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Water Meter Reading System and Meter Replacement ProgramVILLAGE OF OAK BROOK CONTRACT FOR THE ACQUISITION OF A FIXED AUTOMATIC WATER METER READING SYSTEM AND METER REPLACEMENT PROGRAM Full Name of Contractor HD Supply Waterworks ("Contractot') Principal Office Address 220 South Westgate, Carol Stream, Illinois 60188 Contact Person Tom Whalls, District Manager Telephone Number 630-665-1800 TO: Village of Oak Brook ("Vfllagd') 1200 Oak Brook Road Oak Brook, Illinois Attention:Doug Patchin, Public Works Director Contractor warrants and represents that Contractor has carefully examined the Work Site described below and 5. Miscellaneous. Do all other things required has reviewed and understood all documents included, of Contractor by this Contract; and referred to, or mentioned in this bound set of documents, including Addenda Nos. 1 and 2, which are securely 6. Quality. Provide, perform, and complete all stapled to the end of this Contract. of the foregoing in a proper and workmanlike manner, consistent with the standards of 1. Work recognized professional firms in performing Work of a similar nature, in full compliance A. Contract and Work. Contractor acknowledges, with, and as required by or pursuant, to this and agrees, that Contractor shall, at its sole cost and Contract, and with the greatest economy, expense, provide, perform, and complete, in the manner efficiency, and expedition consistent specified and described, and upon the terms and therewith, with only new, undamaged, and conditions set forth, in this Contract, all of the following, first quality equipment, materials, and all of which is herein referred to as the "Work": supplies. 1. Labor Eouiument Materials and Sunolies. B. Performance Standards. Contractor Provide, perform, and complete, in the acknowledges and agrees that all Work shall be fully manner specified and described in this provided, performed, and completed in accordance with Contract, all necessary work, labor, services, the specifications and description of Work attached transportation, equipment, materials, hereto as Exhibit A. supplies, information, data, and other means and items necessary for the Acquisition of a C. Responsibility for Damage or Loss. Contractor Fixed Automatic Water Meter Reading proposes, and agrees, that Contractor shall be System and Meter Replacement Program, as responsible and liable for, and shall promptly and is more fully specified in Exhibit A attached without charge to Village repair or replace, any damage hereto, for the Village of Oak Brook e'Work done to, and any loss or injury suffered by, the Village, Slid'); the Work, the Work Site, or other property or persons as a result of the Work. 2. Permits. Procure and furnish all permits, licenses, and other governmental approvals and authorizations necessary in connection therewith; 3. Bonds and Insurance. Procure and furnish all bonds and all insurance certificates and policies of insurance specified in this Contract; 4. Taxes. Pay all applicable federal, state, and local taxes; D. —Inspection/Testing/Rejection. Village shall have the right to inspect all or any part of the Work and to reject all or any part of the Work that is, in Village's judgment, defective or damaged or that in any way fails to conform strictly to the requirements of this Contract and the Village, without limiting its other rights or remedies, may require correction or replacement at Contractor's cost, perform or have performed all Work necessary to complete or correct all or any part of the Work that is defective, damaged, or nonconforming and charge Contractor with any excess cost incurred thereby, or cancel all or any part of any order or this Contract. Work so rejected may be returned or held at Contractor's expense and risk. 2. Contract Price Contractor acknowledges and agrees that Contractor shall take in full payment for all Work and other matters set forth under Section 1 above, including overhead and profit; taxes, contributions, and premiums; and compensation to all subcontractors and suppliers, the compensation set forth below. A. SCHEDULE OF PRICES For providing, performing, and completing all Work, in the not to exceed amount of $3,000,000.00 as indicated in attached table of unit prices. B. BASIS FOR DETERMINING PRICES Itis expressly understood and agreed that: 1. All prices stated in the Schedule of Prices are firm and shall not be subject to escalation or change; 2. The Village is not subject to state or local sales, use, and excise taxes, that no such taxes are included in the Schedule of Prices, and that all claim or right to claim any additional compensation by reason of the payment of any such tax is hereby waived and released; 3. All other applicable federal, state, and local taxes of every kind and nature applicable to the Work are included in the Schedule of Prices. C. TIME OF PAYMENT It is expressly understood and agreed that all payments shall be made upon a mutually agreed schedule between the Contractor and Village and upon final approval by the Village. All payments may be subject to deduction or setoff by reason of any failure of Contractor to perform under this Contract. Each payment shall include Contractor's certification of the value of, and partial or final waivers of lien covering, all Work for which payment is then requested and Contractor's certification that all prior payments have been properly applied to the payment or reimbursement of the costs with respect to which they were paid. 3. Contract Time Contractor acknowledges and agrees that Contractor shall commence the Work within 15 days following the Village's acceptance of this Contract provided Contractor shall have furnished to the Village all bonds and all insurance certificates [and policies of insurance] specified in this Contract ("Commencement Datd'). Contractor further acknowledges and agrees that Contractor shall perform the Work diligently and continuously and shall complete the Work not later than December 31,2018(" Time ofFkz1bzmancd'). The Village may modify the Time of Performance at any time upon 15 days prior written notice to the Contractor. Delays caused by the Village shall extend the Time of Performance; provided, however, that Contractor shall be responsible for completion of all Work within the Time of Performance, notwithstanding any strike or other work stoppage by employees of either Contractor or of the Village. 4. Financial Assurance A. Bonds. Contractor acknowledges and agrees that Contractor shall provide a Performance Bond and a Labor and Material Payment Bond, on forms provided by, or otherwise acceptable to, the Village, from a surety company acceptable to the Village, each in the penal sum of the Contract Price, within 10 days following the Village's acceptance of this Contract. B. Insurance. Contractor acknowledges and agrees that Contractor shall provide certificates of insurance evidencing the minimum insurance coverages and limits set forth in Exhibit B within 10 days following the Village's acceptance of this Contract. Such policies shall be in form, and from companies, acceptable to the Village. The insurance coverages and limits set forth Exhibit B shall be deemed to be minimum coverages and limits and shall not be construed in any way as a limitation on Contractor's duty to carry adequate insurance or on Contractor's liability for losses or damages under this Contract. The minimum insurance coverages and limits that shall be maintained at all times while providing, performing, or completing the Work are as set forth in Exhibit B. C. Indemnification. Contractor acknowledges and agrees that Contractor shall indemnify, save harmless, and defend the Village against all damages, liability, claims, losses, and expenses (including attorneys' fee) that may arise, or be alleged to have arisen, out of or in connection with Contractor's performance of, or failure to perform, the Work or any part thereof, or any failure to meet the representations and warranties set forth in Section 6 of this Contract. D. Penalties. Contractor acknowledges and agrees that Contractor shall be solely liable for any fines or civil penalties that are imposed by any governmental or quasi -governmental agency or body that may arise, or be alleged to have arisen, out of or in connection with Contractor's performance of, or failure to perform, the Work or any part thereof. 5. Firm Proposal All prices and other terms stated in this Contract are firm and shall not be subject to withdrawal, escalation, or change. 6. Contractor's Representations and Warranties In order to induce the Village to accept this Contract, Contractor hereby represents and warrants as follows: A. The Work. The Work, and all of its components, shall strictly conform to the requirements of this Contract, including, without limitation, the performance standards set forth in Subsection 1B of this Contract; and shall be fit, sufficient, and suitable for the purposes expressed in, or reasonably inferred from, this Contract and the warranties expressed herein shall be in addition to any other warranties expressed or implied by law, which are hereby reserved unto the Village. B. Compliance with Laws. The Work, and all of its components, shall be provided, performed, and completed in compliance with, and Contractor agrees to be bound by, all applicable federal, state, and local laws, orders, rules, and regulations, as they may be modified or amended from time to time, including without limitation the Prevailing Wage Act, 820 ILCS 130/0.01 et seg. (in furtherance of which, a copy of Village's ordinance ascertaining the prevailing rate of wages, in effect as of the date of this Contract, has been attached as an Appendix to this Contract; if the Illinois Department of Labor revises the prevailing rate of hourly wages to be paid, the revised rate shall apply to this Contract); any other prevailing wage laws; any statutes requiring preference to laborers of specified classes; any statutes prohibiting discrimination because of, or requiring affirmative action based on, race, creed, color, national origin, age, sex, or other prohibited classification; and any statutes regarding safety or the performance of the Work. Further, Contractor shall have a written sexual harassment policy in compliance with Section 2-105 of the Illinois Human Rights Act during the course of the work. C. Not Barred. Contractor is not barred by law from contracting with the Village or with any other unit of state or local government as a result of (i) a delinquency in the payment of any tax administered by the Illinois Department of Revenue unless Contractor is contesting, in accordance with the procedures established by the appropriate Revenue Act, its liability for the tax or the amount of tax, as set forth in 65 ILCS 5/11-42.1-1; or (ii) a violation of either Section 33E-3 or Section 33E-4 of Article 33 of the Criminal Code of 1961, 720 ILCS 5/33E-1 et seg. D. Qualified. Contractor has the requisite experience, ability, capital, facilities, plant, organization, and staff to enable Contractor to perform the Work successfully and promptly and to commence and complete the Work within the Contract Price and Contract Time set forth above. 7. Acknowledgements In submitting this Contract, Contractor acknowledges and agrees that: A. Reliance. The Village is relying on all warranties, representations, and statements made by Contractor in this Contract. B. Accentance. If this Contract is accepted, Contractor shall be bound by each and every term, condition, or provision contained in this Contract. D. Remedies. Each of the rights and remedies reserved to the Village in this Contract shall be cumulative and additional to any other or further remedies provided in law or equity or in this Contract. E. Time. Time is of the essence in the performance of all terms and provisions of this Contract and, except where stated otherwise references in this Contract to days shall be construed to refer to calendar days and time. F. No Waiver. No examination, inspection, investigation, test, measurement, review, determination, decision, certificate, or approval by the Village, whether before or after the Village's acceptance of this Contract; nor any information or data supplied by the Village, whether before or after the Village's acceptance of this Contract; nor any order by the Village for the payment of money; nor any payment for, or use, possession, or acceptance of, the whole or any part of the Work by the Village; nor any extension of time granted by the Village; nor any delay by the Village in exercising any right under this Contract; nor any other act or omission of the Village shall constitute or be deemed to be an acceptance of any defective, damaged, or nonconforming Work, nor operate to waive or otherwise diminish the effect of any representation or warranty made by Contractor; or of any requirement or provision of this Contract; or of any remedy, power, or right of the Village. G. Severability. It is hereby expressed to be the intent of the parties to this Contract that should any provision, covenant, agreement, or portion of this Contract or its application to any Person or property be held invalid by a court of competent jurisdiction, the remaining provisions of this Contract and the validity, enforceability, and application to any Person or property shall not be impaired thereby, but the remaining provisions shall be interpreted, applied, and enforced so as to achieve, as near as may be, the purpose and intent of this Contract to the greatest extent permitted by applicable law. H. Amendments and Modification . No amendment or modification to this Contract shall be effective until it is reduced to writing and approved and executed by the corporate authorities of the parties in accordance with all applicable statutory procedures. I. Assignment. Neither this Contract, nor any interest herein, shall be assigned or subcontracted, in whole or in part, by Contractor except upon the prior written consent of the Village. J. Governing Law; Venue. This Contract shall be governed by, construed and enforced in accordance with the internal laws, but not the conflicts of laws rules, of the State of Illinois. Venue for any action arising out of or due to this Contract shall be in the Circuit Court for DuPage County, Illinois. K Certified Payrolls. Contractor shall, in accordance with Section 6 of the Illinois Prevailing Wage Act, 820 iLCS 130/5, submit to the Village, on a monthly basis, a certified payroll. The certified payroll shall consist of a complete copy of those records required to be made and kept by the Prevailing Wage Act. The certified payroll shall be accompanied by a statement signed by the Contractor or subcontractor which certifies that: (1) such records are true and accurate: (2) the hourly rate paid is not lees than the general prevailing rate of hourly wages required by the Prevailing Wage Act; and (3) Contractor or subcontractor is aware that filing a certified payroll that he or she knows to be false is a Class B misdemeanor. A general contractor may rely upon the certification of a lower tier subcontractor, provided that the general contractor does not knowingly rely upon a subcontractor's false certification. Upon two business days' notice, Contractor and each subcontractor shall make available for inspection the records required to be made and kept by the Act: (i) to the Village, its officers and agents, and to the Director of the Illinois Department of Labor and his or here deputies and agents; and (ii) at all reasonable hours at a location within this State. L. Conflicts of Interest. Contractor represents and certifies that, to the best of its knowledge, (1) no elected or appointed Village official, employee or agent has a personal financial interest in the business of the Contractor or in this Agreement, or has personally received payment or other consideration for this Agreement; (2) as of the date of this Agreement, neither Contractor nor any person employed or associated with Contractor has any interest that would conflict in any manner or degree with the performance of the obligations under this Agreement; and (3) neither Contractor nor any person employed by or associated with Contractor shall at any time during the term of this Agreement obtain or acquire any interest that would conflict in any manner or degree with the performance of the obligations under this Agreement. M. Exhibits. If any conflict exists between this Contract and any exhibit attached hereto, the terms of this Contract shall prevail. Any conflict that exists between Exhibit A and Exhibit B, the terms of Exhibit B shall prevail. IN WITNFSS WHEREOF the parties hereto have caused this Agreement to he executed, effective on 2017. ATTEST: ByWarlotte rues, Village Clerk VILLAGE OF OAK BROOK, an Illinois municipal corporation By: 0 0 V' age Manager VILLAGE OF OAK BROOK REQUEST FOR PROPOSAL MARCH 2017 Please mail all responses to: Rania Serences Senior Purchasing Assistant Village of Oak Brook 1200 Oak Brook Road Oak Brook, IL 60523 Table of Contents 1.0 Introduction 1.1 Purpose of Request------......---------------- ......................... 1.2 Background ............... .............. ........................................ 1.3 Project Description ................. 1.4 Project Objective ---------------------------------------------------------------- 1.5 Professional Services Required _______________________________ 1.6 Village of Oak Brook Contacts------------------------------------------ -------------------------------1.7 1.7 Deadline of Receipt of Proposals and Submittal Address 1.8 RFP Process Schedule Page # ................... 3 3 ..................... 2.0 Functional Requirements................................................... 2.1 General - ----- - --------------------------------------............--............................ -5 5 2.2 SYSTEM Description---- .------------------------------------------------------ 2.3 Transmitter Modules -------6 6 2.4 Radio Frequencies ............ .......................................... 7 2.5 Meter Compatibility ........................ ------- ---------------------------------------------- 7 2.6 Retrofit Hardware Requirements-------------------------------------- - g 2.7 Fixed Network Data Collection Device-------------------------------------- 8 2.8 Software for Advanced Meter Infrastructure Data Processing. 8 2.9 ............. Requirements for Reads 9 2.10 FCC Licenses----------------------------------------------------------------------------------------------------- 9 2.11 SYSTEM Planning for Data Collection Device Locations 9 2.12 Implementation 9 2.13 Warranty and Customer Support-------- --- ------------------------------------------------------------10 2.14 SYSTEM Pricing ........... 10 2.15 Ownership., ................ ...............•--------------------------...................................... 10 2.16 Company Stability and Market Standing .................................... ................... 3.0 Scope of Services------------------------------------------------------------------------••------------------------------------- 1-10 10 4.0 Required Proposal Content 11 4.1 Specific Proposal Content 11 4.2 Schedule of Prices13 4.3 Miscellaneous Proposal Information-------------------------------- 15 5.0 Procurement of Professional Services 5.1 Proposal Evaluation and Final Selection 15 5.2 Negotiations Guidelines-------------------------------------------------------------...................... 16 5.3 Standard Agreement ......... 16 5.4 Compensation and Payment.- ........................................... 16 5.5 Bonds and Insurance 5.6 General Terms, Conditions & Instructions...................................................... 19 6.0 Appendix----------------------------------------------------- -- ----- ----------- •----------......----------------------------- 23 6.1 Proposal Certificate 23 6.2 Sample Village Contract 24 6.3 Sample Performance and Payment 4o xid 29 6.4 Exhibits "A" through "D" - ADDENDUM NO. I VILLAGE OF OAK BROOK April 12, 2017 This Addendum #1 is meant as a supplement to the Request for Proposals. This Addendum should be added to your Proposal for Acquisition of a Fixed Automatic Water Meter Reading System and Replacement Program. Questions concerning this Addendum #1 should be addressed to Rick Valent, (630) 368-5276. 1. Q. Do you want 10 printed copies of the full proposal response or would one printed copy and an electronic copy suffice? A. Please submit 4 printed copies of your fall proposal. After farther review, 10 copies are not needed. 2. Q. Bond section states that the material & labor performance bond "shall not terminate on completion of the work, but shall be reduced to 80%... to 0% in the fifth year". According to our bonding agent, this isn't a typical performance bond request since bonds are done for the duration of the project. Manufacturer's warranties and optional Maintenance plans typically cover the material after project completion. Please explain precisely what Oak Brook wants and the relation to having an extended bond beyond project completion. A. Labor and Material Bond Forms are included in the RFP as examples. Please have your bond company submit the material and labor bonds in their standard format. Our attorney will review all forms submitted and will let us know if there are an issues. 3. Q. Section 2.3.3.1 states "All transmitter modules must be installed and fully functioning below grade (i.e. basements, crawl spaces, pits, etc.). No exterior installation will be allowed". At the pre-bid meeting it was stated the Village prefers the MN's to be installed on the exterior of the homes. Does that still stand? A. The Village requires all radio transmitting modules be installed on the outside of the dwelling. Inside installations will only be approved on a case by case basis thin the Public Works Department. Pit installations should be installed in a manner that allows effective radio transmission from below grade. 