are held on the list and not screened in anticipation of vacancies because they are not yet qualified based on age or EMT/paramedic licensure shall not be considered to be "passing" an appointment, as provided by statute and the Board's rules. It shall be the candidate's responsibility to notify the Board upon attaining his or her EMT/paramedic licensure. This notification must be in writing and include a copy of the license, directed to the Board's Staff Liaison. Upon obtaining the age of twenty-one (21) and EMT/paramedic license, the candidate will be eligible for screening, and the candidate's file will be released for background investigation and polygraph testing the next time additional candidates are pulled from the list for screening. I. Element Nine—Polygraph Examination Process. When directed by the Board and before a conditional offer of employment has been made, an applicant must successfully complete the polygraph examination process at a time and place designated by the Board. J. Element Ten—Detailed Character and Background Check. At the request of the Board, the Police and/or Fire Departments shall conduct a detailed character and background check of an applicant for an entry-level position who has successfully passed all prior elements of the examination. The check shall review the applicant’s employment history, references, educational background, credit history, litigation history, military record, driving record, neighborhood and community standing and service, and such other data and information pertinent to a proper review and analyses of the applicants. K. Element Eleven—Oral Interview. When directed by the Board, an applicant who has successfully passed all prior elements of the examination must submit himself or herself to the Board for an oral interview. An applicant who does not pass the oral interview will be notified and eliminated from all further consideration. 1. Procedure. The oral interview of each applicant will be conducted by any number of Board members and/or designees that the Board decides to use. At the end of the test of each applicant, the examiners may discuss the merits of that applicant. Each examiner must individually grade the applicant as pass or fail. The Board’s final determination of whether the applicant has passed or failed may be computed only after the test has been administered to all applicants then being considered for appointment. 2. Subjects of Oral Interview. Applicants will be asked questions that will enable the examiners to properly evaluate them on maturity, communication skills, judgment, leadership ability, managerial ability, appearance, demeanor, emotional stability, self- confidence, friendliness, interest in the position, personal fitness for the position, and such other matters as are pertinent to the proper review and analysis of an applicant. K. Element Twelve—Psychological Test. When directed by the Board and after a conditional offer of employment has been made, an applicant who has successfully passed all prior elements of the examination must submit to a psychological test to be given by a qualified examiner selected by the Board. The test must be designed and administered solely to determine an applicant’s 15 suitability and fitness for the rank of firefighter/paramedic. The examiner shall prepare and submit a report of the examination to the Board for its evaluation. The Board shall determine, based on such report, whether the applicant passed the test, whether additional psychological testing is necessary, or whether the applicant failed the test. L. Element Thirteen—Medical Test. When directed by the Board and after a conditional offer of employment has been made, an applicant who has successfully passed all prior elements of the examination must submit to a medical test, including without limitation a vision test and drug screening, by a licensed physician designated by the Board. The test must be designed and administered for the purpose of determining fitness for, and physical ability to perform, all of the duties of the position sought. A medical test must be completed not earlier than 180 days prior to the date of appointment. A positive result on a confirmatory drug screening test will be a sufficient basis for a determination by the Board that an applicant has failed the medical test. At any point in the examination process, an applicant may be requested to submit evidence of vision sufficient to meet the standards of the Department to which he or she is applying or to submit to a vision examination to determine if his or her vision meets such standards. Each applicant shall be responsible for advising the Board of any changes in his or her ability to perform the essential job duties of a police officer, with or without reasonable accommodation. The Board may, at its discretion, require an applicant to submit to a follow-up medical test prior to appointment to a position. N. Basis of Appointment. Appointments to the rank of firefighter/paramedic will be made in accordance with the Act. Promptly after notification by the Fire Chief that a vacancy exists in the rank of firefighter/paramedic and that the Village has authorized the filling of that vacancy, the Board shall undertake the process of appointing the highest-ranked, qualified applicant on the Final Eligibility Register to fill that vacancy. However, if the Board has reason to conclude that the highest ranked person fails to meet the minimum standards for the position or if the Board believes an alternate candidate would better serve the needs of the Fire Department, then the Board may pass over the highest ranked person and appoint either (i) any person who has a ranking in the top 5 percent of the Final Eligibility Register; or (ii) any person who is among the top 5 highest ranked persons on the Final Eligibility Register if the number who have a ranking in the top 5 percent is less than 5 people. Before skipping the highest ranked person, the Board will notify that person of its intention, and give him or her an opportunity to comment at an open meeting. O. Waiver of Appointment. An applicant, within seven days after the date of notice from the Board of a conditional offer of appointment or an appointment, may pass on that appointment once without losing his or her position on the Final Eligibility Register. That request must be made in writing and signed by the applicant. No applicant is allowed more than one pass on an appointment. P. Probationary Appointment. Each person appointed as a firefighter/paramedic will serve a probationary period for whatever length and terms as may be set forth in an applicable collective bargaining agreement or law. 1. No Rights. During his or her probationary period, the firefighter/paramedic will be deemed not to have any vested property, or other right or interest in his or her employment with the Village, and nothing in this Section or in any other provision of these Rules and Regulations may be construed or applied to create any such right or interest. 2. Disciplinary Provisions Not Applicable. The disciplinary provisions of these Rules and Regulations do not apply to the dismissal or suspension of a probationary firefighter/paramedic. The Fire Chief is delegated the authority to unilaterally terminate a a probationary firefighter/paramedic without prior notice or hearing, and without having to first request or otherwise secure the Board’s permission or approval. 