4. Q. Section 2.16.3 states "Provide legal documentation of the Firm's complete proprietary ownership of the SYSTEM and its technology that is being proposed for use to the Village of Oak Brook. What exact types of documentation are you looking for? A. On their official letterhead, please provide correspondence from the manufacturers authoring the bidder to sell, warrant, and service their products as they relate to the SYSTEM (e.g., meters, transmitter modules, software). The purpose of such documentation is for the bidder to show the Village that manufacturers fully support and back the bidder. 5. Q. Has the Village made a determination as to wanting an owned on premise server or a hosted server? A. The Village has had good experience with an on premise based server and has no objection, however it is open to a hosted server option. Please provide any and all information as well as pricing that reflects both. 6. Q. Does the Village wish for the respondents to provide pricing and information on a customer web portal as part of the system? A. The Village would like the bidder to present customer portal options they have available as well as the costs associated. This is to include smartphone and tablet applications. 7. There are approximately 5,200 water accounts in Oak Brook water system. The RFP document states a number closer to 5,500. 8. All old meters and ACLARA MTUs being replaced must be tagged with service address and delivered to Public Works free of damage. 9. Awarded proposer will have access to the top of each Village owned building to install equipment. Please note the monopole currently resides at 95' in height and there are plans in process to increase that height to 120' within the near future. 10. The Village is requesting solar battery to generate power to hardware at sites; however it recognizes not all manufacturers prefer this method so AC power is an approved option. A majority of the Village's sites have AC power on the premises and it will be the bidder's responsibility to provide pricing for installation from the main source. The installed hardware is required to have its own dedicated circuit(s). 11. The Village would like the bidder to present cloud base options as well as the costs associated. 12. The Village estimates approximately 10% of its current transmitting modules to be installed inside the dwelling. The remaining 90% installed outside currently have a wire that could be reused for new modules. If new wire is needed for the new transmitting module to work properly, then the bidder should provide a price per foot in the RFP that will be billed to Village for those case by case installations. Whether utilizing existing wire or installing new, the bidder must guarantee it serves its purpose effectively for no less than 20 years. This 20 year period does not apply if wire is damaged by owners of the property, fire, or other causes beyond the bidder's control. Please note the new exterior transmitting modules should be installed in the same location as the one being replaced. 13. The budgeted amount for this project is in the range of 2.5M. 14. The entire fixed automatic water meter reading system and replacement program must be completed one (1) year or sooner from the date the contract is executed. 15. Please price any leak detection systems associated with the products and devices being installed in the blank spot of the proposal sheet. 16. Ground straps will be required for all meter installations, regardless of meter type. Please provide pricing accordingly. 17. Use multiple pricing sheets if the bidder would like to present a variety of programs options for the Village. 18. This is a prevailing wage project that requires certified payroll and lien waivers. Licensed plumbers are not a requirement. Please provide your labor rate accordingly. All other provisions contained in the March Request for Proposal remain the same. End of Addendum No. 1 ADDENDUMNO.2 VILLAGE OF OAK BROOK April 20, 2017 This Addendum #2 is meant as a supplement to the Request for Proposals. This Addendum should be added to your Proposal for Acquisition of a Fixed Automatic Water Meter Reading System and Replacement Program. Questions concerning this Addendum #2 should be addressed to Rick Valent, (630) 368-5276. This is a prevailing wage project that requires certified payroll and lien waivers. Illinois Licensed plumbers ARE required for meter installation. This is a correction to Addendum #l, item #18. 2. The quantity of 5/8" meters referred to in the Schedule of Prices is 5/8"x3/4" with a 7.5" lay length. Please note the Village does not have true 5/8" meters in its inventory. The quantity of 3/4" meters referred to in the Schedule of Prices is a combination of both 7.5" short and 9" lay length. Over the past few years the Village has been replacing its 5/8" meters with the 3/4" short version. Attached is a revised Schedule of Prices to be used by proposers that includes a new line item for the 3/4" short version. Quantities have been adjusted accordingly. This will allow the Village the option to replace its existing inventory as well as its remaining 5/8" inventory. All other provisions contained in the March Request for Proposal remain the same. End of Addendum No. 2 REQUEST FOR PROPOSAL ACQUISITION OF A FIXED BASE AUTOMATIC WATER METER READING SYSTEM AND REPLACEMENT PROGRAM The Village of Oak Brook is seeking proposals from qualified Finns experienced in the implementation and use of fixed base automatic water meter reading systems and installation of water meters. The fixed base automatic water meter reading system and meters hereinafter shall be referred to as (the "SYSTEM"), is to be purchased by the Village of Oak Brook and installed by a qualified Finn. All constraints/limitations associated thereto will be the responsibility of the selected Finn to manage in order to deliver a "turnkey" SYSTEM within the awarded project contract price, as well as the approved installation time frame. The Village of Oak Brook has appropriated funding for this SYSTEM in its FY 2017 budget. The scope of work should anticipate completing the entire SYSTEM within one year from the date of Award. Currently, the Village utilizes an ACLARA water meter reading system for approximately 5,534 meters and is seeking to update that system as well as implement a community -wide meter replacement program. Upon review of the Proposals, the Village anticipates purchasing a SYSTEM including all meters, collectors, transmitters, hardware, software and all necessary appurtenances to secure all water meter readings for the entire Village service area. We are requesting a proposal for the SYSTEM to read water meters in an automated and cost effective manner. Upon completion of the installation of the SYSTEM, the Village shall own the entire SYSTEM infrastructure including, but not limited to, meters, collectors, transmitters, hardware, software and all necessary appurtenances. Authorized Village designees must be able to access all collected data at any time in order to perform daily operations, provide customer support, and data analysis. It is the intent of the Village of Oak Brook that once a Firm is selected and a contract is awarded by the Village Board, the Firm and its sub-contractor(s) will furnish a "turnkey" project from the acquisition of the equipment to project closeout. Further information on the project scope is contained in Section 2.0 (Functional Requirements) and 3.0 (Scope of Services). 1.4 Project Objective It is the intent of the Village of Oak Brook to issue a single contract to the selected Firm hereinafter referred to as (the "TEAM") to provide all the necessary services to install and implement the SYSTEM. The SYSTEM shall be functional, efficient and of high quality to the maximum extent possible. This will be a "turnkey" project, functioning under a single contract. There will be no independent contracts issued by the Village of Oak Brook to any other contractor. It is the objective of the Village of Oak Brook to closely mirror the concept of "Design — Build" in order to obtain this "turnkey" SYSTEM. The selected TEAM must provide all services necessary to meet the objectives of this project. Further information on the services that the Village of Oak Brook anticipates will be needed for this project is contained in Section 3.0 (Scope of Services). Any work that is to be sub -contracted or performed by others in a TEAM proposal shall be clearly defined. All sub-contractor(s) are subject to the Village review and approval. Please note that the Village welcomes both individual and TEAM submittals and offers both the same fair and equitable treatment under a single contract. Primary Contact: Rick Valent, Public Works Superintendent 1200 Oak Brook Road Oak Brook, Illinois 60523 630-368-5276 rvalent(a oak-brook.org Contact for RFP Inquiries: Rania Serences, Senior Purchasing Assistant 1200 Oak Brook Road 1200 Oak Brook 630-368-5164 rserencesgoak-brook.org 1.7 Deadline of Receipt of Pronosals and Submittal Address All proposals shall be submitted in an opaque sealed envelope on or before the time stated and shall bear the name of the individual, firm, or corporation submitting the proposal. The envelope must state the project name: "Acquisition of a Fixed Automatic Water Meter Reading System and Meter Replacement Program" Ten (10) copies of the proposal must be submitted to: Rania Serences Senior Purchasing Assistant Village of Oak Brook 1200 Oak Brook Road Oak Brook, IL 60523 A Pre -proposal meeting will be held at 9:00 A.M. on Wednesday, March 29, 2017, in the S.E. Dean Board Room of the Butler Government Center, 1200 Oak Brook Road, Oak Brook, Illinois 60523. Attendance at this meeting is mandatory for proposers interested in submitting a proposal in response to this request. Proposals must be received no later than 4:00 p.m. CST on Wednesday, April 26, 2017. Proposals will not be opened publically. Proposals submitted after this time and date will not be accepted and will be returned unopened. No oral, telephone, e-mail or facsimile proposals will be considered. The Village reserves the right to reject any or all proposals, to waive any informality in any proposal, to sit and act as sole judge of the merit of each response submitted, to select a proposer, and to award in any manner that is most favorable to the Village. "Request for Proposal" released to all interested parties Mandatory Pre -proposal Meeting and Tour of proposed installation sites for the data collector units with Village staff and interested parties Proposer Questions Due on April 5, 2017 at 12:00 p.m. Issuance of any necessary Addenda Submission of proposals from interested parties Proposal Evaluation by Village Staff Negotiation with selected parties by Village Staff Completion of contract negotiations and contract submitted to Village Attorney for review and recommended approval or denial Award and Execution of contract by Village and Notice to Proceed The above schedule is a guide only, and may be amended as conditions deem necessary. The Village seeks to acquire a SYSTEM that meets the following objectives: • Water meter reading in the most cost effective manner possible • Improved customer service through the effective use of customer usage data, customer leak detection, and off cycle meter readings • Improved utility operations and enhanced revenue generation • Ability to migrate from daily consumption reads to more advanced data analysis, should business requirements warrant, without exchanging Automatic Meter Reading modules • Increased meter reading efficiency throughout the service territory This RFP requests the proposal for purchase of the following: • Store and transmit pertinent meter reading, data logging information and tamper data from electronic meter registers • A Fixed Network data collection system to collect readings, usage, leak and tamper information from the transmitter modules, and provide the data to the Customer Service or Billing Department or Management • Firm supplied software and customer support necessary to provide upload billing data files to Village owned Munis software program • Customer support services including assistance with software operation, troubleshooting and reconciling failed devices, network growth and the addition of new devices, training, recurrent software upgrades, and other activities to sustain proper operation of the SYSTEM • Installation of meters, all necessary infrastructure equipment and appurtenances Any systems and services proposed must cover the meter requirements stated below, and must have the flexibility to read other meters as well as the potential for other applications in the future. Further, Firms are expected to propose systems and equipment with sufficient redundancy, such that if a failure of any major system component or part thereof does occur, it will not interrupt the flow of meter reading information to customer revenue systems. The proposal shall contain an explicit comply/exception assessment of whether the system meets each requirement and, whenever necessary, description of compliance to each point. If the system or any part of the system fails to meet any of the following requirements, explain the reasoning that substantiates that the variation from these requirements is not critical. Please note that all answers must reflect current capabilities. Any future capabilities must be stated as such and outlined with a development schedule. Firms are also urged to propose any system, equipment, or other technology not identified in this proposal that would prove beneficial to the Village's overall SYSTEM. 2.2.1 Briefly describe the data flow in the system, listing each component and how they interface. Detail the proposed system configuration. 2.2.2 The system shall be full two-way communication to the water meter transmitter, allowing for not only demand and special reads but programming of the endpoint remotely. The Village of Oak Brook also requires that the proposed AMI system be able to communicate with and operate future remote shut-off valves. . 2.2.3 The system shall ensure accurate time recordings for all readings. 2.2.4 The user interface shall support multiple users across the enterprise. 2.2.5 The system shall be capable of identifying and quantifying customer leaks (after the meter). Please describe how a Village Customer Service Representative would use this feature. 2.2.6 The system should be capable of supporting acoustical leak detection to identify potential leaks in the Village's water distribution system. 2.3.1 Give the specifications of the transmitter module (i.e. size, weight, etc). 2.3.2 The transmitter module must be capable of operating in harsh environments. List the environmental specifications of the transmitter module and describe its ability to withstand heat/cold and water intrusion. 2.3.3 The transmitter module must last in the field without need for servicing for a minimum of 20 years. Indicate the expected product life of the transmitter module and any engineering data to support the claim. 2.3.3.1 All transmitter modules must be installed and fully functioning below grade (i.e. basements, crawl spaces, pits, etc.). No exterior installation will be allowed. 2.3.4 List all available options for the installation of the transmitter module into new or existing meters. 2.3.5 The transmitter module must utilize an accurate and reliable encoding technology to capture readings. Describe the encoding technology utilized in the transmitter module. 2.3.6 Describe the power supply utilized by the transmitter module. Battery operated modules must have a minimum battery life of 20 years with engineering data to support the claim. 2.3.7 The transmitter module must be capable of detecting and reporting theft. Describe all tamper sensors/indicators available with the transmitter module. The transmitter module must support cut cable tamper and reprogram detection. 2.3.8 The transmitter shall utilize two-way communications with the data collector to allow for wireless communications between the two devices for re -programming and time synchronization. The transmitter shall be configurable via wireless communications. 2.3.9 Each transmitter shall provide a unique pre-programmed eight digit identification number. Each transmitter shall be labeled with the ID number in both numeric and bar code form. The label shall also display FCC approval information, manufacturer's designation, and date of manufacture. 2.3. 10 The meter transmitter shall be FCC part 90, 101, and 24 approved for licensed band operation and communicate with the collection device using RF modulation designed specifically for AMR/AMI applications. This modulation shall use an error detection and forward error correction scheme capable of recovering up to one bit error every three bits. 2.3.11 The transmitter will have a fixed factory set non -programmable identification number to insure absolute identity of the transmitter within the radio AMR/AMI system. 2.3.12 The transmitter will have the capability of storing a Buyer defined programmable utility code. The utility code will be used to separate different classes of meters and differentiate the transmitter in multi -utility installations. 2.3.13 The transmitter will provide multiple transmissions per day at a minimum of (4) per day, with hourly readings. The transmitter shall have the ability for time synchronization. In addition, if the transmitter is configured in hourly usage /consumption profile mode, the transmitter shall also provide the daily meter reading data packet with hourly consumption data for the previous 24 hours. 2.3.14 The system shall incorporate a technology that takes into account interference and collision avoidance. Transmitter modules that operate using single channel Industrial, Scientific and Medical radio band (ISM band) transmitter modules are not permitted. 2.3.15 Firm's solution must provide the same functionality for both indoor water meters and those located in pit settings. Module proposed for pit setting must be able to withstand the harsh pit environment and have no exposed electrical connections. 2.3.16 Transmitter module must function accurately and not be damaged over an operating temperature range of -40 degree Fahrenheit to +150 degree Fahrenheit. 2.3.17 Indoor remote must function accurately and not be damaged within humidity environments of 0% to 95% relative humidity. 2.3.18 A dual input transmitter module must be available for connecting meters with two registers. 2.3.19 The transmitter module must provide leak detection capabilities including an internal algorithm built into each individual meter transmitter device. Transmitter module must provide for programmable leak detection time periods. 2.3.20 The transmitter module device must be easy to install. 2.4 Radio Frequencies 2.4.1 Define the radio frequency and its licensing to be used for the transmitter modules and the data collection devices and explain why it is selected for the SYSTEM. 2.5 Meters and Meter Comilatibih 2.5.1 Advanced Metering Infrastructure (AMI) Firm must be compatible with multiple meter manufacturers. Provide a listing of meter manufacturers and meter model numbers with which the transmitter modules are compatible. State whether the SYSTEM gives the Village the flexibility to purchase meters from multiple Firms. Meter compatibility listings for transmitter modules must be provided. 2.5.2 Currently, the Village owns approximately 5,534 positive displacement, turbo and compound series meters from a variety of manufacturers in various sizes as follows: 3,339 5/8" 511 3/4" 1,256 V 183 1.5" 125 2" 80 3" 36 4" 4 6" 2.5.3 The proposed meters shall comply with the latest edition of American Water Works Association Standards. The applicable standard shall be stated in the proposal. Displacement type, turbo or electronic flow meters can be proposed based on the meter's suitability for the application. Proposed meter shall have a meter reading accuracy over its flow range as specified by AWWA standards or better. If proposing an electronic meter indicate the battery life and replacement battery cost. Meter registers shall read in gallons. The registers shall communicate with the proposed meter reading transmitting device. Provide the proposed meter warranty. 2.5.4 Firm's solution must be able to connect to all absolute encoder -type registers. Manufacturer must be able to provide a model number for all meter types. This model number must have the ability to work with encoder type registers. , 2.6.1 Describe the equipment and process needed to perform retrofit installations of transmitter modules in the field. 2.7.1 Provide the specifications of Fixed Network Data Collection Device (i.e. size, weight, etc.). 2.7.2 The data collection device must be capable of operating in harsh environments. List the environmental specifications of the data collection device. 2.7.3 List all possible network backhaul options that the data collection device can support. 2.7.4 The Village desires that the SYSTEM is designed to minimize data collection points to reduce data backhaul and location lease expenses, as well as reduce inventory and maintenance requirements. These data collection points should be located on Village property to minimize vandalism opportunities. The proposed system must have the ability to migrate from a walk -by or drive-by system to a fixed base system without the requirement for a field visit. 2.7.5 Each tower collection device shall provide a live, two-way connection with the back -end computer system. 