16 CHAPTER V - PROMOTIONAL EXAMINATIONS – POLICE DEPARTMENT SECTION 1 - GENERAL. All examinations for promotion shall be competitive among such qualified members of the next lower rank as desire to submit themselves to examination. All applicants for promotion must have successfully completed his or her probationary period, as of the date the written examination is administered, in order to test for the next higher rank. All promotions within the Police Department shall be made from the three individuals having the highest rating, and where there are less than three names on the promotional eligibility register, as originally posted, or remaining thereon after appointments have been made there from, appointments to fill existing vacancies shall be made from those names or the name remaining on the promotional register. The method of examination and the rules governing examinations for promotion are specified below. The Board shall strike off the names of applicants for promotional appointment after they have remained thereon for more than three years, provided there is no vacancy existing which can be filled from the promotional register. For the purpose of determining that a vacancy exists, the Board must have received notice from the appropriate corporate authorities to fill an existing vacancy prior to the date the name(s) are to be stricken from a promotional eligibility register. Each weighted component of the examination process shall be based upon a scale of 1 to 100. The final Promotional Examination score for promotions within the Police Department shall be determined as follows: POLICE SERGEANT EXAMINATIONS PHASE WEIGHT MINIMUM PASSING SCORE Seniority (1 point per year of service, beginning with sixth year, or part thereof, up to a maximum of 5 points) 5% N/A Ascertained Merit (Maximum of 5 points) 5% N/A Written Examination 40% Oral Examination/Assessment Center 50% POLICE COMMANDER EXAMINATIONS PHASE WEIGHT MINIMUM PASSING SCORE Seniority (1 point per year of service, beginning with sixth year, or part thereof, up to a maximum of 5 points) 5% N/A Ascertained Merit (Maximum of 10 points) 10% ** Written Examination 35% * Oral Examination/Assessment Center 50% * * The minimum passing score, if any, will be announced by the Board prior to conducting the examination. ** Ascertained Merit Points for Police Department promotions shall be determined in the manner set forth within Attachment B hereto. SECTION 2 - TOTAL SCORE. An applicant’s total score shall consist of the combined scores of the seniority in service, merit/efficiency rating, written examination and oral examination/assessment center plus veteran’s preference points (as described in 65 ILCS 5/10-2.1-10 and 10-2.1-11). Applicants shall take rank upon a promotional eligibility register in the order of their relative excellence as determined by their total score. In the event of a tie 17 score, the placement of the tied applicants’ names on the eligibility list shall be determined by lot, in the presence of a quorum of the Board, in whatever manner the Board deems appropriate. SECTION 3 - PROMOTIONAL VACANCY. Upon notice from the appropriate corporate authority that a promotional vacancy exists, the Board shall select the individual to be promoted in the manner specified in Section 1 of this Chapter V. The Board, prior to making a promotional appointment, may administer a second oral interview of the applicants then eligible for promotion. CHAPTER VI - PROMOTIONAL EXAMINATIONS – FIRE DEPARTMENT SECTION 1 - GENERAL. All examinations for promotion shall be competitive among such qualified members of the next lower rank as desire to submit themselves to examination. All applicants for promotion must satisfy the eligibility criteria contained in the collective bargaining agreement between the Village and the Illinois Association of Professional Firefighters’ Local #4646 (to the extent the agreement’s promotional provisions apply to the rank in question). . The Board shall strike off the names of applicants for promotional appointment after they have remained thereon for more than three years, provided there is no vacancy existing which can be filled from the promotional register. “Vacancy” is defined pursuant to the collective bargaining agreement between the Village and the Illinois Association of Professional Firefighters’ Local #4646. Each weighted component of the examination process shall be based upon a scale of 1 to 100. Promotions to the ranks of Fire Lieutenant, Battalion Chief and Deputy Chief shall be accomplished in accordance with the Fire Department Promotion Act (Attachment A) and as provided in any current, valid collective bargaining agreement between the Village and the Illinois Association Professional Firefighters’ Local #4646 (to the extent the agreement’s promotional provisions apply to the rank in question). The final promotional examination score for promotions within the Fire Department shall be determined as follows: FIRE LIEUTENANT EXAMINATIONS PHASE WEIGHT MINIMUM PASSING SCORE Seniority (1 point per full year of seniority, starting after completion of year four, up to a maximum of 10 points calculated as of the date of the written examination) 10% N/A Ascertained Merit (Maximum of 100 points reduced by a weighting factor of .20) 20% ** Written Examination 35% * Oral Examination/Assessment Center 35% * 18 FIRE BATTALION CHIEF EXAMINATIONS PHASE WEIGHT MINIMUM PASSING SCORE Seniority (.5 point per year of departmental seniority up to a maximum of 5 points, combined with 1 point per year seniority as a Lieutenant to a maximum of 5 points, with the total seniority points awarded not to exceed 10 points, which are calculated as of the date of the written examination) 10% N/A Ascertained Merit (Maximum of 100 points reduced by a weighting factor of .20) 20% ** Written Examination 35% * Oral Examination/Assessment Center 35% * * The minimum passing score, if any, will be announced by the Board prior to conducting the examination. ** Ascertained Merit Points for Fire Department promotions shall be determined in the manner set forth within Attachment A hereto. SECTION 2 - TOTAL SCORE. An applicant’s total score shall consist of the combined scores of the seniority in service, merit/efficiency rating, written examination and oral examination/assessment center plus veteran’s preference points. Applicants shall take rank upon a promotional eligibility register in the order of their relative excellence as determined by their total score. In the event of a tie score, the placement of the tied applicants’ names on the eligibility list shall be determined by lot, in the presence of a quorum of the Board, in whatever manner the Board deems appropriate. SECTION 3 - PROMOTIONAL VACANCY. Upon notice from the appropriate corporate authority that a promotional vacancy exists, the Board shall select the individual to be promoted in the manner specified in Section 1 of this Chapter VI. In doing so, the Board has the right to pass over the top-ranked person and appoint the next highest ranked person on the Final Eligibility Register if the Board has reason to conclude that the highest ranking person has demonstrated substantial shortcomings in work performance or has engaged in misconduct affecting the person’s ability to perform the duties of the promoted rank since the posting of the Final Eligibility Register. Before skipping the highest ranked person, the Board will notify that person of its intention, and give him or her an opportunity to comment at an open meeting. The Board will document its reason for its decision to select the next highest ranked person. Unless the reasons for passing over the highest ranking person are not remedial, no person who is the highest ranking person on the Final Eligibility Register at the time of a vacancy shall be passed over more than once. Any candidate may refuse a promotion once without losing his or her position on the Final Eligibility Register. CHAPTER VII - ORDER OF RANK, CLASSIFICATION AND OATH OF OFFICE SECTION 1 - RANK The order of rank in the Police Department and in the Fire Department shall be as provided by ordinance and the municipal budget. SECTION 2 - CLASSIFICATION The Board classifies the offices in the Fire Department and the Police Department for the purpose of establishing and maintaining standards of examinations and promotions based upon job descriptions and departmental regulations. 19 SECTION 3 - OATH OF OFFICE Before entering duty, any person about to become a member of the Fire or Police Department, shall take the following oath, before any person authorized to administer oaths in the State of Illinois: I, ________________, do solemnly swear or affirm that I will support the Constitution of the United States, and the Constitution of the State of Illinois, and that I will faithfully discharge the duties of the office of _________________ according to the best of my ability.” Signed ______________________________ Subscribed and sworn to before me this _____ day of ___________ 20___. ______________________________ Notary Public CHAPTER VIII - HEARING OF CHARGES, REMOVALS, SUSPENSIONS AND DISCHARGES SECTION 1 - APPLICABILITY. The provisions of this Chapter VIII apply in the absence of a current, valid collective bargaining agreement between the Village and a bargaining unit that governs the matters addressed in this Chapter. In the case of a conflict between the provisions of this Chapter VIII and the terms of such a collective bargaining agreement, the terms of the collective bargaining agreement shall apply. SECTION 2 - HEARING OF CHARGES. A. Hearings before the Board are not common law proceedings. The provisions of the “Code of Civil Procedure” do not apply to hearings before the Board. B. “Counsel” as used herein means: One who has been admitted to the bar as an attorney-at-law in this State. C. No rehearing, reconsideration, modification, vacation, or alteration of a decision of the Board shall be allowed. D. “Cause” is some substantial shortcoming which renders continuance in employment in some way detrimental to the discipline and efficiency of the public service and something which the law and sound public opinion recognize as cause for the officer or firefighter no longer occupying his position. The right to determine what constitutes cause is in the Board. E. The complainant or appellant initiating any proceedings which call for a hearing before the Board shall have the burden of proof to establish by a preponderance of the evidence that cause for discipline exists or that a suspension, previously imposed by the Chief of a department, is unwarranted. Should the question of a crime be involved, the rule of “reasonable doubt” shall not control. F. The phrase “preponderance of evidence” is defined as the greater weight of the evidence, that is to say, it rests with that evidence which, when fairly considered produces the stronger impression, and has a greater weight, and is more convincing as to its truth when weighed against the evidence in opposition thereto. G. Probationary police officers and firefighters may be summarily dismissed by the Fire Chief or Police Chief, and are not entitled to the protections afforded to other full-time officers by statute or these rules. 20 H. All hearings shall be public, unless the Board decides to close the proceedings in accordance with the Open Meetings Act. I. At the time and place of hearing, both parties may be represented by counsel, if they so desire. J. All proceedings before the Board during the conduct of the hearing shall be recorded by a court reporter to be employed by the Board. K. The records of all hearings will not be transcribed by the court reporter unless requested to do so by the Board or any party of interest. L. All witnesses shall be sworn prior to testifying and the matter will be decided by the Board solely on evidence presented at the hearings. M. The Board will first hear the witnesses either substantiating the charges which have been made against the respondent or in support of an appeal brought by a suspended police officer or firefighter. Thereafter the other party may present and examine those witnesses whom he desires the Board to hear. All parties shall have the right to cross-examine witnesses presented by the opposite party. The Board in its discretion may allow rebuttal testimony and evidence. SECTION 3 - HEARING PROCEDURE. A. Complaints: In all cases, written complaints shall be filed with the BFPC Secretary in quintuple, setting forth a plain and concise statement of the facts upon which the complaint is based. B. Probable Cause: The Board shall have the right to determine whether there is or is not probable cause for hearing a complaint and may conduct such informal hearings as may be necessary for such purpose. C. Notification of Hearing: Upon the filing of a complaint in quintuple with the Secretary of the Board, and the determination by the Board of probable cause for entertaining said complaint, the Secretary of the Board shall notify both the complainant and the respondent, either by registered or certified mail, return receipt requested, or personally, of the time and place of the hearing of the charges contained in the Complaint. The respondent shall also be served with a copy of the Complaint, and if an Order of Suspension Pending a Hearing is entered by the Board, the respondent, the complainant, the Chief of the Department, the treasurer, comptroller, manager, or other finance officer of the municipality shall be notified of the entry of such Order of Suspension Pending a Hearing, and be served either personally or by registered or certified mail, return receipt requested, with a copy of such Order. D. Continuances: The matter of granting or refusing to grant a continuance of a hearing is within the discretion of the Board. E. Stipulations: Parties may, on their own behalf, or by Counsel, stipulate and agree in writing, or on the record, as to evidenced guilt. The facts so stipulated shall be considered as evidence in the proceeding. F. In the event a respondent has been suspended pending a hearing and desires a continuance, it shall also be stipulated and agreed that in the event said respondent is to be retained in his position as a result of a decision of the Board following a hearing of the cause, then no compensation shall be paid to said respondent during the period of said continuance. G. Sufficiency of Charges–Objections Thereto: Motions or objections to the sufficiency of written charges must be filed or made prior to or at the hearing before the Board. SECTION 4 - SUBPOENAS. 21 A. Any party to an administrative hearing may, at any time before the hearing, make application to the Board by filing with it a written request for subpoenas for any individual to appear for a hearing or have them produce books, papers, records, accounts and other documents as may be deemed by the Board to be relevant to the hearing. On the filing of such application, subpoenas will be issued for the named persons. Subpoenas may be served by any person 21 years of age or older designated by the party requesting the subpoenas. Application for subpoenas should contain the names and addresses of the individuals to be subpoenaed, and the identity of any documents which they are to produce. Subpoenas will not be issued for anyone residing outside of the State of Illinois. B. Any request for continuance by reason of inability to serve subpoenas shall be filed in the office of the Board at least three days before the date set for such hearing, provided, however, that the Board in its discretion may waive this rule. SECTION 5 - SERVICE. All papers required by these Rules and Regulations to be served shall be delivered personally to the party designated or mailed, by United States mail in an envelope properly addressed with postage prepaid, to the designated party at his last known residence as reflected by the complaint filed with the Board, except as herein otherwise provided. Proof of service of any paper may be made by the certification of any person so mailing the paper or delivering the same to the designated party personally, or by filing a return receipt showing that a paper was mailed, by either registered or certified mail, return receipt requested, to a party’s address where it was received by a named party. The Board may modify this Section at any point during a disciplinary hearing to permit the electronic service of documents. SECTION 6 - FILING. All papers may be filed with the Board by mailing them or delivering them personally to the Secretary of the Board at the Village of Oak Brook, Illinois. For the purpose of these Rules and Regulations, the filing date of any paper shall be