2.7.6 Define the performance characteristics of the data collection device (read rate, accuracy, etc.). 2.7.7 Indicate the capacity of readings obtained by the data collection device in an eight-hour day. 2.7.8 The SYSTEM must verify data integrity in every message. 2.7.9 Define any applicable warranties associated with the data collection device. 2.7.10 The data collection device must be easy to install. Describe installation procedures. 2.7.11 The data collection device must store 10 days of hourly data logging for 10,000 transmitter modules (if 60 minutes intervals selected). 2.7.12 The data collection device must have the capability to receive software upgrades via the network. 2.7.13 The data collection device must be capable to interface to a Windows 7 — 10 supported computer. 2.7.14 The data collection device must provide diagnostics capability to allow troubleshooting via the network. 2.7.15 Explain how the data collection device keeps time and what standard time keeping mechanism/system it uses to ensure accuracy. 2.7.16 Define the data collection devices power options. 2.7.17 The Village requires a battery backup or an alternative power source for the collection device in the event of a power failure. Please provide information on how long the device can run on battery before a recharge and expected battery life. 2.7.18 The Village requires guaranteed reliability to ensure reads are received from each transmitter module under the network on a daily basis. What means are in place in the solution to ensure a 100% probability of a daily read or a 100% weekly read probability? 2.7.19 Finn's Fixed Based Network solution should allow for maximum spacing between data collectors in the Village's territory. Describe the range of the data collectors indicating radius from the collector without the use of relay collectors. 2.7.20 Define any other options for data collection (e.g., cloud based). 2.8.1 Describe the SYSTEM that manages the data collection device, and how it schedules uploads from the collectors. Describe how the SYSTEM processes the data it receives from the data collection devices. 2.8.2 AMI System will use a standard operating system and database which frilly supports a WAN -based system. The Firm will specify the manufacturer, product name and product version of the operating system and database that the SYSTEM operates on. 2.8.3 The proposed SYSTEM must provide the ability to store a minimum of 40 days of meter reading data including hourly data logging information for up to 100,000 transmitter modules. 2.8.4 The Village must be able to submit customer data (name, address) to the SYSTEM via a standard file format (for access and search options in the user interface). 2.8.5 Complete data backup and restore capabilities. 2.8.6 The Firm must also provide software upgrades to the data collection devices and system software as required by the SYSTEM (must also be included in the cost of the proposal). 2.8.7 Describe the customer support for the AMI system inclusive of phone support, communications trouble shooting and proactive network monitoring. 2.8.8 Specify management reports available with the SYSTEM. 2.8.9 Define any other options for data processing (e.g., cloud based). 2.8. 10 Describe the ability of customer interaction with the system via the internet, applications, etc. 2.8.11 The SYSTEM must meet Munis' Standard Mass Meter Replacement file layout specifications. 2.9.1 Scheduled Reads Daily consumption reads must be collected, time stamped, and available to the Village for all water customers daily. The time must be provided by the transmitter module, must be a real time clock, and must be synchronized daily to a Village acceptable standard. The transmitter modules must provide the following types of readings: • A leak detection value must be transmitted each time the module transmits a signal to the data collector. • This value must be the minimum amount of water usage over the previous 24 hour period. • Data logging time slots must be time synchronized and programmable for 15 minutes, 30 minutes, 60 minutes, or daily. • A minimum of one (1) and up to six (6) consumption reads per day with a battery life of 20 years. • Capability of real time on -demand reads. 2.10.1 If a FCC license is required, the Firm must assist in acquiring the license. Please define timetable for acquiring FCC license. 2.11 SYSTEM Planning for Data Collection Device Locations 2.11.1 Please list all available mounting options. 2.12 implementation 2.12.1 The Firm, and its representatives, shall have a proven program of professional project management to ensure successful SYSTEM installation. Project managers shall be experienced in managing the design, installation and optimization of systems. Project management experience shall include SYSTEM integration and training support. 2.12.2 Describe the experience in implementing SYSTEMs such as those proposed here. 2.12.3 During implementation phase, the existing (ACLARA) and newly installed systems shall be fully functional in providing monthly usage information of the entire water system for billing purposes. 2.12.4 During the meter replacement process the selected TEAM shall be responsible for changing the existing water meters in the Village. The TEAM shall call and schedule appointments with the Village's customers to replace meters. The TEAM's members proposed for the meter changeout shall go through a background check, wear uniforms and cant' identification with them. Weekly progress report shall be provided to the Village during the meter changeout program. 2.12.5 All old meters being replaced shall be returned to the Village tagged with the address, customer account number, and free of damage. 2.13 Warranty and Customer Sunoort 2.13.1 Specify the warranty period on all applicable products. 2.13.2 State how long the company has supported existing AMI product lines. 2.13.3 AMR/AMI Firm must have sold, installed and put into operation the SYSTEM that is being proposed to the Village of Oak Brook to assure knowledge and familiarity with the proposed SYSTEM, and the AMR/AMI Firm shall comply with all AWWA Industry Standards as they relate to the SYSTEM that is being proposed to the Village of Oak Brook. 2.13.4 Firm must supply 24-hour per day customer support, 7 days a week. Specify details of the Firm's supportpackage. 2.14 SYSTEM Pricing 2.14.1 Please use Schedule of Prices in Section 4.2 and describe in detail the complete pricing for the SYSTEM proposed. 2.14.2 Please include any assumptions made in the proposed solution and pricing. 215 Ownership 2.15.1 The proposed business transaction shall be a purchase of the SYSTEM by the Village of Oak Brook. 2.15.2 The Village shall own all data collected by the SYSTEM. Data collected by the SYSTEM shall not be used for any purpose without the written approval of the Village of Oak Brook. 2.16 Company Stability and Market , tandipg 2.16.1 Provide company profile and background. 2.16.2 Provide detailed manufacturer's financial and market standing information. 2.16.3 Provide legal documentation of the Firm's complete proprietary ownership of the SYSTEM and its technology that is being proposed for use to the Village of Oak Brook. 2.16.4 It is preferred but not mandatory that the majority of the components of the SYSTEM be produced in the United States in a manner that complies with the Buy American Requirements. 3.0 SCOPE OF SERVICES The selected Firm shall manage the acquisition of equipment from the manufacturer and oversee all sub- contractor(s) as awarded. Furthermore, all materials, methods, and workmanship shall be in conformance with all related standard practices of the construction industry, Federal, State, County and Village standards. It is anticipated that the SYSTEM shall be in an operational state immediately after the start of the project and fully implemented within one year from the date of Notice to Proceed. The selected Firm must provide all services necessary to meet the goals and objectives of this project. It is the intent of the Village of Oak Brook that this will be a "turnkey" project to deliver the requested SYSTEM within an approved budget and mutually agreed upon time frame. From the Village of Oak Brook's 10 perspective, the services by the selected Firm, as a minimum, include, but shall not be limited to, the following: Meet with the Department of Public Works staff as necessary to establish the process for conducting the data collector and transmitter module installation. Advise the Village of Oak Brook, in writing, of any suggestions for more efficient, cost effective methods and if any infrastructure is not covered under this proposal. Verify that all sub -contractors are properly licensed and insured (i.e. liability, workers compensation, vehicle, full background check, etc.). Oversee the work of all sub -contractors in order to maintain the project within the approved budget and manage the project schedule to final completion. Provide consistent and timely on-site inspections as required to ensure the highest work quality, as well as design and specification compliance. Serve as an advisor to the Village of Oak Brook during the installation phase and assist the Department of Public Works during this project, as needed. Actively coordinate the work and scheduling of each individual sub -contractor. Maintain a daily detailed project record of conflicts, work completed, and decisions made. Resolve conflicts between the various trades in a timely manner. Verify the amounts owed to each sub -contractor as the project progresses and certify progress payments. Verify receipt of lien waivers from each sub -contractor. Prepare change orders for the Village of Oak Brook's review, approval, and execution. Provide detailed justifications regarding the purpose and cause of each submitted change order. All change orders must be submitted to the Village of Oak Brook, in writing, for approval prior to any work relating to the change order proceeding. Ilo -,A X111i I'A DI u W MILS{ice The proposal should thoroughly address the project objectives; equipment and work to be provided, personnel staffing, and projected schedule for project completion. The latter shall cover the completion of the various work stages and tasks associated with each major step of the project. Also included should be an outline of the proposed sub-contractor(s). For the purpose of evaluating the proposals from the participating submitters, the Village of Oak Brook will review, at a minimum, the following proposal components: Identification of the overall project manager and most relevant past project management experiences. This shall include a minimum of three (3) representative projects; include the project description, level of professional involvement and performance related to cost control, as well as the ability to meet projected installation deadlines. Identification of the project TEAM with a clear description of the role each member of the TEAM will serve during this project. If sub -contractors are proposed, this information shall also be provided. 11 A detailed scope of overall work and services to be provided by the TEAM. Although the Village of Oak Brook has attempted to identify the basic work and services required in this "Request for Proposal", this should not constrain any submitting firm in the development of a scope they believe is necessary to meet the Village of Oak Brook's overall objectives. The Village of Oak Brook will be receptive to alternative scopes of service that result in a complete "turnkey" project that is both cost effective and completed within a timely manner. The scope of overall work and services must demonstrate the submitting TEAM's understanding of the project's objectives, priorities, and challenges. A project schedule that identifies projected important milestones and decision points for each major work task. A histogram should accompany the schedule identifying man-hours by personnel class and work tasks anticipated in order to complete the proposed project. Describe the meter changeout program in detail including proposed timeline. Experience with similar programs executed in the last 5 years shall be provided. Provide references for these programs. Information on the utilization of available technology by the submitting Firm to accurately and efficiently accomplish the project. Documentation indicating the financial stability of each sub -contractor associated with the submitting Firm. Any current adverse situations such as litigation (pending and/or probable), claims, disputes, etc. must be disclosed and sufficient documentation must be given to show that such situations will not negatively financially impact this project or the ability of the Firm member(s) to fulfill their contractual obligations during the course of this project. Other relevant material, as needed, to exhibit the submitting Firm's ability to perform the necessary work to provide a "turnkey" SYSTEM, and to provide adequate information to the Village of Oak Brook to evaluate the proposal in its entirety. Any items not covered for the specific Firm's SYSTEM should be added to reflect the complete installation and operating costs of the Firm's SYSTEM. Please use the Schedule of Prices in section 4.2 on the following page. All responses shall correlate with associated section and sub -section numbers. The proposal will be used as the basis for negotiations leading to final contractual scope of services and contract fee for the project. Should the evaluation process not result in a clear choice as to the top rated Firm, the fee proposal will be used to assist the Village of Oak Brook in determining its final recommendation. 12 • SUPPLY WATERWORKS Schedule of Unit Prices Date: June 27, 2017 Proposing Firm: HD Supply Waterworks Oak Brook RFP 2017 Pricing Village of Oak Brook 1200 Oak Brook Road Oak Brook IL. 60523 Attn: Mr. Rick Valent -Public Works Superintendent Description Quantity Unit Price Amount 5/8"x 3/4" iPERL 3067 $105.00 $322,035.00 3/4"S iPERL 107 $105.00 $11,235.00 3/4"iPERL 423 $118.00 $49,914.00 I" iPERL 1256 $154.00 $193,424.00 11/2"OMNI R2 0 $372.00 $0.00 2" OMNI R2 0 $523.00 $0.00 11/2"OMNI C2 183 $876.00 $160,308.00 2" OMNI C2 125 $1,010.00 $126,250.00 3" OMNI C2 80 $1,280.00 $102,400.00 4" OMNI C2 36 $2,225.00 $80,100.00 6" OMNI C2 4 $3,845.00 $15,380.00 Meter Subtotal $1,061,046.00 M400 Tower Gateway BaseStation including installation ? $42.500.00 $85,000.00 510M Single -Port Smartpoint Transmitters for NEW METERS 5281 $102.00 $538,662.00 Infrastructure Subtotal $623,662.00 Installation of 5/8'x3/4" Meter & Transmitter 3Q67 $116.00 $355,772.00 Installation of 3/4"S Meter & Transmitter 107 $116.00 $12,412.00 Installation of 3/4" Meter & Transmitter 423 $116.00 $49,068.00 Installation of I" Meter & Transmitter 1256 $135.00 S 169,560.00 Installation of 1 I/2" Meter& Transmitter 183 $295.00 $53,985.00 Installation of 2" Meter & Transmitter 125 $312.00 $39,000.00 Installation of 3" Meter & Transmitter 60 $605.00 $48.400.00 Installation of 4" Meter & Transmitter 36 $725.00 $26,100.00 Installation of 6" Meter & Transmitter 4 $1,765.00 $7,060.00 5/8"-I" Ground Strap Install Includes Material 4853 $40.00 $194,120.00 Installation of Transmitter Only - Existing 0 $95.00 $0.00 Installation Subtotal $955,477.00 Description QuantityPrice Unit Amount Hosting Set Up and Maintenance Fee. (IST YEAR) 1 $37,000.00 $37,000.00 Hardware Maintenance Fee 2 $1,650.00 $3,300.00 Project Management Fee 1 $9.500.00 $9,500.00 System Implementation and Training 1 $5.500.00 $6,350.00 Supplementary Items Subtotal $49,800.00 Proposal Total $2,689,985.00 NOTE: " Utility to provide electric to Basestation. " Utility to provide communication link from Basestation to RN1. (Backhaul) ' Utility responsible for Interface from Logic MDM Software to Utility Billing Software. • Basestation quantities determined by Propagation Study. . Final project pricing shall be determined by actual meter quantities suppliedrnstalled. ' Installation pricing has been based on Standard Meter Settings and 'Like Meter for Like Meter' exchange * Performance Bond is estimated at $25,000 per year if required -%lark Baran Territory Manager PrODOSal Inform The Village of Oak Brook reserves the right to accept or reject, either in whole or part, any and all submittals in response to this request, with or without cause, and to waive informalities in any submittals which are in the best interest of the Village of Oak Brook. All material submitted regarding this "Request for Proposal" becomes the property of the Village of Oak Brook and will be returned to the submitting Firm(s) at the Village of Oak Brook's sole discretion. Responses may be reviewed by any person, including the general public, after the final selection has been made. The Village of Oak Brook reserves the sole right to use any or all ideas presented in reply to this request. Disqualification of a specific Firm does not eliminate this right. The Village of Oak Brook is not liable for any costs incurred by any Firm prior to issuance of a written agreement, contract, and/or purchase order. The contents of the proposal of the successful Firm will become part of a contractual obligation if the Village of Oak Brook wishes to execute a contract based on the submitted proposal. Failure of the successful Firm to accept these obligations in a purchase agreement, purchase order, contract, and/or similar legal document may result in cancellation of the award by the Village of Oak Brook. All documents, drawings, and specifications produced in response to the contract resulting from this "Request for Proposal" will become the sole property of the Village of Oak Brook upon validated compensation of the Firm for services rendered to date. This will include any original drawings and specifications prepared for this project. The Village of Oak Brook reserves the right to contact any reference and/or client listed in the submitted documents for information which may be helpful to the Village of Oak Brook in evaluating the Firm's performance on previous assignments and/or projects. The Village of Oak Brook reserves the right to contact any previous professional client(s) regarding any and all members associated with the Firm which may be helpful to the Village of Oak Brook in evaluating the Firm's performance on previous assignments and/or projects. Firms shall promptly notify the Village of any ambiguity, inconsistency or error that they may discover upon examination of the RFP. Interpretations, corrections, and changes to the RFP will be made by addendum. Interpretations, corrections or changes made in any other manner will not be binding. Questions concerning the RFP must be submitted in writing to Rania Serences, Senior Purchasing Assistant, rserences a oak-brook.org , no later than 12:00 p.m., April 5, 2017. Questions must be submitted by email. A response to these questions will be made by means of an addendum distributed to all Firms, if deemed necessary no later than April 12, 2017. Addenda are written instruments issued by the Village prior to the date for receipt of submittals which modify or interpret the RFP by addition, deletion, clarification or correction. Each Firm shall ascertain prior to issuing a submittal that all addenda issued have been received and, by issuing a submittal, such act shall be taken to mean that such Firm has received all addenda and that the Firm is familiar with the terms thereof and understands fully the contents of the addenda. Evaluation an 15 Upon receipt of each Firm's submission the written proposals will be opened and evaluated in private and submittal information will be kept confidential until such time that a recommendation is made to the Village Board. Based on a proposal evaluation, the Village of Oak Brook will negotiate with the selected Firm to finalize the scope of work as well as all associated service fees, for inclusion in the final contract between the parties. If the cost estimate of the proposal is shown by review or analysis to be improper, and/or subsequent negotiations are unsuccessful in bringing the proposal within an acceptable range, the Village of Oak Brook reserves the right to cease discussions with the primary party and initiate negotiations with another parry. The selected primary Firm shall participate in fee negotiation meetings with the Village of Oak Brook. The negotiations will cover the Firm's costs (direct and indirect) and profit or net fee, as may be considered by the Village of Oak Brook to be reasonable. The parties will also agree upon the proposed project schedule and any final adjustments in the project requirements at that time. When the associated costs/fees, as well as contract terms have been agreed upon, the Village of Oak Brook staff will prepare the necessary local legislation requesting approval of an Agreement to enter into a contract. The Agreement that will be entered into by the parties will specify that for purposes of any lawsuit(s) between the parties concerning the contract, its enforcement, or the subject matter thereof, the venue shall be in DuPage County, Illinois, and the laws of the State of Illinois shall govern the cause of action. 