the date it was received in the Board’s Office, in the event the paper is delivered personally or by messenger. In the event a paper is forwarded by mail, then the filing date shall be the date which is postmarked on the envelope of such paper. The Board may modify this Section at any point during a disciplinary hearing to permit the electronic filing of documents. SECTION 7 - FORMS OF PAPER. A. All papers filed in any proceeding shall be typewritten or printed and shall be on one side of the paper only. B. If typewritten, the lines shall be double spaced, except that long quotations may be single spaced and indented. C. All papers shall be not larger than 8½” by 11” with inside margins of not less than one inch. D. The original of all papers filed shall be signed in ink by the party filing the paper or by an officer, agent, or attorney thereof and copies thereof provided the opposing party or his counsel. E. If papers are filed by an attorney, his name and address shall appear thereon. SECTION 8 - SUSPENSION. A. The Board may suspend any member of the Fire or Police Department against whom charges have been filed, pending a hearing of the charges by the Board, but not to exceed 30 days, without pay, at any one time. B. The Chief of the Fire and Police Department shall have the right to suspend any officer under his command for a period not to exceed five calendar days, providing no charges on the same offense have been filed and are pending before the Board, and he shall notify the Board in writing within 22 24 hours of the time of such suspension. Any policeman or fireman so suspended may appeal to the Board for a review of the suspension within five calendar days after receiving notice of such suspension by filing notice of such appeal in writing with the Secretary of the Board of Fire and Police Commissioners. A hearing shall be had upon such appeal, and due notice given to the Chief of the Department who suspended such Officer, and to the Officer so suspended. The burden of establishing that a suspension is unwarranted shall be upon the individual bringing the appeal. C. Upon such appeal, the Board may sustain the action of the Chief of the Department, may reverse it with instructions that the officer so suspended receive his pay for the period involved, may suspend the officer for a period of not more than 30 days, or discharge him, depending on the evidence presented. SECTION 9 - DISCHARGE OR SUSPENSION AFTER HEARING. A. Discharge from office, or suspension from service in the Fire or Police Department shall be in compliance with the Act. B. The Board shall, within a reasonable time after the hearing is completed, enter its findings on the records of the Board. SECTION 10 - DATE OF HEARING. The time for the hearing of charges shall be set by the Board, within 30 days of the time of the filing of such charges. Continuances may be granted from time to time upon motion of any party to the proceeding by order of the Board. This time limitation is not applicable to hearings conducted to review suspensions of five days or less imposed by a Chief of a department on one of its members. SECTION 11 - FINDINGS AND DECISION. In case any member of the Fire or Police Department shall be found guilty of the charges filed against him after a hearing by the Board, he may be removed, discharged, or suspended for a period not exceeding 30 days, without pay. Upon an appeal, the Board may sustain the action of the Chief, may reverse it, in whole or in part, or may suspend the officer or firefighter for an additional period of not more than 30 days or discharge him depending on the facts presented. The findings and decision of the Board, following a hearing of charges, shall be preserved by the Secretary, and notice of said finding and decision sent to the officer involved and the department head for enforcement. If the finding or decision is that an officer or employee is guilty of charges investigated, and removal or discharge is ordered, such order of removal or discharge shall become effective forthwith. These Rules and Regulations were promulgated by the Board of Fire and Police Commissioners of the Village of Oak Brook, Illinois on the December 29, 1993. 23 The current Rules and Regulations incorporate amendments through March 20, 2023. BOARD OF FIRE AND POLICE COMMISSIONERS: Dated: March 20, 2023 ____________________________________________ Judy Lucas, Chairman ____________________________________________ Moin Saiyed, Secretary 1 ATTACHMENT A FIRE DEPARTMENT PROMOTION ACT LOCAL GOVERNMENT (50 ILCS 742/) Fire Department Promotion Act. (50 ILCS 742/1) Sec. 1. Short title. This Act may be cited as the Fire Department Promotion Act. (Source: P.A. 93-411, eff. 8-4-03.) (50 ILCS 742/5) Sec. 5. Definitions. In this Act: “Affected department” or “department” means a full-time municipal fire department that is subject to a collective bargaining agreement or the fire department operated by a full-time fire protection district. The terms do not include fire departments operated by the State, a university, or a municipality with a population over 1,000,000 or any unit of local government other than a municipality or fire protection district. The terms also do not include a combined department that was providing both police and firefighting services on January 1, 2002. “Appointing authority” means the Board of Fire and Police Commissioners, Board of Fire Commissioners, Civil Service Commissioners, Superintendent or Department Head, Fire Protection District Board of Trustees, or other entity having the authority to administer and grant promotions in an affected department. “Promotion” means any appointment or advancement to a rank within the affected department (1) for which an examination was required before January 1, 2002; (2) that is included within a bargaining unit; or (3) that is the next rank immediately above the highest rank included within a bargaining unit, provided such rank is not the only rank between the Fire Chief and the highest rank included within the bargaining unit, or is a rank otherwise excepted under item (i), (ii), (iii), (iv), or (v) of this definition. “Promotion” does not include appointments (i) that are for fewer than 180 days; (ii) to the positions of Superintendent, Chief, or other chief executive officer; (iii) to an exclusively administrative or executive rank for which an examination is not required; (iv) to a rank that was exempted by a home rule municipality prior to January 1, 2002, provided that after the effective date of this Act no home rule municipality may exempt any future or existing ranks from the provisions of this Act; or (v) to an administrative rank immediately below the Superintendent, Chief, or other chief executive officer of an affected department, provided such rank shall not be held by more than 2 persons and there is a promoted rank immediately below it. Notwithstanding the exceptions to the definition of “promotion” set forth in items (i), (ii), (iii), (iv), and (v) of this definition, promotions shall include any appointments to ranks covered by the terms of a collective bargaining agreement in effect on the effective date of this Act. “Preliminary promotion list” means the rank order of eligible applicants established in accordance with subsection (b) of Section 20 prior to applicable veteran’s preference points. A person on the preliminary promotion list who is eligible for veteran’s preference under the laws and agreements applicable to the appointing authority may file a written application for that preference within 10 days after the initial posting of the preliminary promotion list. The preference shall be calculated in accordance with Section 55 and applied as an addition to the person’s total point score on the examination. The appointing authority shall make adjustments to the preliminary promotion list based on any veteran’s preference claimed and the final adjusted promotion list shall then be posted by the appointing authority. “Rank” means any position within the chain of command of a fire department to which employees are regularly assigned to perform duties related to providing fire suppression, fire prevention, or emergency services. “Final adjusted promotion list” means the promotion list for the position that is in effect on the date the position is created or the vacancy occurs. If there is no final adjusted promotion list in effect for that position on that date, or if all persons on the current final adjusted promotion list for that position refuse the promotion, the affected department shall not make a permanent promotion until a new final adjusted promotion list has been prepared in accordance with this Act, but may make a temporary appointment to fill the vacancy. Temporary appointments shall not exceed 180 days. 2 Each component of the promotional test shall be scored on a scale of 100 points. The component scores shall then be reduced by the weighting factor assigned to the component on the test and the scores of all components shall be added to produce a total score based on a scale of 100 points. (Source: P.A. 93-411, eff. 8-4-03.) (50 ILCS 742/10) Sec. 10. Applicability. (a) This Act shall apply to all positions in an affected department, except those specifically excluded in items (i), (ii), (iii), (iv), and (v) of the definition of “promotion” in Section 5 unless such positions are covered by a collective bargaining agreement in force on the effective date of this Act. Existing promotion lists shall continue to be valid until their expiration dates, or up to a maximum of 3 years after the effective date of this Act. (b) Notwithstanding any statute, ordinance, rule, or other laws to the contrary, all promotions in an affected department to which this Act applies shall be administered in the manner provided for in this Act. Provisions of the Illinois Municipal Code, the Fire Protection District Act, municipal ordinances, or rules adopted pursuant to such authority and other laws relating to promotions in affected departments shall continue to apply to the extent they are compatible with this Act, but in the event of conflict between this Act and any other law, this Act shall control. (c) A home rule or non-home rule municipality may not administer its fire department promotion process in a manner that is inconsistent with this Act. This Section is a limitation under subsection (i) of Section 6 of Article VII of the Illinois Constitution on the concurrent exercise by home rule units of the powers and functions exercised by the State. (d) This Act is intended to serve as a minimum standard and shall be construed to authorize and not to limit: (1) An appointing authority from establishing different or supplemental promotional criteria or components, provided that the criteria are job-related and applied uniformly. (2) The right of an exclusive bargaining representative to require an employer to negotiate clauses within a collective bargaining agreement relating to conditions, criteria, or procedures for the promotion of employees to ranks, as defined in Section 5, covered by this Act. (3) The negotiation by an employer and an exclusive bargaining representative of provisions within a collective bargaining agreement to achieve affirmative action objectives, provided that such clauses are consistent with applicable law. (e) Local authorities and exclusive bargaining agents affected by this Act may agree to waive one or more of its provisions and bargain on the contents of those provisions, provided that any such waivers shall be considered permissive subjects of bargaining. (Source: P.A. 93-411, eff. 8-4-03; 94-809, eff. 5-26-06.) (50 ILCS 742/15) Sec. 15. Promotion process. (a) For the purpose of granting promotion to any rank to which this Act applies, the appointing authority shall from time to time, as necessary, administer a promotion process in accordance with this Act. (b) Eligibility requirements to participate in the promotional process may include a minimum requirement as to the length of employment, education, training, and certification in subjects and skills related to fire fighting. After the effective date of this Act, any such eligibility requirements shall be published at least one year prior to the date of the beginning of the promotional process and all members of the affected department shall be given an equal opportunity to meet those eligibility requirements. (c) All aspects of the promotion process shall be equally accessible to all eligible employees of the department. Every component of the testing and evaluation procedures shall be published to all eligible applicants when the announcement of promotional testing is made. The scores for each component of the testing and evaluation procedures shall be disclosed to each candidate as soon as practicable after the component is completed. (d) The appointing authority shall provide a separate promotional examination for each rank that is filled by promotion. All examinations for promotion shall be competitive among the members of the next lower rank who meet the established eligibility requirements and desire to submit themselves to examination. The 3 appointing authority may employ consultants to design and administer promotion examinations or may adopt any job-related examinations or study materials that may become available, so long as they comply with the requirements of this Act. (Source: P.A. 93-411, eff. 8-4-03.) (50 ILCS 742/20) Sec. 20. Promotion lists. (a) For the purpose of granting a promotion to any rank to which this Act applies, the appointing authority shall from time to time, as necessary, prepare a preliminary promotion list in accordance with this Act. The preliminary promotion list shall be distributed, posted, or otherwise made conveniently available by the appointing authority to all members of the department. (b) A person’s position on the preliminary promotion list shall be determined by a combination of factors which may include any of the following: (i) the person’s score on the written examination for that rank, determined in accordance with Section 35; (ii) the person’s seniority within the department, determined in accordance with Section 40; (iii) the person’s ascertained merit, determined in accordance with Section 45; and (iv) the person’s score on the subjective evaluation, determined in accordance with Section 50. Applicants shall be ranked on the list in rank order based on the highest to the lowest total points scored on all of the components of the test. Promotional components, as defined herein, shall be determined and administered in accordance with the referenced Section, unless otherwise modified or agreed to as provided by paragraph (1) or (2) of subsection (d) of Section 10. The use of physical criteria, including but not limited to fitness testing, agility testing, and medical evaluations, is specifically barred from the promotion process. (c) A person on the preliminary promotion list who is eligible for a veteran’s preference under the laws and agreements applicable to the department may file a written application for that preference within 10 days after the initial posting of the preliminary promotion list. The preference shall be calculated as provided under Section 55 and added to the total score achieved by the candidate on the test. The appointing authority shall then make adjustments to the rank order of the preliminary promotion list based on any veteran’s preferences awarded. The final adjusted promotion list shall then be distributed, posted, or otherwise made conveniently available by the appointing authority to all members of the department. (d) Whenever a promotional rank is created or becomes vacant due to resignation, discharge, promotion, death, or the granting of a disability or retirement pension, or any other cause, the appointing authority shall appoint to that position the person with the highest ranking on the final promotion list for that rank, except that the appointing authority shall have the right to pass over that person and appoint the next highest ranked person on the list if the appointing