5.4 Compensation and Payment The Village of Oak Brook shall reimburse the selected party as may be necessary to complete the requirements of this assignment as set forth in the agreement between the parties. All requests for payment will be required to provide all supporting documentation in accordance with the contract between the parties before any disbursements will be executed by the Village of Oak Brook. During the installation phase, it shall be the responsibility of the party to obtain all waivers of liens from the associated sub -contractors. All contractors and sub -contractors bidding for work involving fixed works constructed for public use must pay prevailing wages as required by the Illinois Prevailing Wage Act (820 ILCS 130) and each participating contractor and sub -contractor at a minimum shall submit a monthly certified payroll to the Village as required under Section 5 of the Prevailing Wage Act (820 ILCS 130/5). Insurance Requirements Certificates of Insurance and Additional Insured Endorsement shall be presented to the Village within fifteen (15) days after the receipt by the contractor of the Notice of Award and the unexecuted contract, it being understood and agreed that the Village will not approve and execute the contract nor will the bid guarantee be returned until acceptable insurance certificates are received and approved by the Village. Each contractor performing any work pursuant to a contract with the Village of Oak Brook and each permittee working under a permit as required pursuant to the provisions of Title 1, Chapter 8 of the Code of Ordinances of the Village of Oak Brook (hereinafter referred to as "Insured") shall be required to carry such 16 insurance as specified herein. Such contractor and permittee shall procure and maintain for the duration of the contract or permit insurance against claims for injuries to persons or damages to property which may arise from or in connection with the performance of the work under the contract or permit, either by the contractor, permittee, or their agents, representatives, employees or subcontractors. A contractor or permittee shall maintain insurance with limits no less than: A. General Liability - $2,000,000 combined single limit per occurrence for bodily injury, personal injury and property damage, provided that when the estimated cost of the work in question does not exceed $5,000, the required limit shall be $500,000; B. Automobile Liability (if applicable) - $1,000,000 combined single limit per accident for bodily injury and property damage; C. Worker's Compensation and Employer's Liability - Worker's Compensation limits as required by the Labor Code of the State of Illinois and Employer's Liability limits of $1,000,000 per accident. Any deductibles or self-insured retention must be declared to and approved by the Village. At the option of the Village, either the insurer shall reduce or eliminate such deductible or self-insured retention as respects the Village, its officers, officials, employees and volunteers; or the Insured shall procure a bond guaranteeing payment of losses and related investigations, claim administration and defense expenses to the extent of such deductible or self-insured retention. The policies shall contain, or be endorsed to contain, the following provisions: D. General Liability and Automobile Liability Coverage - (1) The Village, its officers, officials, employees and volunteers are to be covered as additional insureds as respects: liability arising out of activities performed by or on behalf of the Insured; premises owned, occupied or used by the Insured. The coverage shall contain no special limitations on the scope of protection afforded to the Village, its officers, officials, employees, volunteers or agents. (2) The Insured's insurance coverage shall be primary insurance as respects the Village, its officers, officials, employees, volunteers and agents. Any insurance or self-insurance maintained by the Village, its officers, officials, employees, volunteers or agents shall be in excess of the Insured's insurance and shall not contribute with it. (3) Any failure to comply with reporting provisions of the policies shall not affect coverage provided to the Village, its officers, officials, employees, volunteers or agents. (4) The Insured's insurance shall apply separately to each covered party against whom claim is made or suit is brought except with respect to the limits of the insurer's liability. E. Worker's Compensation and Employer's Liability Coverage The policy shall waive all rights of subrogation against the Village, its officers, officials, employees, volunteers and agents for losses arising from work performed by the insured for the Village. Each insurance policy shall be endorsed to state that coverage shall not be suspended, voided, canceled by either party, reduced in coverage or in limits except after thirty (30) days prior written notice by certified mail has been given to the Village. Each insurance policy shall name the Village, its officers, officials and 17 employees, volunteers and agents as additional Insureds. Insurance is to be placed with insurers with a Best's rating of no less than A: VII. Each Insured shall famish the Village with certificates of insurance and with original endorsements effecting coverage required by this provision. The certificate and endorsements for each insurance policy are to be signed by a person authorized by that insurer to bind coverage on its behalf The certificates and endorsements are to be on forms approved by the Village and shall be subject to approval by the Village Attorney before work commences. The Village reserves the right to require complete, certified copies of all required insurance policies, at any time. Each insured shall include all subcontractors as insureds under its policies or shall furnish separate certificates and endorsements for each subcontractor. All coverages for subcontractors shall be subject to all of the requirements stated herein. The Contractor shall protect, indemnify, save, defend and hold forever harmless the Village and/or its officers, officials, employees, volunteers and agents from and against all liabilities, obligations, claims, damages, penalties, causes of action, costs and expenses, including without limitation court costs, insurance deductibles and attorney's fees and expenses, which the Village and/or its officers, officials, employees, volunteers and agents may incur, suffer or sustain, or for which the Village and/or its officers, employees and agents may become obligated by reason for any accident, injury to or death of persons or loss of or damage to property, or civil and/or constitutional infringement of rights (specifically including violations of the Federal Civil Right Statutes), arising indirectly or directly in connection with or under, or as a result of, this or any Agreement by virtue of any act or omission of any of the Contractor's officers, employees, subcontractors, and/or agents, provided that the Contractor shall not be liable for claims, obligations, damages, penalties, causes of action, costs and expenses arising solely by any act or omission of the Village's officers, officials, employees, volunteers and/or agents. The contractor shall hold the Village harmless for any and all claims for labor, material, apparatus, equipment, fixtures or machinery furnished to the contractor for the purpose of performing the work under the contract; and the payment of all direct and indirect damages to any person, firm, company or corporation suffered or sustained on account of the performance of such work during the time the contract is in force. Performance Bond The selected team shall provide a performance bond, as well as labor and material bond in the amount of one hundred percent (100%) of the cost of the project within 14 calendar days of "Notice of Award" by the Village of Oak Brook. Said Bond shall be in a form acceptable to the Village of Oak Brook, shall be deposited with the Village of Oak Brook at the time of execution of the contract and shall provide that they shall not terminate on completion of the work, but shall be reduced to eighty percent (80%) of the contract sum upon completion of the work for a period of one (1) year to cover the first year of guaranty and maintenance period and then subsequently be reduced to sixty (60%) of the contract sum for a period of one (1) year to cover the second year of guaranty and maintenance period and so forth until the bond can be reduced to 0% in the fifth year. Execution of any contract by the Village of Oak Brook is contingent upon the provision of the required Bond by the selected team. As evidence of capability to provide such security for performance, each team shall submit with their proposal either a letter executed by its surety company indicating the teams' performance bonding capability, or a letter from a bank or savings and loan within the Chicago metropolitan area indicating its willingness and intent to provide a letter of credit for the team. Failure to furnish the required bonding information within the submitted documents may be cause for rejection and no further consideration by the Village of Oak Brook in the selection process. 18 5.6 General Terms, Conditions and instructions Acceptance of the Contractor's Bid Proposal is contingent upon the Village of Oak Brook and Contractor fully executing a written Agreement or Contract for the completion of work on the Project. This Agreement shall include and incorporate those Contract Documents provided and/or referenced in the Project Manual for the Project. If this Bid is accepted, Firm proposes, and agrees, that it shall commence the Work within fifteen (15) calendar days after the issuance date of the Notice to Proceed provided Firm shall have famished to Owner all required bonds, insurance certificates, and executed Contracts specified in these Contract Documents. The Firm also proposes, and agrees, that it shall perform the Work diligently and continuously and shall complete the Work in accordance with the schedule provided in the General Conditions. The Contract, when executed, shall be deemed to include the entire agreement between the parties. The Contractor shall not claim any modification from representation or promise made by representatives of the Owner or other persons. Non -Discrimination The Contractor, its employees and subcontractors, agrees not to commit unlawful discrimination and agrees to comply with applicable provisions of the Illinois Human Rights Act, the U.S. Civil Rights Act and Section 504 of the Federal Rehabilitation Act, and rules applicable to each. Contractor agrees to comply with the requirements of the Drug Free Workplace Act, 30 ILCS 580/1 et seq. A copy of these policies shall be provided to the Owner or Engineer on request. This Agreement shall be governed by the laws of the State of Illinois as to interpretation, performance and enforcement. The forum for resolving any disputes concerning the parties' respective performance or failure to perform under this Agreement shall be the Circuit Court for the Eighteenth Judicial Circuit, DuPage County, Illinois. All wages paid by the Contractor and each subcontractor shall be in compliance with The Prevailing Wage Act (820 ILCS 130), as amended, except where a prevailing wage violates a federal law, order, or ruling, the rate conforming to the federal law, order, or ruling shall govern. The Contractor shall be responsible to notify each subcontractor of the wage rates set forth in this contract and any revisions thereto. If the Department of Labor revises the wage rates, the revised rate as provided by the public body shall apply to this contract and the Contractor will not be allowed additional compensation on account of said revisions. Contractor will comply with the Illinois prevailing wage law, as amended from time to time. Not less than the prevailing rate of wages as found by Owner or the Illinois Department of Labor shall he paid to all laborers, workers and mechanics performing work under the Contract. If the Department of Labor revises the prevailing rate of wages to be paid laborers, workers or mechanics under the Contract, Owner will notify Contractor and each Subcontractor of the change in the prevailing rate of wages; provided, however, regardless of whether Owner gives such notice, the revised prevailing rate of wages shall apply to the 19 Contract and Contractor shall have the sole responsibility and duty to pay, and ensure that all Subcontractors pay, the revised prevailing rate of wages to each person to whom a revised rate is applicable. Revision of the prevailing wages shall not result in an increase in the Contract sum or other cost to Owner. Contractor shall indemnify, defend and hold Owner harmless from any loss, including but not limited to Owner's attorneys fees, resulting from Contractor's failure to comply with this prevailing wage clause. All bonds applicable to the Contract shall include a provision as will guarantee the faithful performance of the obligation to pay the prevailing rate of wages. The Contractor and each subcontractor shall make and keep, for a period of not less than 3 years, records of all laborers, mechanics, and other workers employed by them on the project; the records shall include each worker's name, address, telephone number when available, social security number, classification or classifications, the hourly wages paid in each period, the number of hours worked each day, and the starting and ending times of work each day. The Contractor and each subcontractor shall submit monthly, in person, by mail, or electronically a certified payroll to the public body in charge of the project. The certified payroll shall consist of a complete copy of the records. The certified payroll shall be accompanied by a statement signed by the contractor or subcontractor which states that: such records are true and accurate; the hourly rate paid to each worker is not less than the general prevailing rate of hourly wages required; and the contractor or subcontractor is aware that filing a certified payroll that he or she knows to be false is a Class B misdemeanor. Upon 2 business days' notice, the contractor and each subcontractor shall make available for inspection the records to the public body in charge of the project, its officers and agents, and to the Director of Labor and his deputies and agents at all reasonable hours at a location within this State. The Contractor and each subcontractor shall permit his/her employees to be interviewed on the job, during working hours, by compliance investigators of the Department or the Department of Labor. This Contract shall be subject to the provisions of the Local Government Prompt Payment Act. 50 ILCS 505/1 et seq. The Contractor agrees that in the event of a delay caused by the Village, it will be given a reasonable extension of time to complete the Contract but will not receive additional compensation. If a delay is caused by the Contractor, the Village shall have available to it all remedies at law or in equity. As required for public safety. Work areas must be secure from public access. Contractor will repair and replace all damaged property, including landscaping, belonging to the Owner and adjacent property owners during the course of the Project. 20 Notwithstanding any language in the General Conditions or any other Contract Document to the contrary or inconsistent with this provision, Owner shall not be deemed to waive any claim or right to assert a claim by making any progress payment or final payment. The Village requires for each Application for Payment, a properly completed Contractor's Affidavit setting out, under oath, the name, address and amount due or to become due, of each sub -contractor, Firm, or party included in that payment. For every party listed, the Contractor shall also provide a full or partial waiver of lien, as appropriate, before a payment will be made to the Contractor. The Contractor's partial or final waiver of lien must be included. Payment certificates shall not be issued by the Engineer without such mechanics' lien waivers and Contractors' sworn statements unless they are conditioned upon receipt of such waivers and statements. Upon satisfaction of the terms and conditions of the Contract and final payment, the Contractor agrees to provide the Owner with a final release and waiver of all liens covering all work performed under the Contract relative to the project including all work performed by all sub -contractors. Said final waiver of lien shall identify and state that all contractors and sub -contractors have been paid in full and there are no contract balances outstanding and owed to any such contractors or sub -contractors. The Contractor certifies that he/she is not barred from contracting with any unit of state or local government as a result of a violation of either Section 33E-3 or 33E-4 of the Illinois Criminal Code or any similar offense of any State of the United States which contains the same elements as the Illinois offenses of bid -rigging or bid rotating. After execution of the Contract, changes in the Work may be accomplished by Change Order or by order of a minor Change in the Work. No change orders shall be issued for the work under this Contract which authorize or necessitate an increase or decrease in the cost of the Contract by a total of $10,000 or more, or in the time of completion by a total of thirty (30) days or more unless a written determination is made by the Owner or a duly authorized designee of the Owner: The circumstances said to necessitate the change in performance were not reasonably foreseeable at the time the contract was made; or The change is germane to the original contract as signed; or The change is in the best interests of the Village and authorized by law. The Contractor warrants to the Village that the materials and equipment famished under the Contract will be of good quality and new unless otherwise required or permitted by the Contract Documents, that the Work will be free from defects and that the work will conform to the requirements of the Contract Documents. Work not conforming to these requirements, including substitutions not properly approved and authorized, may be considered defective. If required by the Village, the Contractor shall furnish satisfactory evidence as to the kind and quality of material and equipment. 21 In addition to any other obligation set forth in the Contract Documents, if within one year after the completion of the Work on the Project, any Work not found to be in accordance with the requirements of the Contract Documents, the Contractor shall correct it promptly after receipt of written notice from the Owner. Nothing contained in this or any other provision of the Contract Documents shall be construed to establish a period of limitation with respect to other obligations, which the Contractor might have under the Contract Documents. Establishment of the one-year period for correction of Work relates only to the specific obligation of the Contractor to correct the Work, and has no relationship to the time within which the obligation to comply with the Contract Documents may be sought to be enforced, nor to the time within which proceedings may be commenced to establish the Contractor's liability with respect to the Contractor's obligations other than specifically to correct the Work." Time is of the essence under the terms of the Contract. All work shall be fully completed within one year from the date of Notice to Proceed. The contractor and any subcontractors shall comply with all the provisions of the Federal Occupational Safety and Health Act of 1970 (84 Stat. 1590), as amended.EOUAL OPPORTUNITY The Contractor will not discriminate against any employee or applicant for employment because of race, color, religion, sex, ancestry, national origin, place of birth, age or handicap unrelated to bona fide occupational qualifications. NON -DISCRIMINATING The Contractor, its employees and subcontractors, agrees not to commit unlawful discrimination and agrees to comply with applicable provisions of the Illinois Human Rights Act, the U.S. Civil Rights Act and Section 504 of the Federal Rehabilitation Act, and rules applicable to each. INDEPENDENT CONTRACTOR There is no employee/employer relationship between the Contractor and the Village. Contractor is an independent contractor and not the Village's employee for all purposes, including, but not limited to, the application of the Fair Labors Standards Act minimum wage and overtime payments, Federal Insurance Contribution Act, the Social Security Act, the Federal Unemployment Tax Act, the Worker's Compensation Act (820 ILCS 305/1, et seq.). The Village will not (i) provide any form of insurance coverage, including but not limited to health, worker's compensation, professional liability insurance, or other employee benefits, or (ii) deduct any taxes or related items from the monies paid to Contractor. The performance of the services described herein shall not be construed as creating any joint employment relationship between the Contractor and the Village, and the Village is not and will not be liable for any obligations incurred by the Contractor, including but not limited to unpaid minimum wages and/or overtime premiums, nor does there exist an agency relationship or partnership between the Village and the Contractor. 