authority has reason to conclude that the highest ranking person has demonstrated substantial shortcomings in work performance or has engaged in misconduct affecting the person’s ability to perform the duties of the promoted rank since the posting of the promotion list. If the highest ranking person is passed over, the appointing authority shall document its reasons for its decision to select the next highest ranking person on the list. Unless the reasons for passing over the highest ranking person are not remediable, no person who is the highest ranking person on the list at the time of the vacancy shall be passed over more than once. Any dispute as to the selection of the first or second highest-ranking person shall be subject to resolution in accordance with any grievance procedure in effect covering the employee. A vacancy shall be deemed to occur in a position on the date upon which the position is vacated, and on that same date, a vacancy shall occur in all ranks inferior to that rank, provided that the position or positions continue to be funded and authorized by the corporate authorities. If a vacated position is not filled due to a lack of funding or authorization and is subsequently reinstated, the final promotion list shall be continued in effect until all positions vacated have been filled or for a period up to 5 years beginning from the date on which the position was vacated. In such event, the candidate or applicants who would have otherwise been promoted when the vacancy originally occurred shall be promoted. Any candidate may refuse a promotion once without losing his or her position on the final adjusted promotion list. Any candidate who refuses promotion a second time shall be removed from the final adjusted promotion list, provided that such action shall not prejudice a person’s opportunities to participate in future promotion examinations. (e) A final adjusted promotion list shall remain valid and unaltered for a period of not less than 2 nor more than 3 years after the date of the initial posting. Integrated lists are prohibited and when a list expires it shall be void, except as provided in subsection (d) of this Section. If a promotion list is not in effect, a successor 4 list shall be prepared and distributed within 180 days after a vacancy, as defined in subsection (d) of this Section. (f) This Section 20 does not apply to the initial hiring list. (Source: P.A. 95-956, eff. 8-29-08.) (50 ILCS 742/25) Sec. 25. Monitoring. (a) All aspects of the promotion process, including without limitation the administration, scoring, and posting of scores for the written examination and subjective evaluation and the determination and posting of seniority and ascertained merit scores, shall be subject to monitoring and review in accordance with this Section and Sections 30 and 50. (b) Two impartial persons who are not members of the affected department shall be selected to act as observers by the exclusive bargaining agent. The appointing authorities may also select 2 additional impartial observers. (c) The observers monitoring the promotion process are authorized to be present and observe when any component of the test is administered or scored. Except as otherwise agreed to in a collective bargaining agreement, observers may not interfere with the promotion process, but shall promptly report any observed or suspected violation of the requirements of this Act or an applicable collective bargaining agreement to the appointing authority and all other affected parties. (d) The provisions of this Section do not apply to the extent that they are inconsistent with provisions otherwise agreed to in a collective bargaining agreement. (Source: P.A. 93-411, eff. 8-4-03.) (50 ILCS 742/30) Sec. 30. Promotion examination components. Promotion examinations that include components consisting of written examinations, seniority points, ascertained merit, or subjective evaluations shall be administered as provided in Sections 35, 40, 45 and 50. The weight, if any, that is given to any component included in a test may be set at the discretion of the appointing authority provided that such weight shall be subject to modification by the terms of any collective bargaining agreement in effect on the effective date of this Act or thereafter by negotiations between the employer and an exclusive bargaining representative. If the appointing authority establishes a minimum passing score, such score shall be announced prior to the date of the promotion process and it must be an aggregate of all components of the testing process. All applicants shall be allowed to participate in all components of the testing process irrespective of their score on any one component. The provisions of this Section do not apply to the extent that they are inconsistent with provisions otherwise agreed to in a collective bargaining agreement. (Source: P.A. 93-411, eff. 8-4-03.) (50 ILCS 742/35) Sec. 35. Written examinations. (a) The appointing authority may not condition eligibility to take the written examination on the applicant’s score on any of the previous components of the examination. The written examination for a particular rank shall consist of matters relating to the duties regularly performed by persons holding that rank within the department. The examination shall be based only on the contents of written materials that the appointing authority has identified and made readily available to potential examinees at least 90 days before the examination is administered. The test questions and material must be pertinent to the particular rank for which the examination is being given. The written examination shall be administered after the determination and posting of the seniority list, ascertained merit points, and subjective evaluation scores. The written examination shall be administered, the test materials opened, and the results scored and tabulated. (b) Written examinations shall be graded at the examination site on the day of the examination immediately upon completion of the test in front of the observers if such observers are appointed under Section 25, or if the tests are graded offsite by a bona fide testing agency, the observers shall witness the sealing and the shipping of the tests for grading and the subsequent opening of the scores upon the return from the testing agency. Every examinee shall have the right (i) to obtain his or her score on the examination on the day of the examination or upon the day of its return from the testing agency (or the appointing authority shall require the testing agency to mail the individual scores to any address submitted by the applicants on the day of the examination); and (ii) to review the answers to the examination that the 5 examiners consider correct. The appointing authority may hold a review session after the examination for the purpose of gathering feedback on the examination from the applicants. The review sessions shall be at no cost to the applicants. (c) Sample written examinations may be examined by the appointing authority and members of the department, but no person in the department or the appointing authority (including the Chief, Civil Service Commissioners, Board of Fire and Police Commissioners, Board of Fire Commissioners, or Fire Protection District Board of Trustees and other appointed or elected officials) may see or examine the specific questions on the actual written examination before the examination is administered. If a sample examination is used, actual test questions shall not be included. It is a violation of this Act for any member of the department or the appointing authority to obtain or divulge foreknowledge of the contents of the written examination before it is administered. (d) Each department shall maintain reading and study materials for its current written examination and the reading list for the last 2 written examinations or for a period of 5 years, whichever is less, for each rank and shall make these materials available and accessible at each duty station. (e) The provisions of this Section do not apply to the extent that they are in conflict with provisions otherwise agreed to in a collective bargaining agreement. (Source: P.A. 97-352, eff. 8-12-11.) (50 ILCS 742/40) Sec. 40. Seniority points. (a) Seniority points shall be based only upon service with the affected department and shall be calculated as of the date of the written examination. The weight of this component and its computation shall be determined by the appointing authority or through a collective bargaining agreement. (b) A seniority list shall be posted before the written examination is given and before the preliminary promotion list is compiled. The seniority list shall include the seniority date, any breaks in service, the total number of eligible years, and the number of seniority points. (Source: P.A. 93-411, eff. 8-4-03.) (50 ILCS 742/45) Sec. 45. Ascertained merit. (a) The promotion test may include points for ascertained merit. Ascertained merit points may be awarded for education, training, and certification in subjects and skills related to the fire service. The basis for granting ascertained merit points, after the effective date of this Act, shall be published at least one year prior to the date ascertained merit points are awarded and all persons eligible to compete for promotion shall be given an equal opportunity to obtain ascertained merit points unless otherwise agreed to in a collective bargaining agreement. (b) Total points awarded for ascertained merit shall be posted before the written examination is administered and before the promotion list is compiled. (Source: P.A. 93-411, eff. 8-4-03.) (50 ILCS 742/50) Sec. 50. Subjective evaluation. (a) A promotion test may include subjective evaluation components. Subjective evaluations may include an oral interview, tactical evaluation, performance evaluation, or other component based on subjective evaluation of the examinee. The methods used for subjective evaluations may include using any employee assessment centers, evaluation systems, chief’s points, or other methods. (b) Any subjective component shall be identified to all applicants prior to its application, be job-related, and be applied uniformly to all applicants. Every examinee shall have the right to documentation of his or her score on the subjective component upon the completion of the subjective examination component or its application. A designated representative of the contracting union party shall be notified and be entitled to be present to monitor any preliminary meeting between certified assessors or representatives of a testing agency and representatives of the appointing authority held prior to the administration of the test to applicants for promotion. (c) Where chief’s points or other subjective methods are employed that are not amenable to monitoring, monitors shall not be required, but any disputes as to the results of such methods shall be subject to 6 resolution in accordance with any collectively bargained grievance procedure in effect at the time of the test. (d) Where performance evaluations are used as a basis for promotions, they shall be given annually and made readily available to each candidate for review and they shall include any disagreement or documentation the employee provides to refute or contest the evaluation. These annual evaluations are not subject to grievance procedures, unless used for points in the promotion process. (e) Total points awarded for subjective components shall be posted before the written examination is administered and before the promotion list is compiled. (f) Persons selected to grade applicants for promotion during an assessment center process shall be impartial professionals who have undergone training to be certified assessors. The training and certification requirements shall, at a minimum, provide that, to obtain and maintain certification, assessors shall complete a course of basic training, subscribe to a code of ethical conduct, complete continuing education, and satisfy minimum activity levels. (g) The standards for certification shall be established by a Joint Labor and Management Committee (JLMC) composed of 4 members: 2 designated by a statewide association whose membership is predominantly fire chiefs representing management interests of the Illinois fire service, and 2 designated by a statewide labor organization that is a representative of sworn or commissioned firefighters in Illinois. Members may serve terms of one year subject to reappointment. For the purposes of this Section, the term “statewide labor organization” has the meaning ascribed to it in Section 10-3-12 of the Illinois Municipal Code. In developing certification standards, the JLMC may seek the advice and counsel of professionals and experts and may appoint an advisory committee. The JLMC may charge reasonable fees that are related to the costs of administering authorized programs and conducting classes, including without limitation the costs of monitoring programs and classes, to the following: (i) applicants for certifications or re-certifications, (ii) recipients of certifications or re-certifications, and (iii) individuals and entities approved by the JLMC to conduct programs or classes. The JLMC’s initial certification standards shall be submitted to the Office of the State Fire Marshal by January 1, 2009. The JLMC may provisionally certify persons who have prior experience as assessors on promotional examinations in the fire service. Effective January 1, 2010 only those persons who meet the certification standards developed by the JLMC and submitted to the Office of the State Fire Marshal may be selected to grade applicants on a subjective component of a promotional examination conducted under the authority of this Act; provided this requirement shall be waived for persons employed or appointed by the jurisdiction administering the examination. The JLMC shall annually: (1) issue public notice offering persons who are interested in qualifying as certified assessors the opportunity to enroll in training; and (2) submit to the Office of the State Fire Marshal an amended list of persons who remain certified, are newly certified, or who are no longer certified. (h) The Office of the State Fire Marshal shall support the program by adopting certification standards based on those submitted by the JLMC and by establishing a roster of certified assessors composed of persons certified by the JLMC. If the parties have not agreed to contract with a particular testing company to provide certified assessors, either party may request the Office to provide the names of certified assessors. Within 7 days after receiving a request from either party for a list of certified assessors, the Office shall select at random from the roster of certified assessors a panel numbering not less than 2 times the number of assessors required. The parties shall augment the number by a factor of 50% by designating assessors who may serve as alternates to the primary assessors. The parties shall select assessors from the list or lists provided by the Office or from the panel obtained by the testing company as provided above. Within 7 days following the receipt of the list, the parties shall notify the Office of the assessors they have selected. Unless the parties agree on an alternate selection procedure, they shall alternatively strike names from the list provided by the Office until only the number of required assessors remain. A coin toss shall determine which party strikes the first name. If the parties fail to notify the Office in a timely manner of their selection of assessors, the Office shall appoint the assessors required from the roster of certified assessors. In the event an assessor is not able to participate in the assessment center process for which he was selected, either of the parties involved in the promotion process may request that additional names of certified assessors be provided by the Office. 