22 (CERTIFICATION UNDER 720 ILCS 5/33E-11) PROPOSAL 1, L L (name), certify that I am em loyed as the 51 f (title) of RA &J&Y b,//;r&?,Wo22Y (company), a candidate for the prime contract for the work described in the proposal to which this certificate is attached, and I hereby certify that I am authorized to make this certificate and that I have personal knowledge of the matters certified to herein, and that the company named above is not barred from contracting with any unit of state or local government as a result of a violation of either Section 33E-3 or 33E-4 of Article 33E of the Illinois Criminal Code of 1961 or any similar offense of any State of the United States which contains the same elements as the Illinois offenses of bid -rigging or bid rotating. Firm Name By ' S� C J 6` e NamelTie 40gnature SUBSCRIBED AND SWORN to before me this 2't day IAWIZXl_ , 2017. Notary Publi CRAIG CHRISIENSEN OFFICIAL SEAL Notary Public. State of Illinois My Commission Expires October 05, 2019 23 KNOW ALL MEN BY THESE PRESENTS: [insert contractor name and address here:] as Principal (hereinafter called the "Contractor") and [insert surety name and address here:] organized and existing under the laws of the State of (hereinafter called the "Surety") are held and firmly bound unto Village of Oak Brook, 1200 Oak Brook Road, Oak Brook, Illinois, as the obligee (hereinafter called the "Owner"), in the full and just sum of [insert full contract price here:] $ for the payment of which sum of money well and truly to be made, the Contractor and the Surety bind themselves and their heirs, executors, administrators, successors, and assigns, jointly and severally, firmly by these presents, said amount to include payment of actual costs and damages and for attorneys' fees, architectural fees, design fees, engineering fees, accounting fees, testing fees, consulting fees, administrative costs, court costs, interest and any other fees and expenses resulting from or incurred by reason of the Contractor's failure to promptly and faithfully perform its contract with the Owner, said contract being more fully described below, and to include attorneys' fees, court costs and administrative and other expenses necessarily paid or incurred in successfully enforcing performance of the obligation of the Surety under this bond. WHEREAS, the Contractor has entered into a written agreement dated [insert contract date here:] 201_, with the Owner titled [insert contract title here:] "(the "Contract"), the terms and conditions of which are by this reference incorporated herein as though fully set forth herein. NOW, THEREFORE, THE CONDITION OF THIS OBLIGATION IS SUCH THAT if the Contractor shall well, truly, and promptly perform all the undertakings, covenants, terms, conditions, and agreements of the Contractor under the contract, including but not limited to the Contractor's obligations under the Contract, (1) to provide, perform, and complete at the Work Site and in the manner specified in the Contract all necessary Work, labor, services, transportation, equipment, materials, apparatus, machinery, tools, fuels, gas, electric, water, waste disposal, information, data, and other means and items necessary for [insert general description of the Work here:] ; (2) to procure and furnish all permits, licenses, and other governmental approvals and authorizations necessary in connection therewith /except as otherwise expressly provided in the Attachment_ of the ContractJ; (3) to procure and furnish all bonds, certificates, and policies of insurance specified in the Contract; (4) to pay all applicable federal, state, and local taxes; (5) to do all other things required of the Contractor by the Contract; and (6) to provide, perform, and complete all of the foregoing in a proper and workmanlike manner and in full compliance with, and as required by and pursuant to, the Contract; all of which is herein referred to as the "Work," whether or not any of the Work enter into and become component parts of the improvement contemplated, then this obligation shall be null and void; otherwise it shall remain in full force and effect. The Surety, for value received, hereby stipulates and agrees that no changes, modifications, alterations, omissions, deletions, additions, extensions of time, or forbearances on the part of the Owner or the Contractor to the other in or to the terms of said Contract; in or to the schedules, plans, drawings, or specifications; in or to the method or manner of performance of the Work; in or to Owner -furnished facilities, equipment, material, service, or site; or in or to the mode or manner of payment therefore shall in any way release the Contractor and the Surety or either or any of them, or any of their heirs, executors, 29 administrators, successors, or assigns, or affect the obligations of the Surety on this bond, all notice of any and all of the foregoing changes, modifications, alterations, omissions, deletions, additions, extensions of time, or forbearances and notice of any and all defaults by the Contractor or of the Owner's termination of the Contractor being hereby waived by the Surety. Notwithstanding anything to the contrary in the foregoing paragraph, in no event shall the obligations of the Surety under this bond in the event of the Contractor's default be greater than the obligations of the Contractor under the Contract in the absence of the Contractor default. In the event of a default or defaults by the Contractor, the Owner shall have the right to take over and complete the Contract on 30 calendar days' written notice to the Surety, in which event the Surety shall pay the Owner all costs incurred by the Owner in taking over and completing the Contract. At its option, the Owner may instead request that the Surety take over and complete the Contract, in which event the Surety shall take reasonable steps to proceed promptly with completion no later than 30 calendar days after the date on which the Owner notifies the Surety that the Owner wants the Surety to take over and complete the Contract. The Owner shall have no obligation to actually incur any expense or correct any deficient performance of the Contractor to be entitled to receive the proceeds of this bond. No right of action shall accrue on this bond to or for the use of any person or corporation other than the Owner or the heirs, executors, administrators, or successors of the Owner. Signed and sealed this day of 201_. Attest/Witness: PRINCIPAL By: By: Title: By: Attest/Witness: SURETY By: By: Title: By: 30 KNOW ALL MEN BY THESE PRESENTS: [insert contractor name and address here:] as Principal (hereinafter called the "Contractor") and [insert surety name and address here:] organized and existing under the laws of the State of (hereinafter called the "Surety") are held and firmly bound unto Village of Oak Brook, 1200 Oak Brook Road, Oak Brook, Illinois, as the obligee (hereinafter called the "Owner"), for the use and benefit of itself and of claimants as hereinafter defined (the "Claimants") in the full and just sum of [insert full contract price here:] $ to be paid to the Owner or the Claimants or the Owner's or the Claimant's assigns, to which payment well and truly to be made the Contractor and the Surety bind themselves and their heirs, executors, administrators, successors, and assigns, jointly and severally, firmly by these presents, said amount to include attorney's fees, court costs, and administrative and other expenses necessarily paid or incurred in successfully enforcing performance of the obligation of the Surety under this bond. WHEREAS, the Contractor has entered into a written agreement dated [insert contract date here:] 201_, with the Owner titled [insert contract title here:] " (the "Contract"), the terms and conditions of which are by this reference incorporated herein as though fully set forth herein. NOW, THEREFORE, THE CONDITION OF THIS OBLIGATION IS SUCH THAT if the Contractor shall promptly pay or cause to be paid all sums of money that may be due to any Claimant with respect to the Contractor's obligations under the Contract: (1) to provide, perform, and complete at the Work Site and in the manner specified in the Contract all necessary Work, labor, services, transportation, equipment, materials, apparatus, machinery, tools, fuels, gas, electric, water, waste disposal, information, data and other means and items necessary for [insert general description of the Work here:] (2) to procure and furnish all permits, licenses, and other governmental approvals and authorizations necessary in connection therewith [except as otherwise expressly provided in Attachment A to the Contract], (3) to procure and furnish all Bonds and all certificates and policies of insurance specified in the Contract; (4) to pay all applicable federal, state, and local taxes; (5) to do all other things required of the Contractor by the Contract; and (6) to provide, perform, and complete all of the foregoing in a proper and workmanlike manner and in full compliance with, and as required by or pursuant to, the Contract; all of which is herein referred to as the "Work," whether or not any of said Work enter into and become component parts of the improvement contemplated, then this obligation shall be null and void; otherwise it shall remain in full force and effect. For purpose of this bond, a Claimant is defined as one having a direct contract with the Contractor or with a subcontractor of the Contractor to provide, perform, or complete any part of the Work. The Contractor and the Surety hereby jointly and severally agree that every Claimant that has not had all just claims for the furnishing of any part of the Work paid in full, including without limitation all claims for amounts due for materials, lubricants, oil, gasoline, rentals of or service or repairs on machinery, equipment, and tools consumed or used in connection with the furnishing of any part of the Work, may sue on this bond for the use of that Claimant, may prosecute the suit to final judgment for such sum or sums as may be justly due that Claimant, and may have execution therein; provided, however, that the Owner shall not be liable for the payment of any costs or expenses of any such suit. 31 The provisions of 30 ILCS 550/1 and 2 of the Illinois Compiled Statutes shall be deemed inserted herein, including the time limits within which notices of claim must be filed and actions brought under this bond. The Contractor and the Surety hereby jointly agree that the Owner may sue on this bond if the Owner is held liable to, or voluntarily agrees to pay, any Claimant directly, but nothing in this bond shall create any duty on the part of the Owner to pay any Claimant. The Surety, for value received, hereby stipulates and agrees that no changes, modifications, alterations, omissions, deletions, additions, extensions of time, or forbearances on the part of the Owner or the Contractor to the other in or to the terms of the Contract; in or to the schedules, plans, drawings, or specifications; in or to the method or manner of performance of the Work; in or to Owner -furnished facilities, equipment, material, service, or site; or in or to the mode or manner of payment therefor shall in any way release the Contractor and the Surety or either or any of them, or any of their heirs, executors, administrators, successors, or assigns, or affect the obligations of the Surety on this bond, all notice of any and all of the foregoing changes, modifications, alterations, omissions, deletions, additions, extensions of time, or forbearances and notice of any and all defaults by the Contractor or of the Owner's termination of the Contractor being hereby waived by the Surety. Signed and sealed this day of 2017 Attest/Witness: CONTRACTOR By: By: Title: By: Attest/Witness: 0 Title: SURETY Un LM 32 Exhibit "A" CONTRACTOR'S CERTIFICATION: Sexual Harassment Policy (Name of Contractor), having submitted a proposal fora ed Base Automatic Water Meter Reading System to the Village of Oak Brook, hereby certifies that this Contract shall be performed in compliance with all requirements of the Illinois Human Rights Act, 775 ILCS 5/1-101 et seq., and that the Contractor and any of its sub -contractors shall not engage in any prohibited form of discrimination in employment as defined by the Act. The Contractor finther certifies that it and any of its sub -contractors shall maintain a policy of equal employment opportunity consistent with the requirements of the Act. The Contractor further certifies that said contractor has a written sexual harassment policy in place in full compliance with 775 ILCS 5/2-105(A) (4). A copy of these policies shall be provided to the Village or Engineer on request. Anze Agent o oNo r SUBSCRIBED AND SWORN TO before me this2''O� day of A;Pfk",Y-V 2017 NOTARY PUBLIC 33 Exhibit `B" CONTRACTOR'S CERTIFICATION: Illinois Department of Revenue - Tax Compliance 1TV J U�/�l iC�igTE/C &Q0 'U (Name of Contractor), having submitted a bid/proposal for d Fixed Base Automatic Water Meter Reading System to the Village of Oak Brook, hereby certifies that said contractor is not delinquent in the payment of any tax administered by the Illinois Department of Revenue, or if it: Is contesting its liability for the tax or the amount of tax in accordance with procedures established by the appropriate Revenue Act; or Has entered into an agreement with the Department of Revenue for payment of all taxes due and is currently in compliance with that agreement. By A Morized Agent of Contractor SUBSCRIBED AND SWORN TO before me this 241—'day of Rli R't`1, , 2017 NOTARY PUBLIC a CRAIG CHRISTENSEN OFFICIAL SEAL Notary Public. State of Illinois My Commission Expires October 05, 2019 34 Exhibit "C" CERTIFICATION OF CONTRACTOR c174E FHA Rules, 49 CFR 382 /7 Q I i/�/' ✓ YV/�TE/eLr/�I (Name of Contractor), hereby certifies that it is in full compliance ith the Federal Highway Administration Rules on Controlled Substances and Alcohol Use and Testing, 49 CFR 382 et. seq. and that (Name of employee/driver or "all employee drivers") is/are currently participating in a drug and alcohol testing program pursuant to the aforementioned rules. [Cy Name MVB)-#_ Its: i 572/ C -T Z4L,,L g e SUBSCRIBED ANRSWORN TO before me this ?-14 day of &@ RTt- 2017 NO Y PUBLIC ' � CRAIG CHRISiENSEN s - OFFICIAL SEAL `,.:� Notary Gublic, Sfofe of Illinois . �\ ¢-a My Commission Expires _ � October O5, 2019 35 Exhibit "D" PAYROLL CERTIFICATION UNDER 820 ILCS 130/5 the r oath that I am employed as (company), a contractor or sub -contractor that has performed work on the Fixed Base Automatic Water Meter Reading System for the Village of Oak Brook for the relevant periods set forth in the attached records kept and maintained in conformance with the requirements of Section 5 of the Prevailing Wage Act (820 ILLS 130/5). I hereby certify that I am authorized to make this certificate and that I have personal knowledge of the matters certified to herein, and that the attached payroll records are: (1) true and accurate; (2) the hourly rate paid to each worker is not less than the general prevailing rate of hourly wages required under the Prevailing Wage Act (820 ILCS 130/0.01 et seq. ); and (3) that I am aware that filing a certified payroll that I know to be false is a Class B misdemeanor. SUBSCRIBED AND SWORN to before me this __�_day2017 NOTAR PUBLIC OFFICIAL SEAL DONNA M PUPILLO NOTARY PUBLIC . STATE OF ILLINOIS MY COMMISSION EXPIRES:06119IY0 36 10 April 24, 2017 Rania 3erences Senior Purchasing Assistant Village of Oak Brook 1200 Oak Brook Road Oak Brook, IL 60523 Dear Rania: ACE Property & Casualty Insurance Company Westchester Fire Insurance Company 436 Walnut Street Philadelphia, PA 19106 Re: Acquisition of Fixed Automatic Water Meter Reading System and Replacement Program This letter confirms that FJ D Sunnly Waterworks is a valued client of Westchester Fire Insurance Company. It is the privilege of Westchester Fire Insurance Company to provide surety bonds on behalf of IID Supply Waterworks since 2008. To date, we have supported them on single projects up to $5,000,000.00 and an aggregate work program of approximately $100,000,000.00. Westchester Fire Insurance Company reserves the right to review all relevant details of any proposed contract for which a bond request has been made, prior to the release of any bonds. We retain the absolute right to either agree or not to agree to issue any bond request made of us and any agreement to execute such bonds is contingent upon the ongoing application of adequate project financing, existing underwriting conditions and an appropriate request from HD Supply Waterworks for Westchester Fire Insurance Company to provide the bonds, Westchester Fire insurance Company is listed on the U.S. Treasury Department's listing of approved sureties and is rated "A++", XV ($2 Billion or more) by A.M. Best Company. This letter is not an assumption of liability, nor is it a bid bond or a performance bond. it is issued only as a bonding reference requested from us by our client. The Surety's contact information is as follows. Agent: AON Risk Services Central, lac. One Liberty Place, 1650 Market Street Philadelphia, PA 19103 Contact; Marisa Thieten Mmisa.Thielen@aon.com Ve J vAu=Attomevin-Fact... C ria Farrel 1. Surety: Westchester Fire Insurance Company 436 Walnut Street, wA30H Philadelphia, PA 19106 Contact: Matthew Pierce Matthew.Pitrc:*« hubb.com PunweT O, f WMCHESTER FIRE LNSURANCE COMPANir Afforney Kviow aR mea by mese presents: That WESTCHESTER FIRE INSURANCE COMPANY, a cmpoontroaof the Commnnaeaidi of PennSylvanla puranana to Lhe follo%mg Resolutmn, adopted by Ox Board of Directors of the said Company an December 11, 2006, to wit. 'RESOLVED, tbarbedon➢¢5n �imrapx.<nmaae: �M1aOa mramomunams7mdaacwps�y mtmedba Madmr mmcedbwuvsiwb e'Wran Coneotm:mr'7 (17 Exada»caamaa ore arsidmt each Via Poeaaamafr�(4vpmyuhfreby meiaimlp aecNreM'tYrittm CbemdobQ�fa rude behJfaF�[bmPmP. mala Nerd oiWe ComPna'a mlverv3w (2) Fitl,d�a7pWadYgayla4gdMsbapnY ohmaraaammarsar wa�Com,arceifm waon bealfdnaelbpra':,ndm A.xi dtln Cmepwya vam,wsse.n Wexteu ma axe ¢tine hanAosa119la Per des+waP�a b:r utlr prmw caiman app w wcb mnmsy+seer [71 FaesdnNn'.sicpa.a.EwadrtaaaMYla?epMirefMC?w�9'H.rMo6m+fi�Wm6rWlfd4t:6�goiMin ryiwbaYt�ma+mmsrh.4a armeComv+romA &Bl�estdr00e+NaY.AsMw6MVdietSayy'.mdr3efotl di6iCos�ba Wefladrw'iledl6eCaepmyas eaY Ee.�m(�m cad ucmm wsaawaat WkY�srRwmavi'b4aaratNaacdssdwdawibarMwasypadaWmdaesare>•dnarwrinasAas.®aeia th sliLdanGMFaaa.ieFaM�MslYfp7sidallddefMest'eiuWP�aRad$r�[9a6dd!#i�s64aa P�7NwiMAfeiaryNraeR,MrdereCnmp.of ke eusoabb saw,bwaaNaY4diilbq�y, wary�GqnPwyyswonese wbar3wtlloeC�nissan lbspa9sYrial�i*o4 WWai ion wWob y�oduuoc mgbgr aawdrypa isafRhiaw [awewraaay aped8aaondanaamnpesaiYr'warr�. In Vasaemaaafwrddaraiaieesrwmeeepcgwy vhimn(LmraarsgalewrarYyroapanvam afv Rewbaae.aaa tlesYda.pmq@.a+Ybe:6WM/ummleaacb- Wdaw qrIw a eainw rgyeiwet adAyusn }1SfT1�tE5ffibE4df86M�74lavinana lloob.dawWp Mti iwiarw7dAiP dwhs(bBda.M1.wWagro wdO Moran ter a dee �'.lnaanxa atl0{L's01tf��lla�>aaOrlaaitlf{gRL1�'.Y'�plw�pM/gab�l{VtlY�I/jlp/<lwr� Dan beteby renn—te, caetlimae mrd appabrt AkUma Noodum n, Andrea E GorbcM Cjnthta Farrell, Debra A Deming, Edward Reilly, Fro mac Rodng=4 Francesca Kaaaiercmk, k-ufar L Wa tlE Nancy Selaxe, Pew Hedy, Sandra Die; Solan A Welsh, ValormSpmta. Vivian Cmd, sit of the City of NEW YORK. New YoA emb mdwidually If them be am don ove mmed, its true and IMN Wrocy-in-fact, es make, ex=utc6 apt and deliver car in Wait and as its act and deed any and all bonds, mdermhbigs rempdpnoes, eammtm and other writings in tlx aamme thereof In peva ons not exceeding Eight' aaliion dollar & taro emta CWX0,01)(IM and the wastai wfineh wridmgs in puwmce efthroa prgenis sWl be as binding upon said Company: w fudy and moply w tf they had been duly axecmed and acbawiedgadby do rugtQedyelMed other oPthe Uwnpery mats principal ottim M WITNESS WHEREOF, ibc acid Stephen M. Sammy. VimPresident. las bwounto subsenbed his name and axed the Carpmtc stel of the said WESTCHESTER FIRE INSIrHANCE COMPANY Otis 21 day of November 2016. WESFCHESTER ME INSURANCE COMPANY A •. gtsPb"lA Lissy. bee ivwidxat COMMONWEALTH OF PENNSYLVANIA COUNTY OF PHILADELPHIA W. On this 21 day of November, AD. 2016 before Dec. a Notary Pubhe of the Commonwealth of Pamtsyivmia In and Por rix County of Philadelphia cora Stephan M. Hmey,Vwo4sidetdof tie WESTCHESTER FIRE INSURANCE COMPANY to aw petsonally know to be the aviividual ad otfim who executed 1ho preomft umtn7em. and he oclaumiedged OW he sxccuted One smile. and that the seed offised In the preceding bLmnmxn Is the caperte scat of said Cornpasy; Own Ox acid corporate sad and his sipmMa v,we duty affixed by de uuthartty and duaKion of Vie said corpotatioa ail that Resalution, adopted by the Board of DirMor ofaaid CouWW. rafeaed to in ft Preceding instrsanent, is Dow in force IN TF317MCINY WHERMF. I have hercmnto sat my hand and afFaed my official seal at the Cly of Philadelphia the day and yew first above writma d�� tllaHaaaatYasaA & f IiAiIBI 11dt 41 M L the wde sited Assistant Sommry of Ox WESTCHFSTER FIRE INWRANCE COATPANY, do baeby certify dmttbe original POW ER OF ATTORNEY, of 1 which the fou geiug is a Substantially me and contact copy, is in full few and efface qq In swlbxas whereon have hernm subscribed my r� as Assimma Smatary, and affixed the corporate sed oftlse CoTcauOoa. ihisp P fi '4f 4 20 1 % -- 3 THIS POWER OF ATTORNEY MAY NOT BE USED TO. EXECUTE ANY BOND WITH AM INCEPTION DATE AFTER November 21.20 18 i WESTCHESTER FIRE INSURANCE COMPANY FINANCIAL STATEMENT DECEMBER 31, 2016 ADMITTED ASSETS BONCS $1492;813,519 SHORT - TERM INVESTMENTS 34,890,369 STOCKS 450,903 REAL ESTATE 0 CASH ON HAND AND IN BANK 19,880,440 PREMIUM IN COURSE OF COLLECTION' 69,254,246 INTEREST ACCRUED 14,505A11 OTHER ASSETS 132,649,982 TOTAL ASSETS $1,764,444,470 LIABILITIES RESERVE FOR UNEARNED PREMIUMS $200260,562 RESERVE FOR LOSSES 851,003,190 RESERVE FOR TAXES 16,081,016 FUNDS HELD UNDER REINSURANCE TREATIES 5,666,051 OTHER LIABILITIES (11,412,992) TOTAL LIABILITIES 1,061,597,827 CAPITAL: 70,000 SHARES, $71.43 PAR VALUE 5,000,100 CAPITAL: PAID IN - 304,543,059 AGGREGATE WRITE-INS FOR SPECIAL SURPLUS FUNDS 113,661,643 SURPLUS (UNASSIGNED) 279,641,841 SURPLUS TO POLICYHOLDERS 702,846,643 TOTAL $1,764,444,470 (-EXCLUDES PREMIUM MORE THAN 90 DAYS DUE.) STATE OF PENNSYLVANIA COUNTY OF PHILADELPHIA John Taylor, being duly sworn, says that he IS Senior Vice President of Westchester Fire Insurance Company and that to the best of his knowledge and belief the foregoing is a true and correct statement of the said Company's financial condition as of the 31 st day of December, 2016. Sworn before this March 22, 2017 S nor Vice President Q_&( _&( f x, Za / � My cotnmission expires COMMONWEALTH OF PENNSYLVANIA NOTAkIAL SEAL Ohne WnOtrl, rdotary