7 (Source: P.A. 97-174, eff. 7-22-11.) (50 ILCS 742/55) Sec. 55. Veterans’ preference. A person on a preliminary promotion list who is eligible for veteran’s preference under any law or agreement applicable to an affected department may file a written application for that preference within 10 days after the initial posting of the preliminary promotion list. The veteran’s preference shall be calculated as provided in the applicable law and added to the applicant’s total score on the preliminary promotion list. Any person who has received a promotion from a promotion list on which his or her position was adjusted for veteran’s preference, under this Act or any other law, shall not be eligible for any subsequent veteran’s preference under this Act. (Source: P.A. 93-411, eff. 8-4-03.) (50 ILCS 742/60) Sec. 60. Right to review. Any affected person or party who believes that an error has been made with respect to eligibility to take an examination, examination result, placement or position on a promotion list, or veteran’s preference shall be entitled to a review of the matter by the appointing authority or as otherwise provided by law. (Source: P.A. 93-411, eff. 8-4-03.) (50 ILCS 742/65) Sec. 65. Violations. (a) A person who knowingly divulges or receives test questions or answers before a written examination, or otherwise knowingly violates or subverts any requirement of this Act commits a violation of this Act and may be subject to charges for official misconduct. (b) A person who is the knowing recipient of test information in advance of the examination shall be disqualified from the promotion examination or demoted from the rank to which he was promoted, as applicable and otherwise subjected to disciplinary actions. (Source: P.A. 93-411, eff. 8-4-03.) (50 ILCS 742/900) Sec. 900. (Amendatory provisions; text omitted). (Source: P.A. 93-411, eff. 8-4-03; text omitted.) (50 ILCS 742/999) Sec. 999. Effective date. This Act takes effect upon becoming law. (Source: P.A. 93-411, eff. 8-4-03.) 1 ATTACHMENT B POLICE DEPARTMENT ASCERTAINED MERIT AND EFFICIENCY Awarding of Merit and Efficiency Points for Promotion to the Rank of Police Sergeant: The Chief of Police is authorized by the Oak Brook Board of Fire and Police Commissioners to award up to 5 merit and efficiency points to the score that is derived by the Board through the prescribed testing process for Police Sergeant. The Chief of Police will forward the number of merit and efficiency points for each candidate to the BFPC. The number of points will be added to the score of each candidate who has passed the examination and will be placed on the eligibility list as determined by the BFPC. These points will be assessed and added to the scoring prior to any military points that may be available as defined in the Act. A first line supervisor must lead by example in order to be effective. Each candidate will receive 0 to 5 points based upon a) attendance, b) performance reviews for the past two years or rating periods, c) absence of disciplinary action, d) quality of written work and follow-up based upon the random pulling of two case reports from the previous 12 months, e) demonstration of willingness to go above and beyond what is expected by either specialized assignment or policy and program development. a) Attendance Less than four Occurrences: 1 Point Habitual Tardiness, Use of sick leave other than by doctors note, FMLA, extended illness over the past two years preceding the examination process, or any other leave that is protected by law. b) Performance Reviews Meets or Above Standards: 1 Point Qualifying score of Meets Standards or greater over the past two rating periods. c) Disciplinary Action No Disciplinary Actions: 1 Point Presence of any disciplinary action over the past two years. d) Quality of Work 1 Point Two completed case reports would be pulled at random for each candidate from the past two years. The report would be rated blind by a panel of three current sergeants on the officer’s willingness of officer to perform follow up, neighborhood canvas, completing call to its natural conclusion prior to turning it over for follow up by detectives, and quality of written work. e) Willingness to Go Above and Beyond 1 Point Performing a specialized assignment, developing a program or service, involvement or participation in specialized training leading to a special assignment or detail. 2 Awarding of Merit and Efficiency Points for Promotion to the Rank of Police Commander: The Chief of Police is authorized by the Oak Brook Board of Fire and Police Commissioners to award up to 10 merit and efficiency points to the score that is derived by the Board through the prescribed testing process for Police Commander. The Chief of Police will forward the number of merit and efficiency points for each candidate by correspondence to the BFPC. The number of points will be added to the score of each candidate who has passed the examination and will be placed on the eligibility list as determined by the BFPC. These points will be assessed and added to the scoring prior to any military points that may be available as defined in 65 ILCS 5/10-2.1 et. al. 1. Quality and Efficiency (0 to 5 Points) A first line supervisor must lead by example in order to be effective. Each candidate will receive 0 to 10 points based upon a) attendance, b) performance reviews for the past two years or rating periods, c) absence of disciplinary action, d) quality of written work and follow-up based upon the random pulling of two case reports from the previous 12 months, e) demonstration of willingness to go above and beyond what is expected by either specialized assignment or policy and program development. a) Attendance Less than four Occurrences: 1 Point Habitual Tardiness, Use of sick leave other than by doctors note, FMLA, extended illness over the past two years preceding the examination process, or any other leave that is protected by law. b) Performance Reviews Above Standards: 1 Point Meets Standards: 0 Point Qualifying score of Above Standards or greater over the past two rating periods. c) Disciplinary Action No Disciplinary Actions: 1 Point Presence of any disciplinary action over the past two years. d) Quality of Work 1 Point A completed staff study report would be presented by each candidate, completed as a Sergeant, from the past two years. The staff study report would be rated by a panel of three command officers above the rank of Sergeant on the Sergeant’s quality of written work and recommendations made for the betterment of the department and/or service to the community. e) Willingness to Go Above and Beyond 1 Point Performing or supervising a specialized assignment, developing a program or service, involvement or participation in specialized training leading to a special assignment or detail. 2. Discretionary Points (0 to 5 Points) The Chief would maintain and award up to five points solely on subjective measures left up to the discretion of the Chief. However, the Chief will be using criteria such as the officer’s commitment to the Department, 3 willingness towards self-improvement and furthering formal education, input by immediate supervisors, and commitment to community oriented policing efforts. a) Higher Education (Bachelors or Masters Degree) 1 Point b) Holding a Specialized Assignment or Certification 1 Point c) Participation in COP Programs 1 Point d) Organizational and Community Commitment 2 Points 1 ATTACHMENT C REMOVAL FROM FURTHER CONSIDERATION LANGUAGE On behalf of the Oak Brook Board of Fire and Police Commissioners, I regretfully inform you that you have been dropped from further consideration for the position of (police officer) (firefighter/paramedic). This is a result of your failure to pass the character and background requirement of the testing process, specified in Section VII.6 of the Rules and Regulations of the Board of Fire and Police Commissioners, as stated below: Failure to achieve the minimum passing grade in any test disqualifies the applicant from any further participation in the examination process. Thank you for your interest in employment with the Village of Oak Brook. We wish you well in your future endeavors.