public City of PhliadgPhis, Philadelphia County is W Andrea Davis Director, Channel Marketing April 17, 2017 8601 Six Forks Road Raleigh, NC 27615 To Whom It May Concern: T: 919-424-8995 F: 919-424-8976 andma.davis@)(yieminc.com w .sensus.com sensus Sensus, USA is pleased to announce that HD Supply is the exclusive Authorized Distributor of Sensus products for the state of Illinois. Please contact HD Supply for all of your Sensus needs. Purchasing Sensus, USA products from the authorized distributor for your area ensures that your products will be properly supported and warranted. We look forward to the opportunity of providing your firm with quality water measurement equipment and support in the near future. Please feel free to contact me at andrea.davis(cbxyleminc.com regarding this or any other matter. Sincerely, Andrea Davis Sensus, USA Director, Channel Marketing Qualifications to Bid of FID Supply Waterworks, Ltd. Submitted to the Village of Oak Brook Request for Proposal Acquisition of a Fixed Automatic Water Meter Reading System and Replacement Program Notwithstanding anything contained in any bid or contract documents to the contrary, HD Supply Waterworks, Ltd. i"Seiler) hereby qualifies its bid as follows. It is the express intention of the parties that, to the extent of the terms of this Qualification only, this Qualification shall, supersede and control over the terms of the Bid Documents, Contract Documents and Specifications and any prior addenda thereto. Acceptance of any Agreement by Seller is made expressly conditioned on assent by the Village of Oak Brook ("Buyer") to the following additional or different terns: To the extent provided in its policy, Seller will only be able to provide a certificate of insurance, endorsements and coverage that are current form and meet industry standards subject to agreement by Seller's insurance provider. A Memorandum of Insurance is attached to dcmonshate f e. level of coverage carried by Seller. To the extent permitted by its policy, Seller will name only the Buyer and its affiliates, subsidiaries, parents, officers and employees as additional insureds. Notice of cancellation will be provided by email per state guidelines. General aggregate limits apply per policy. Seller will not be requited to provide copies of its policies and will not be, required fo provide Professional Liability, Builder's Risk, Owner's Protective Liability.or Contractual Liability Insurance. Notwithstanding anything contained in any bid documents or contract documents to the:contrary, by acceptance of SeLler's bid, the Buyer accepts Seller's certificate of insurance in full compliance with all insurance requirements, moluding but not limited to notice provisions, coverage, language, policy limits, policy forms, and deductible amounts. The parties agree that Seller's insurance is provided on a contributory basis, and is primary, but only to the extent of the products, services, and operations of HD Supply, Inc." 2, Indemnity, Pagel $. Online 2, insert "actual and direct" before "liabilities." Online 4, insert "reasonable" before "attorney's fees." On line 8, delete. "indirectly or." At the end of line 8, begin deleting "this or any Agreement by virtue of'and replace with °negligent." On line 11, delete `solely." 3. Contractor's Representations and Warranties, Paragraph A. The Work. On line 4, begin deleting "ffird shall. be Et..." and continue to delete through the end of the paragraph. At the end of this paragraph, insert the following: "Notwithstanding anything contained herein to the contrary, the manufacturer's warranty only shall apply to all materials purchased by Buyer hereunder, Buyer acknowledges that Seller is a distributorof materials only, and therefore offers no additional warranties. SELLER SPECIFICALLY DISCLAIMS ALL OTHER WARRANTIES, WHETHER EXPRESS OR IMPLIED, INCLUDING THE IMPLIED WARRANTIES OF MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOM In no event shall Seller be liable for any indirect, incidental,, special, exemplary or consequential damages of any kind." Page 1 of 2 4. Contract Price, Page 25. Item B(I). At the end of this paragraph, insert "during the duration of the prcieet l' Page 2 of 2 • SUPPLY, WATERWORKS Village of Oak Brook Master Project Agreement HD Supply Waterworks, Ltd. 220 S Westgate Drive Carol Stream IL 60188 Table of Contents Section Purposeand Scope.............................................................................................................................. 1 Term................................................................................................................................................... 2 Definitionsand Terminology.............................................................................................................. 3 HD Supply Waterworks' Responsibilities.......................................................................................... 4 Client's Responsibilities..................................................................................................................... 5 Defaultof Client................................................................................................................................. 6 Defaultof HD Supply Waterworks.................................................................................................... 7 Insolvency.................................................................................................................. . ......................... 8 Taxes, Permits, and Fees.................................................................................................................... 9 Warranty............................................................................................................................................. 10 Indemnity............................................................................................................................................ 11 Safety.................................................................................................................................................. 12 Liabilityand Force Majeure............................................................................................................... 13 Insurance............................................................................................................................................. 14 HazardousMaterials........................................................................................................................... 15 Cleanup............................................................................................................................................... 16 Delaysand Access.............................................................................................................................. 17 Qualityof Materials........................................................................................................................... 18 Financing........................................................................................................................................... 19 LegalGovernance............................................................................................................................... 20 DisputeResolution............................................................................................................................. 21 Attorney's Fees.................................................................................................................................. 22 Assignability...................................................................................................................................... 23 Notices............................................................................................................................................... 24 BindingEffect................................................................................................................................... 25 Modifications..................................................................................................................................... 26 Severability........................................................................................................................................ 27 Privacy............................................................................................................................................... 28 Appendix A Procurement, Installation and Management Contract Exhibit A-1 Material Procurement Summaryfor Installation Contract Exhibit A-2 Acceptance Certificate Exhibit A-3 Sensus Advanced Metering Infrastructure (AMI) Agreement Exhibit A-4 Statement of Work Appendix B Reserved Appendix C Reserved Appendix D Warranty Exhibit D-1 Manufacturers' Warranties E-1 • SUPPLY WATERWORKS Master Project Agreement This Master Project Agreement (as hereinafter defined, this "Agreement') dated as of August S, 2017, between HD Supply Waterworks, Ltd. a limited partnership consisting of HD Supply Waterworks Group, Inc. (limited Partner) and HD Supply GP & Management, Inc. (General Partner) (as hereinafter defined, "HD Supply Waterworks"), and The Village of Oak Brook (as hereinafter defined, "Client"). 1. Purnose and Scope. The Agreement is a Master Project Agreement to provide certain Work to Client. HD Supply Waterworks agrees to undertake the necessary Work as specified in this Agreement, and Client agrees to take all actions that are identified in this Agreement and to pay HD Supply Waterworks in the manner contemplated by this Agreement. This Agreement consists of the text set forth herein and the text set forth in each Appendix to this Agreement that is executed and delivered by the Parties. The Appendices checked below are the only Appendices that have been executed and delivered by the Parties as part of this Agreement (provided. however, that Exhibits that are part of a stated Appendix also shall be part of this Agreement): [ X] Appendix A --Procurement, Installation and Management Contract [ ] Appendix B—Reserved [ ] Appendix C --Reserved [ X] Appendix D --Warranty 2. Definitions and Terminology. When used in this Agreement or in any of its attachments, the following capitalized terms shall have the respective meanings as follows: "Agreement" shall mean this Master Project Agreement, to include all Appendices and Exhibits. "AWWA" shall mean the American Water Works Association "AMR" shall mean Automatic Meter Reading "AMI" shall mean Advanced Metering Infrastructure "Client" shall mean The Village of Oak Brook, together with its successors. "Factory Installation Recommendation" shall mean guidelines for installation procedures given by the manufacturer of the equipment. "Financing Contract" shall mean any separate financing agreement that may be executed and delivered by the Parties as contemplated by Appendix C to this Agreement, but only to the extent that Section 1 of this Agreement shall indicate that Appendix C applies to this Agreement. No Financing Contract delivered pursuant to this Agreement shall constitute a part of this Agreement, and this Agreement does not constitute a part of any Financing Contract executed and delivered by the Parties. "Force Majeure" shall mean conditions beyond the reasonable control, or not the result of willful misconduct or negligence of the Party, including, without limitation acts of God, storms, extraordinary weather, acts of government units, strikes or labor disputes, fire, explosions, thefts, vandalism, riots, acts of war or terrorism, non -price related unavailability of Project Materials and Supplies, and unavailability of fuel. "Hazardous Materials" are any materials, substances, chemicals, and wastes recognized as hazardous or toxic (or other interchangeable terms of equal meaning) under applicable laws, regulations, rules, ordinances, and any governmental or authoritative body having jurisdiction over the execution of this Agreement and its attachments. E-2 "HD Supply Waterworks" shall mean HD Supply Waterworks, Ltd., a limited partnership, together with its successors. "Installation Contract" shall mean the Procurement, Installation, and Management Contract attached to this Agreement as Appendix A, but only to the extent that the Parties have executed and delivered such Appendix A. "Manufacturer Defect" shall mean any fault or defect in materials or workmanship that manifests itself during the Warranty Period and is covered by the manufacturer's warranty. "Manufacturer's Warranty Period" shall have the meaning set forth in Appendix D to this Agreement. "Pany" shall mean either HD Supply Waterworks or Client. "Proiect" shall mean the work to be performed by HD Supply Waterworks or its subcontractors as described in this Agreement. "Proiect Materials and Supplies" shall mean the materials and equipment specified in Appendix A. "RF" shall be interchangeable with the term Radio Frequency. "State" shall mean the State of Illinois, in which Client is located. "Third Party" shall mean a person or entity other than Client or HD Supply Waterworks. "Utility Service Area" shall mean the geographic area where the Project will be installed and the Work (and, if applicable, the Services) will be performed. This geographic area shall be specifically defined as The water service are of The Village of Oak Brook and any other geographic areas including Client's system that HD Supply Waterworks, in its discretion, shall approve in writing for inclusion in the Utility Service Area. "Warranty Period' shall have the meaning set forth in Appendix D to this Agreement. "Work" shall mean all work required for the completion of HD Supply Waterworks' obligations under this Agreement, including, to the extent that the Parties execute and deliver the Installation Contract attached hereto as Appendix A, the installation Work contemplated by the Installation Contract. 3. Term. The Term of this Agreement shall begin on the commencement date as listed in the opening paragraph and, unless earlier terminated in the manner contemplated by this Agreement, shall endure for the period specified in Appendix A. Notwithstanding the foregoing, either Party may terminate this Agreement and the Services and Work described herein by giving the other Party sixty (60) days prior written notice of its termination of this Agreement. No such termination shall have the effect of terminating any Financing Contract between the Parties if there are any amounts outstanding in respect of such Financing Contract. 4. HD Supply Waterworks' Responsibility. HD Supply Waterworks shall provide Services, supply Project Materials and Supplies, and do all other Work as described in this Agreement. Without limiting the generality of the foregoing, HD Supply Waterworks shall maintain supervision of all its subcontractors. Any Work beyond the scope of the Work agreed to herein shall not be considered as part of this Agreement. There shall be no implied or verbal agreements between the Parties relating to the subject matter of this Agreement. 5. Client's Responsibility. Client shall be responsible for cooperating with HD Supply Waterworks, providing accurate information in a timely manner, and making payment in a timely manner for Work performed, Project Materials and Supplies furnished, or Services rendered. Client shall designate a representative who will be fully acquainted with the Work and will be reasonably accessible to HD Supply Waterworks and its subcontractors, and will have the authority to make decisions on behalf of Client. Client shall provide to HD Supply Waterworks and its subcontractors all information regarding legal limitations, utility locations and other information reasonably pertinent to this Agreement and the Project. Client shall be required to give prompt notice should it become aware of any fault or defect in the Project. 6. Default of Client. The following events shall be considered events of Default of Client: (a) The failure of Client to make payments to HD Supply Waterworks in accordance with the terms of this Agreement; (b) any representation or warranty provided by Client that proves to be materially false or misleading when made; (c) any material [C] failure of Client to comply with or perform according to the terms of this Agreement or to correct such failure to perform within any cure period specified in this Agreement. If an event of Default by Client occurs, HD Supply Waterworks will exercise any and all remedies available to it under this Agreement. 7. Default of HD Supply Waterworks. The following events shall be considered events of default on the part of HD Supply Waterworks: (a) failure of HD Supply Waterworks to provide adequate personnel, equipment, and supplies in accordance with the provisions and specifications of this Agreement, (b) any failure to promptly re -perform, within a reasonable time, Work or Services that properly were rejected as defective or nonconforming, (c) the failure of HD Supply Waterworks to deliver its Work and Services free and clear of any lien or encumbrance by any subcontractor, laborer, materialman, or other creditor of HD Supply Waterworks, (d) any representation or warranty (other than a warranty as contemplated by Section 10 of this Agreement) provided by HD Supply Waterworks proves to be materially false or misleading when made, (e) any material failure of HD Supply Waterworks to comply with or perform according to the terms of this Agreement or to correct such failure to perform within any cure period specified in this Agreement. In the event of default by HD Supply Waterworks, Client may exercise any and all remedies available to it under this Agreement. 8. Insolvency. In the event that either Party becomes insolvent or makes an assignment for the benefit of creditors or is adjudicated bankrupt or admits in writing that it is unable to pay its debts, or should any proceedings be instituted under any state or Federal Law for relief of debtors or for the appointment of a receiver, trustee, or liquidator of either Patty, or should voluntary petition in bankruptcy or a reorganization or any adjudication of either Party as an insolvent or a bankrupt be filed, or should an attachment be levied upon either Parties equipment and not removed within five (5) days therefrom, then upon the occurrence of any such event, the other Party shall thereupon have the right to cancel this Agreement and to terminate immediately all work hereunder without further obligation. 9. Taxes. Permits, and Fees. HD Supply Waterworks shall be responsible for obtaining all permits and related permit fees associated with the Project; however the city must disclose any known fees in advance of contract signing. Client shall pay sales, use, consumer, and like taxes, when applicable. Client shall be responsible for securing at its sole expense any other necessary approvals, easements, assessments, or required zoning changes. Client shall be responsible for personal property taxes and real estate taxes on the Project. HD Supply Waterworks shall be responsible for all taxes measured by HD Supply Waterworks' income. 10. Warranty. The warranty provided by HD Supply Waterworks and the manufacturer on Project Materials and Supplies, Work, and Services shall be as set forth in Appendix D. 11. Indemnity. Subject to Sections 13 and 14 of this Agreement (a) Except as otherwise expressly provided in Section I I(b) below, Client assumes all liability and risk associated with the use, operation, and storage of the Project Materials and Supplies and for property damage, injuries, or deaths associated with or arising out of the use and operation of the Project unless said damage, injury, or death is the direct result of HD Supply Waterworks, its employees, and agents. (b) HD Supply Waterworks shall indemnify Client and employees against all claims for payment of subcontractors or materialmen hired by HD Supply Waterworks for Work relating to the Project. HD Supply Waterworks and Client agree that HD Supply Waterworks is responsible only for damages that result from the intentional misconduct or the negligent act or omission of HD Supply Waterworks or its subcontractors. 12. Safety HD Supply Waterworks shall have the primary responsibility for the supervision, initiation, and maintaining all safety precautions and programs necessary to complete its Work associated with the Project. HD Supply Waterworks agrees to comply with all applicable regulations, ordinances, and laws relating to safety. It shall be the responsibility of Client, however, to assure that the sites controlled by Client at which HD Supply Waterworks expected to do its Work are safe sites. 13. Liability and Force Majeure. HD Supply Waterworks' liability under this Agreement shall not exceed the amounts paid to HD Supply Waterworks by Client hereunder. Neither HD Supply Waterworks nor Client shall be responsible to each other for any indirect, consequential, incidental, exemplary or special damages resulting in any form from the Project. Neither HD Supply Waterworks nor Client shall be responsible to each other for injury, loss, damage, or delay that arise from Force Majeure. HD Supply Waterworks shall not be responsible for any equipment or supplies other than Project Equipment and Supplies. 14. Insurance and Risk. E-4 (a) During the Term of this Agreement HD Supply Waterworks shall maintain and shall assure that its subcontractors maintain insurance as follows: (1) Workers' compensation insurance (or self-insurance) in accordance with applicable law; (2) Comprehensive general liability insurance (3) Motor vehicle liability insurance Such coverage may be provided under primary and excess policies. At the request of Client, HD Supply Waterworks shall provide or cause its subcontractor to provide to Client a certificate of insurance with respect to such policies. (b) Client shall assume full responsibility for any risk of loss except to the extent that (1) the damages are the result of negligence, failure to act, or willful or intentional act of HD Supply Waterworks or its subcontractors as provided in Section I I(b) above, or (2) the loss is covered by the insurance contemplated by Section 14(a) above. 15. Hazardous Materials. The Project and the Work expressly excludes any Work or Services of any nature associated or connected with the identification, abatement, cleanup, control, removal, or disposal of Hazardous Materials or substances. Client warrants and represents that, to the best of Client's knowledge, there is no asbestos or other hazardous materials in the Project premises in areas that HD Supply Waterworks shall be required to perform work that in any way will affect HD Supply Waterworks' ability to complete the Project. If HD Supply Waterworks is made aware or suspects the presence of Hazardous Materials, HD Supply Waterworks reserves the right to stop work in the affected area and shall immediately notify Client. It shall remain Client's responsibility to correct the condition to comply with local and federal standards and regulations. Client shall remain responsible for any Claims that result from the presence of the Hazardous Materials. Client is responsible for proper disposal of all hazardous materials, including but not limited to lithium batteries. 16. Cleanup HD Supply Waterworks will be responsible for keeping the Project area free from the accumulation of waste materials or trash that result from the Project -related Work. Upon completion of the initial Project - related Work, HD Supply Waterworks will remove all waste materials, trash, tools, construction equipment and supplies, and shall remove all surplus materials associated with the Project. 17. Delays and Access. If conditions arise that delay the commencement, completion, or servicing of the Project as a consequence of Force Majeure or failure of Client to perform its obligation that prevents HD Supply Waterworks or its agents from performing work, then HD Supply Waterworks will notify Client in writing of the existence of delay and the nature of the delay. Client and HD Supply Waterworks will then mutually agree upon any new completion dates, disbursement terms, and payment terms for the Work contemplated by this Agreement. Nothing in the foregoing sentence shall be deemed to relieve Client from its obligation to provide HD Supply Waterworks and its subcontractors reasonable and safe access to facilities that are necessary for HD Supply Waterworks to complete the Work. 18. Quality of Materials. HD Supply Waterworks will use the Project Materials and Supplies specified in Appendix A. Where brand names and part numbers are specified HD Supply Waterworks will use the items listed in Appendix A unless specified items are unavailable or discontinued. In this instance HD Supply Waterworks will work with Client to choose a substitute. Where brand names are not specified, HD Supply Waterworks will choose Project Materials and Supplies that are within industry norms and standards. Should Client require Project Materials and Supplies with specific requirements, Client should make these specifications known in a timely manner. HD Supply Waterworks can use Client -famished or Client -specific materials; however, Client will need to provide them or pay the difference in price and labor should any exist. Examples of Client specific requirements include but are not limited to country or state of origin, union manufactured, specific brand, or manufacturing process. 19. Financine. If the Parties so agree and have so indicated in Section 1 of this Agreement, HD Supply Waterworks shall provide financing for the Project pursuant to any separate Financing Contract executed and delivered by the Parties as contemplated by Appendix C. The Financing Contract is not part of this Agreement, and this Agreement is not part of the Financing Contract. 20. Leeal Governance. The laws of the State shall govern this Agreement and the relationship of the Parties contemplated hereby. E-5 21. Dispute Resolution. (a) The Parties will attempt in good faith to resolve through negotiation any dispute, claim or controversy arising out of or relating to this Agreement. Either Party may initiate negotiations by providing written notice to the other Party, setting forth the subject of the dispute and the relief requested. The recipient of such notice will respond in writing within three business days from receipt with a statement of its position on, and recommended solution to, the dispute. If the dispute is not resolved by these negotiations within 15 business days following the date of the initial written notice, the matter will be submitted to mediation in according with Section 21(b) below. (b) Except as provided herein, no civil action with respect to any dispute, claim, or controversy arising out of or relating to this Agreement may be commenced until the Parties have attempted in good faith to resolve the matter through a mediation proceeding, under the mediation procedure of the CPR Institute for Dispute Resolution ("CPR"), JAMS/Endispute, the American Arbitration Association ("AAA"), or as otherwise agreed upon by the Parties. Either Parry may commence mediation by sending a written request for mediation to the other Party, within 45 business days following the expiration of the 15 -business day period under subsection (a) above, setting forth the subject of the dispute and the relief requested. Unless the Parties agree otherwise in writing, a single mediator shall conduct the mediation, and the mediator shall be selected from an appropriate CPR, JAMS/Endispute, AAA or other panel as agreed upon by the Parties. The mediation shall be conducted in the county of the State in which Client has its principal office. Each Party may seek equitable relief prior to or during the mediation to preserve the status quo pending the completion of that process. Except for such an action to obtain equitable relief, neither Party may commence a civil action with respect to the matters submitted to mediation until after the completion of the internal mediation session, or 45 days after the date of filing the written request for mediation, whichever occurs first. Mediation may continue after the commencement of a civil action, if the Parties so desire. (c) The Parties further agree that in the event any dispute between them relating to this Agreement is not resolved under Section 21(a) or (b) above, exclusive jurisdiction shall be in the trial courts located within the county of the State in which Client has its principal office, any objections as to jurisdiction or venue in such court being expressly waived. In the event of a breach or threatened breach by Client of this Agreement, HD Supply Waterworks in its sole discretion may, in addition to other rights and remedies existing in its favor and without being required to post a bond or other security, apply to any court for specific performance and/or injunctive or other relief in order to enforce, or prevent the violation of, this Agreement. BOTH CLIENT AND HD SUPPLY WATERWORKS HEREBY IRREVOCABLY WAIVE ALL RIGHT TO TRIAL BY JURY IN ANY ACTION, PROCEEDING OR COUNTERCLAIM (WHETHER BASED UPON CONTRACT, TORT OR OTHERWISE) ARISING OUT OF OR RELATING TO THIS AGREEMENT OR THE ACTIONS OF THE PARTIES IN THE NEGOTIATIONS, ADMINISTRATION, PERFORMANCE OR ENFORCEMENT THEREOF. (d) All issues and questions concerning the construction, validity, enforcement and interpretation of this Agreement shall be governed by, and construed in accordance with, the laws of the State, without giving effect to any choice of law or conflict of law rules or provisions (whether of the State or any other jurisdiction) that would cause the application hereto of the laws of any jurisdiction other than the laws of the State. 22. Attorney's Fees. In the event of any litigation between Parties hereto arising from or with respect to this Master Project Agreement, the Parties will each bear their own attorneys' fees and costs of the action. 23. Assignability. Client may not assign, delegate or otherwise transfer this Agreement or any of its rights or obligations hereunder without HD Supply Waterworks' prior written consent. 24. Notices. All notices and communications related to this Agreement shall be made in following address: If to Client: The Village of Oak Brook 1200 Oak Brook Rd Oak Brook IL 60523 If to HD Supply Waterworks: HD Supply Waterworks, Ltd. 220 S Westgate Drive Carol Stream IL 60188 104 25. Binding Effect. Each of Client and HD Supply Waterworks represents and warrants to the other that this Agreement has been duly authorized, executed and delivered by such Party and constitutes a legal, valid and binding agreement of such Party enforceable against such Party in accordance with its terns. 26. Modifications. This Agreement shall not be modified, waived, discharged, terminated, amended, altered or changed in any respect except by a written document signed and agreed to by both HD Supply Waterworks and Client. 27. Severability. Any term or provision found to be prohibited by law or unenforceable shall be ineffective to the extent of such prohibition or unenforceability without, to the extent reasonably possible, invalidating the remainder of this Agreement. 28. Privacy. The Privacy Policy of HD Supply may be accessed at the following URL: http://www.hdsupply.con/popups/privacy.asp. IN WITNESS WHEREOF, the Parties have executed this Agreement as of the day and year first above written. "HD SUPPLY WATERWORKS" HD SUPPLY WATERWORKS LTD. )y - . d Name: Thomas L Whalls Jr Printed Title: District Manager "CLIENT" OFFICIAL SEAL DONNA M pUPILLO NOTARY PUBLIC - STATE OF ILLINOIS MY COMMISSION E)(PIRES:0&1920 E-7 • SUPPLY WATERWORKS Appendix A Procurement. Installation. and Management Contract Provider: HD Supply Waterworks, Ltd. ("HD Supply Waterworks") Client: The Village of Oak Brook This Procurement, Installation, and Management Contract (the "Installation Contract') is an Appendix to the Master Project Agreement of even date herewith (the "Master Agreement') concerning the Project referenced in the Master Agreement. 1. Summary of Work The Summary of Work for the Project contemplated by the Master Agreement consists of application design of the AMR system, providing and installing all Project Materials and Supplies as listed in Exhibit A-1 and management of the installation process. The purpose of this Work is to upgrade the existing system in order to provide an AMR -capable system that will meet or exceed the Factory Installation Recommendations, 2. Proiect Implementation Period. The Project is projected to commence on October, 2017, and will be implemented over an approximate 14 -month period of time. Below is an estimated construction Schedule: Project Start Date ConstructionLstimated October 2017 25% Complete March 2018 50% June 2018 75% September 2018 100% December 2018 3. Compensation. Client agrees to pay HD Supply Waterworks, as estimated, $2,689,985.00 for the Project Materials and Supplies and work as described in Exhibit A-1, and additionally for each supplemental item as required by Client and agreed by the parties. In addition, Client agrees to pay HD Supply Waterworks for the Work and Services contemplated by this Installation Contract as set forth in the Master Agreement. Payment terms shall be as follows: (a) Payment for Proiect Materials and Supplies. Client will make payment to HD Supply Waterworks for Project Materials and Supplies within thirty (30) days of the receipt of an invoice for such Project Materials and Supplies (which will be invoiced no more frequently than weekly. No payment shall be made for Project Materials and Supplies, however, until Client shall have issued a related Acceptance Certificate, which Client shall issue promptly following its receipt of Project Materials and Supplies. (b) Draw Schedule. This Section 3(b) [ ] shall be applicable, or [Xi shall not be applicable (mark as appropriate) to this Installation Contract. If this Section 3(b) is applicable, HD Supply Waterworks shall be entitled to percentage payment for its Work and Services in accordance with the following draw schedule: Project Start Date XX/XX/XXXX 25%Complete XX/XX/XXXX 50% XX/XX/XXXX 75% XX/XX/XXXX 100% XX/XX/XXXX No payment shall be made, however, until Client shall have issued an Acceptance Certificate with respect to such Work and Services, which Client shall issue promptly based on achievement of the draw schedule milestones set forth above. HD Supply Waterworks shall be paid for Project Materials and Supplies as set forth in Section 3(a) above. [I9ff 3 (c) No Draw Schedule. If the Parties have not agreed to a draw schedule in Section 3(b) above, Client shall pay HD Supply Waterworks for all Work and for Services as such Work and Services are performed, with HD Supply Waterworks to bill Client on a monthly basis for all of the foregoing. Client will make payment for all Work and Services performed under this Installation Contract within thirty (30) days after receipt of HD Supply Waterworks' invoice for such Work and Services (which will be invoiced monthly). No payment shall be made, however, until Client shall have issued an Acceptance Certificate with respect to such Work and Services, which Client shall issue promptly based on achievement of the draw schedule milestones set forth above. HD Supply Waterworks shall be paid for Project Materials and Supplies as set forth in Section 3(a) above. (d) Financing Contract. Where the Parties have agreed to a separate Financing Contract (which is not part of this Contract, and this Contract is not part of the Financing Contract), payment shall be made as monies are advanced under the Financing Contract. 4. Installation Responsibilities of HD Supply Waterworks (a) Proiect Installation. HD Supply Waterworks agrees to do the Work, provide the Services, and furnish the Project Materials and Supplies in accordance with Client's specifications that are attached to this Installation Contract during the estimated construction period listed above. HD Supply Waterworks will be responsible for installing the Project according to manufacturer standards and such local standards, if any, as are attached hereto or described as follows: Referenced in Exhibit A4. HD Supply Waterworks will warrant the Project Materials and Supplies, the Work, and any other Services as provided in Section 10 of the Master Agreement. Client may elect to execute a Service Contract with HD Supply Waterworks for additional maintenance provisions. (b) Water Shutoffs. HD Supply Waterworks, its agents and subcontractors, will be responsible for shutting off the water to each meter serviced as well as notifying each customer of the water shutoff. Some assistance may be required by Client with the notification of its customers. The Installation team will knock on the doors of residential customers as well as leave notifications on their doors. In the case of large commercial customers such as: schools, hospitals, nursing homes or any other commercial customer, special efforts will be made to ensure minimum disruption to their water needs. In order to prevent any damage from running flush valves or any other plumbing fixtures that are sensitive to water shutoffs, HD Supply Waterworks will schedule replacements with these commercial customers and will notify the maintenance personnel when turning the water back on at these facilities. Regardless of any effort of HD Supply Waterworks, ultimate responsibility of any and all fixtures inside buildings will remain the responsibility of the end user and/or Client as detailed in any Service Contract that exists between Client and its Customers. In the event that the service location lacks a curb stop, or it is defective, HD Supply or its representative will contact the utility. In this event the utility will either A) authorize HD Supply to repair the defect at the price as listed in appendix A-1 or, B) the utility will repair the defect themselves and notify HD Supply that the repair has been made or, C) Exclude the meter change out from project. (c) Meter Boxes. Vaults, and Roadways. HD Supply Waterworks is responsible for repairing any damages to meter boxes, vaults, and roadways that result from the installation of the Project; provided, however, that HD Supply Waterworks shall not be liable for pre-existing conditions or leaks. HD Supply Waterworks will install new meter boxes as authorized by the Cities representative, with appropriate lid selection, mutually agreed upon. The Village of Oak Brook will retain all existing water meters and materials pulled from the ground during the installation. (d) AMI Infrastructure Work. HD Supply Waterworks will develop a Scope of Work specific to the design, deployment, and execution of any AMI infrastructure work as per the project needs. This Scope of Work will be tailored to the project, as well as any site specific conditions. Once this Scope of Work is developed and mutually agreed upon by the Parties, it will become extension to the Master Project Agreement Appendix A, and as such will be binding between the parties. (e) Disposal. HD Supply Waterworks will be responsible for the disposal of all waste, debris and materials from the installation of the Project. M Certified Installers. In the event that the Installation Contract includes gas or electric meters or should local laws dictate, HD Supply Waterworks will ensure that the meter installers are certified by the governing board as required. Val (g) Liabili . Water Meter Chane out: HD Supply Waterworks is responsible for any damages that occur within 6" on either side of the water meter resulting from the Project installation. Any damages incurred within this 6" area will be promptly repaired at the expense of HD Supply Waterworks. HD Supply Waterworks is not liable for damages outside the 6" zone, either on the water distribution side or on the customer side incurred from the Project installation including shutoff, temporary outage, and restart of water service. HD Supply Waterworks is not liable for any pre-existing conditions including leaks, faulty workmanship and materials from previous projects or rust. Should such conditions occur (i.e .leaks) HD Supply Waterworks may document them and at Client's written request repair them for a negotiated price. Back -Flow Prevention Devices: Should the city elect to have HD Supply Waterworks install or repair any Back -Flow Prevention Devices, 14D Supply Waterworks assumes no liability or responsibility for the proper functioning of these devices. HD Supply Waterworks recommends that the utility notify each customer about the potential (h) Non -Covered Work. Contracted meter change outs contemplate a standard meter change out. In the event that locations exist where conditions exist which require nonstandard work (i.e. move a service location etc., move fences for or other customer structures & items for access, install systems in heavy traffic locations alleys, parking lots etc.), HD Supply and the City will discuss pricing and work may proceed from this point or the city may elect to excuse this work from the project. In any event where safety concerns would cause undue risk to the work Crews this work shall be considered nonstandard and shall be excused from the project. 5. Responsibilities of Client durine Installation. (a) Owner -Furnished Data. Client shall provide HD Supply Waterworks all technical data in Client's possession, including previous reports, maps, surveys, and all other information in Client's possession that HD Supply Waterworks informs Client's representative is necessary as it relates to Project. Client shall be responsible for identifying the location of meters. Should HD Supply Waterworks require assistance in finding the meter location, Client shall locate the meter in a timely manner. (b) Access to Facilities and Property. Client shall make its system facilities and properties available and accessible for inspection by HD Supply Waterworks and affiliates. (c) Client Cooperation. Client support will be required during implementation of this Improvement Measure to obtain access to meter boxes/pits, infrastructure sites and to coordinate utility interruptions. Client will provide notification in its billing to its customers that HD Supply Waterworks is performing the designated work and that possible service interruption may result. (d) Timely Review. That Client through its designated representatives shall examine all invoices, and inspect all completed work by HD Supply Waterworks in a timely manner. In the event that a Client delay results in the lack of a progress payment disbursement, HD Supply Waterworks reserves the right to delay further work without penalty until such time as payments are made. HD Supply Waterworks further reserves all rights and options available to it under the Master Project Agreement. IN WITNESS WHEREOF, the Parties have executed this Installation Contract as of August 8, 2017. "HD SUPPLY WATERWORKS" HD SUPPLY WATERWORKS, LTD. By: 0 ted Name: Thomas Jr Printed Title: District Manager OFFICIAL SEAL DONNA M PUPILLO NOTARY PUBLIC - STATE OF ILLINOIS MY COMMISSION EXPIRES:06119120 E-10 • SUPPLY WATERWORKS Exhibit A-1 Material Procurement Summary For Installation Contract Provider: HD Supply Waterworks, Ltd. ("HD Supply Waterworks") Client: The Village of Oak Brook This Material Procurement Summary is an Exhibit to and hence part of the Installation Contract contemplated by the Master Project Agreement (the "Master Agreement'), and it includes all Project Materials and Supplies to be used in connection with the Work contemplated by the Installation Contract and the Master Agreement, as the same will be identified specifically in future invoices generated by HD Supply Waterworks and attached to each Acceptance Certificate (Exhibit A-2) contained in the Installation Contract. A summary of the Project Materials and Supplies required for the Project is as follows: E-12 • SUPPLY WATERWORKS Schedule of Unit Prices Date: June 27, 2017 Proposing Firm: HD Supply Waterworks Oak Brook RFP 2017 Pricing Village of Oak Brook 1200 Oak Brook Road Oak Brook IL. 60523 Attn: Mr. Rick Valent -Public Works Superintendent Description Quantity Unit Price Amount 5/8"x 3/4" iPERL 3067 $105.00 $322,035.00 3/4"S iPERL 107 $105.00 $11,235.00 3/4" iPERL 423 $118.00 $49,914.00 1" iPERL 1256 $154.00 $193,424.00 1 1/2" OMNI R2 0 $372.00 $0.00 2" OMNI R2 0 $523.00 $0.00 1 1/2" OMNI C2 183 $876.00 $160,308.00 2" OMNI C2 125 $1,010.00 $126,250.00 3" OMNI C2 80 $1,280.00 $102,400.00 4" OMNI C2 36 $2,225.00 $80,100.00 6" OMNI C2 4 $3,845.00 $15,380.00 Meter Subtotal $1,061,046.00 M400 Tower Gateway BaseStation including installation 2 $42,500.00 $85,000.00 510M Single -Port Smartpoint Transmitters for NEW METERS 5281 $102.00 $538,662.00 Infrastructure Subtotal $623,662.00 Installation of 5/8"x3/4" Meter & Transmitter 3067 $116.00 $355,772.00 Installation of 3/4"S Meter & Transmitter 107 $116.00 $12,412.00 Installation of 3/4" Meter & Transmitter 423 $116.00 $49,068.00 Installation of 1" Meter & Transmitter 1256 $135.00 $169,560.00 Installation of 1 1/2" Meter & Transmitter 183 $295.00 $53,985.00 Installation of 2" Meter & Transmitter 125 $312.00 $39,000.00 Installation of 3" Meter & Transmitter 80 $605.00 $48,400.00 Installation of 4" Meter & Transmitter 36 $725.00 $26,100.00 Installation of 6" Meter & Transmitter 4 $1,765.00 $7,060.00 5/8" - 1" Ground Strap Install Includes Material 4853 $40.00 $194,120.00 Installation of Transmitter Only - Existing 0 $95.00 $0.00 Installation Subtotal $955,477.00 Description Quantity Unit Price Amount Hosting Set Up and Maintenance Fee. (1ST YEAR) 1 $37,000.00 $37,000.00 Hardware Maintenance Fee 2 $1,650.00 $3,300.00 Project Management Fee 1 $9,500.00 $9,500.00 System Implementation and Training 1 $5,500.00 $6,350.00 Supplementary Items Subtotal 549,800.00 Proposal Total 1 $2,689,985.00 NOTE: * Utility to provide electric to Basestation. * Utility to provide communication link from Basestation to RAL (Backhaul) * Utility responsible for interface from Logic MOM Software to Utility Billing Software. * Basestation quantities determined by Propagation Study. * Final project pricing shall be determined by actual meter quantities suppliedlinstalled. * Installation pricing has been based on Standard Meter Settings and 'Like Meter for Like Meter' exchange * Performance Bond is estimated at 525,000 per year if required. stark Baran Territory Manager Exhibit A-2 Acceptance Certificate Client under the Master Project Agreement (the "Master Aereement') with HD Supply Waterworks, Ltd. hereby certifies This Acceptance Certificate is a Partial/Final (Circle one) Acceptance Certificate delivered under the Procurement, Installation, and Management Contract (the "Installation Contract") to which it is attached. I. The Project Materials and Supplies listed on the attached invoice (or in the event of a final Acceptance Certificate all Project Materials and Supplies provided under the Installation Contract and the Master Agreement), have been delivered to Client. 2. Client has conducted such inspection and/or testing of the Project Materials and Supplies as it deems necessary and appropriate and hereby acknowledges that it accepts the Project Materials and Supplies for all purposes on the date indicated below. The Project Materials and Supplies have been examined and/or tested and are in good operating order and condition and is in all respects satisfactory to the undersigned and complies with the terms of the Installation Contract, subject, however, to the warranty provided in Section 10 of the Master Agreement. 3. Based on and the acceptance set forth herein, Client agrees that the Manufacturer's Warranty Period on all water equipment shall be deemed to have begun on the date when the manufacturer shipped such equipment and that the Manufacturer's Warranty Period shall end in accordance to the referenced warranties in Appendix D, Exhibit D-1. 4. Client has examined all Work and Services performed by HD Supply Waterworks and covered by the related invoice or draw requests and finds such Work and Services to have been performed in a workmanlike manner and in accordance with all applicable specifications. Client therefore accepts such Work and Services. Based on the acceptance set forth herein, Client agrees that the Warranty Period for the Work and Services shall end on , 20_ (i. e. one year from the date of shipment). 5. The following is a punch list of items left to be completed for current phase or final phase (Circle one) of the Project: I Insert Punch list I Agreed to and Accepted as of August 8, 2017, by: "CLIENT" VILLAGE OF OAK BROOK UM Printed Name: Printed Title: E-13 Exhibit A-3 Sensus Advanced Metering Infrastructure (AMID Aereement E-14 sEnsus Advanced Metering Infrastructure (AMI) Agreement between Village of Oak Brook ("Customer") and Sensus USA Inc. ("Sensus") IN WITNESS WHEREOF, the parties have caused this AMI Agreement (" reement") to be executed by their duly authorized representatives as of the day and year written below. The date of the last party to sign is the "Effective Date' This Agreement shall commence on the Effective Date and continue for/until: 5 Years ("Initial Tenn"). At the end of the Initial Tenn, this Agreement shall automatically renew for an additional term of 5 years ("Renewal Tenn"). The "Term" shall refer to both the Initial Tenn and the Renewal Tenn. This Agreement contains two parts: Part (1) is The FCC Notification for Spectrum Manager Lease, to be filed with the FCC by Sensus on behalf of the Customer and Part (2) is a AMI Agreement between Sensus and Customer. Together, these two parts create the Agreement. Sensus USA Inc. By: Name: Customer: Village of Oak Brook By: Name: Title: Title: Date: Date: COMiM& of this Agreen*nt Part 1: Notification for Spectrum Manager Lease Part 2:AMI Agreement Exhibit A Software Exhibit B Technical Support CONFIDENTIAL I Page i of 14 sEnsus Part 1: Notification for Spectrum Manager Lease In goer for Sensus lo appy to the FCC on the Customers beheU Nr a specbum manager lease, Customer must compete Ne information below n boxes one (1) through ten (10) and cehuy via aulhonzed signature. Custom's signstum witl insure Thal CusWmer augwnzes Sensus to file IN spectrum manager lease notificadon on FCC Fam 606 wl) the Customer as spectrum lessee, and d Cusemer does not already have me, ownership disclosure a fomialion on FCC Form 662. Custon erhuhn ee Name ADentlm To: Attention To: City: Name M Real Party in intern Street Adana: Phone: Cry: state Zip: Oyes ONo Phone Fax Finall: ...,Z-�A....L--..me ! u' v, unO In nu,m�yeie vuz[wgw) 2. Additional CutlanrerLLnaaa Contact bbrnxUon CmWy Name: ADentlm To: Sued Addna: City: Stu*: Zip: Phone: Fa Ercall: J. CeelonlerfLeasee is a(n) (Select one)', Olndirldual 10 Unincorporated Associalim I OTmst OGovemment Entry I OCatparamn lO limited Liability Company l OGmeral Partnership OLimiled Pwmwship I Olimiled Uebily Perb*mllp I OCcnsordum O CUw 4. FCC Fam 662: FCC File Number of Cusbome(s Fenn 602 ownership Information: . N Customer has not filed a Fam 602, Seneus will IN ON for Custom. Please compete questions 5, 6, and 7 below A Customer does no have a Fmm 602 on fib. Cuslarer nest mmpiete mans 6, 9 and 10 irrespective of whether Customer has an ownership on file. S. Cuoa Your D: tisfividual Contact Fa FCC Natter; Please designate me individual (the Ohacta of Public Works or similar persoN who is respowde to the FCC fa the operation of the FlexNel rads system. Name TiUw Emali. Plane: 7. ownenhb Discbaun tofmnetlen N CuslomUsam s a govermahl entity, 6sl the nacres of the Maya and all Cmncd Members below, as well as verify citizansMp ant ownership nlorn6 If arty enby regulated by the FCC. Such ownership must be disclosed where a maya(councl memos owns 10%a more, directly or indirectly, or has operating controt of any entry subject to FCC regelatien. If any answer to Ownership question is Yes, or any answer to Cdoarshio ouestim is No. arida an aUacNrentwlth to ax0lanabon. us Cl'¢en? Ownershmir Disclosure? Mayor Oyes ONo Oyes Otto Council Member: Oyes ONO Oyes Otto Courcl Member: Oyes Ohlo Oyes ONO Council Member: Oyes ONO OYes ONO, Coundl Menber. Oyes ONO Oyes ONO CONFIDENTIAL I Page 2 of 14 sensus Cowrcd Member: Oyes ONO 2) Has the Customer a any parry b that filing, or any party directly a indirectly controlling Be Customer Or any Party to this Ming ever been Suffix comidad of a Warr an state a federal blurt? Oyes ONO Oyes ONO oyes ONO Council Member: 4) The fualarerM1essee hereby accepts Commission oversight and enbmalem consistent wth the license and tease auUnolvation. The Lessee admowk0ges that it must cooperate IUIy with any investigation or ingalry conducted enter by be Commasbn Or the lacerate, allow Bre CYas Oyes ONO Oyes ONO Council Member arrangement bat is be subject of tons filing is revoked, canceded, terminated. or otherwise ceases to be in ebec. the CuslommAessse wig here no CYes continuing authority 10 use the erased spectrum and will be required to terminate its operations no later than the date on which be Licensee ceases ❑Yes ONO ❑Yes ONO CMlnrt Member: Oyes 7)The CustorerAesses waives any daim to the use of any particular frequency or of to electromagnetic spectrum as against be regulatory power CYes of the United Saes because of the s use o the carni, whether erase a otherwise. Oyes ONO Ayes ONO Candi Member Oyes ONO Oyes ONO e. Beak Oualfficam information 1) Has as Cestaner a any Derry to this application had arty FCC wenn autha¢atim, kcense, or construction permit revoked or had any application for an initial modification a renewal of FCC station authaielicense ercorsUuclan n. licermfl denied be COOmssion7 Oyes ONO 2) Has the Customer a any parry b that filing, or any party directly a indirectly controlling Be Customer Or any Party to this Ming ever been Suffix comidad of a Warr an state a federal blurt? Oyes ONO 3j Hon any coon finally adjudged the Customer or any party directly or indirectly controlling the Cusar er guilty of unto mmopofnng or attempting In unlawfully mawpolize radio communication, directly or ildireaFy, through control of manufacture or sale of radio apparatus, aldushe OYes ONO traMc arrangement, a any other means or unfair methods M 7 10. CU$Wf *tAassae CertlRation Stowmmb t The Custarer/lesseeagrees that the Lease is not a sale or transfer of the kcerse belt Oyes 2) The CusbrterA.essee acknoWedges ball h is mgwW to campy vont the Canmssun's Rules and Regulisiae and other applicable He, at all Suffix Smos, and t the Custaner/Lessee foga to so comply, be Leve may be revoked, cancedad, a terminated by ether be licereee or the Conarfu510n. Oyes 3) The CusbmerAessee rainfalls bat timber h her any Otler parry to the ApphcaOONNoefCalson a subject b a dermal of Fed" beneMs pursuant to Section 5301 of to An&Drug Abuse Act of 1988, 21 U.S.0 § 862, because of a conviction Or possession or distribution of a controlled substance Oyes Sts Section 1.208216 of the rules, 47 CFR § 1.2002(b). for the definition of 'party to thea nation" as used m that certification. 4) The fualarerM1essee hereby accepts Commission oversight and enbmalem consistent wth the license and tease auUnolvation. The Lessee admowk0ges that it must cooperate IUIy with any investigation or ingalry conducted enter by be Commasbn Or the lacerate, allow Bre CYas Commission or the Licensee to conduct on-site inspections of transmission facilities, and suspend! operations N the direction of the commission or the Licensee and to the extent tum such suspension of operation would be consistem with applicables Cammasim policies. 5) The Cusbinartassee acknow"es that in the event an eutha zanon held by a Licensee that has associated whh t a spectrum easing arrangement bat is be subject of tons filing is revoked, canceded, terminated. or otherwise ceases to be in ebec. the CuslommAessse wig here no CYes continuing authority 10 use the erased spectrum and will be required to terminate its operations no later than the date on which be Licensee ceases to have my authority b operate under but license, unless otherwise aubaized by the Commission. 6) The Cuslaner/Lessee agrees to Lease shell not be assigned to any angry tum is not eligible or qualifietl to ems imu a spectrum leasing arrangement under the Commissions Rues and umw. Oyes 7)The CustorerAesses waives any daim to the use of any particular frequency or of to electromagnetic spectrum as against be regulatory power CYes of the United Saes because of the s use o the carni, whether erase a otherwise. 8) The CwbmerM1essee certifies mal it is M in defau8 on any payment for Commission licenses and bat t is not defmqueM on any nor4 debt Owed b an federal Oyes The Cutl "fL eeee certifies that ad of be statements madam the Apia kaUonfNatlficabon and in the Wedel., eahbns, anach n, a dowmmb inwrywas d by refomoa arc nderW, are pan of this ApplkAbor/Notiftation, ad are Imre, compete, correct, and modem goad tach. The Cunonwr[Lauaa ahaa notify Sensua In wrMng M the weM any Information applied on the form changes. Tvoe or "ad Name of Partv AuUwizW to Sim First Name: MI: Last Name: Suffix Title,. Customer Name'. Signature FAILURE TO SIGN THIS APPLICATION MAY RESULT IN DGMISSAL OF THE APPLICATION AND FORFEITURE OF ANY FEES PAID. WILLFUL FALSE STATEMENTS MADE ON THS FORM OR ANY ATTACHMENTS ARE PUNISHABLE BY FINE ANOIOR IMPRISONMENT N.S. Cock, Tile 1S, Sedbn 1007) AN0.4OR REVOCATION OF ANY STATION LICENSE OR CONSTRUCTION PERMIT (U.S. Cock, Tone 42, Section 312(aN1)) ANDIOR FORFEITURE (US. Code Tlge 47, Section $03). CONFIDENTIAL I Page 3 of 14 sEnsus Pan 2: AMI Agreement Equipment A. Purchase of Equipment Customer shall purchase all Field Devices, RF Field Equipment and other goods (colkctivey, 'Equipment-) from Senses' authorized distributor pursuant to the terms and conditions (including any warranties an such Equipment) agreed by Customer and Semus' authorized disMbutor. This Agreement shall not affect any terms and conditions, including any warany tents, agreed by Customer and Senses' authorized distributor. If Customer elect; to purchase any equipment or services directly from Sensus, or E Customer pays any fees or other costs to Senses, then Sensus' Temns of Sale shall apply. The'Tems of Sale" are available at httollm.serms.mmrTC/renmConditions.od[ or 1.80(f -METER -IT. B. THERE ARE NO WARRANTIES IN THIS AGREEMENT, EXPRESS OR IMPLIED. SENSUS EXPRESSLY DISCLAIMS ANY AND ALL REPRESENTATIONS, WARRANTIES AND/OR CONDITIONS, EXPRESSED, IMPLIED, STATUTORY OR OTHERWISE, REGARDING ANY MATTER IN CONNECTION WITH THIS AGREEMENT, INCLUDING WITHOUT LIMITATION, WARRANTIES AS TO FITNESS FOR A PARTICULAR PURPOSE, MERCHANTABLrrY, NONdNFRINGEMENT AND TITLE. Services. A. Installation of Equipment Installation services will be as agreed between tle Customer and Salus' authorized distributor. Sensus will not provide installation services pursuant to this Agreement 8, Software Implementation. Sensus shall install and confgum the Software on the Server Hardware. C. IT Systems Integration Services. Integral of the Software into Customers new or existing Internal IT systems is not included in this Agreement Any integration work shall be subJect to a separate agreement which describes the scope and pddng for such work D. Technical Support. Sensus shall provide Customer the technical support set forth in Exhibit B. E. Project Management. Project management of the AMI System Is not Included h this Agreement. Any project management shah be subject to a separate agrearent which dela hes the scope and pricing for such work. F. Training. Training on the use of the AMI System is not included in this Agreement Any training shah be subject to a separate agreement which describes the scope and pricing for such work SoMrxre. A. Software as a Service (Saar} Sensus shah provide Customer with Software as a Service, as defined in Exhibit A, only so long as Customer is current in his payments for such services. B. UCITA. To the maximum extent permitted by law, the Parties agree that the Uniform Computer Information Transaction Act as enacted by any state shah not apply, in whole or in part to this Agreement Spectrum A. Definitions in this Section 4. In this Section 4 only, •Semus" shall mean Sensus USA Inc. and its wholly owned subsidiary, Sensus Spectrum LLC. S. Spectrum Lease. Sensus hereby grants to Customer, and Customer accepts, a specwm manager lease (•Sf>aLirum Lease") war the frequencies of certain FCC Iicense(s) ("FCC License") solely whin Customers Service Territory. (The frequencies of the FCC License within Customers geographic Service Tenbry are called the "Leased Spectrum"). Customer shall pay the Ongoing Fees for use of the leased Spectrum. C. FCC Forms. At the Federal Communications Commission (FCC), Sensus will; (1) obtain an FCC Registration Number (FRN) for Customer; (2) submit on behalf of Customer the FCC Form 602 Ownership Disclosure Information C Customer has not already done so; and (0) file a FCC Form 608, notificetiordappficafion for king -term spectrum manager lease. This Lease become.; effective when the FCC accepts the FCC Form 608. D. Law Application. In order to complete the FCC lease application. Customer will promptly: I. Complete and sign tle representations in Part 1 of this Agreement such that Customer demonstrates 0 qualifies for a specimen lease under FCC rules Customers signatum will indicate that Customer authorizes Sensus to; (1) obtain an FRN on behalf of Customer, (2) submit the FCC Form 602 Ownership Disclosure Information on behalf of Customer if Customer has not almady done so; and (0) file the spectrum manager lease notl8cadon on FCC Form 608 with the Customer as spectrum lessee. N. Give Sensus the coordinates of the boundaries ot Custaners Service TertCoryor, ahematively, approve Sensus' estimation of the same. R. If Carsioner has not ahoy time so; Customer hereby ind horizes Sensus to appy on Customers behalf and obtain kir Customer a Federal Registration Number (FRN, the FCC's unique identifier for each ficensee) and shall supply Sensus with Customers Taxpayer Identification Number (TIN). N. Provide any other Information or other cooperation remonaby necessary for the cadet; to perform as set fond herein. E. Permitted Lee of Spectrum Leake. Customer may harksmit or receive over the Leased Spectrum only in the Service Territory and only using FleaNel equipment manufactured by Sensus and used in accordance with Sensus' specifcatios. Customer may use the Leased Spectrum only to read and direct means in support of Customers primary utlii y business or any other operation approved by Sensus In writing. Without knPorg the foregoing, Customs is prohtbhed from resetting, subleasing or sub8censing the Leased Spectrum or from transmitting voice communications over the Leased Spectrum. For each piece of RF Field Equipment used by Customer, Customer shall affix a Sersus�pplied label to the exterior of the RF Field Equpment cabinet or other appropriate visible place to indicate that RF operations conducted water aut horiy of FCC Lioxise(s) issued to Sensus. F. Term of Spectrum Lease. Unless temnhaled earlier (because, for example, Customer stops using the FlexNet equipment or because this Agreement teminates or expires for any reason), this Spectrum Lease with have the same tem as the FCC license. U Customer Is operating in compliance with this Agreementand is current on any payments owed to Sensus, when the FCC License renews, the Paries will apply to he FCC to renew this Spectrin Lease. G. Termination of Spectrum Law. The Spectrum Lease will terminate: (a) two months after Customer stops transmitting with FlexNel equipment manufactured by Serious; (b) upon termination, revocation or expiration of the FCC License; (c) upon Customers breach of this Agreement or (d) upon termination or expiration of this Agreement for any reason. H. FCC Compliance. The following FCC requirements apply i. Pursuant to 47 CFR 1.9040(a); (a) Customer must comply at all times with applicable FCC rules. This Agreement may be revoked by Sensm or the FCC 6 Customer fails to so comply; (b) If the FCC License is terminated, Customer has no continuing right to use the Leased Spectrum unless otherwise authorized by ore FCC; (c) This Agreement is notan assignment sale or other transfer of Ce FCC License; (d) This Agreement may not be assigned except upon written consent of Sensus, which consent may be withheld in its discretion; and (e) In any event Sensus will not oosent to an assignment that does not satisty FCC rules. 8. Referencing 47 CFR 1.9010, Sensus retains dejum and de facto control overthe applicable radio Whites, including that CONFIDENTIAL I Page 4 of 14 sEnsus (a) Sensus will be responsible for Customer's compliance with FCC poIcas and rules. Sensus represents and warrens that it has engineered the FdexNet equipment and accompanying software and other programs to canpty with FCC rules. Custorrer wit operate the Fteddet equipment subject to Sensus' supervision and control and solely in accordance with Sensus' specifications. Sensus retains the right to inspect Customers radio operations hereunder and to terminate this Agreement or take any other necessary steps to resolve a violation of FCC rules, including o order Customer to cease transmission. Sensus will act as spectrum manager in assigning spectrum under the FCC License so as to avoid any harmful interference or other violation of FCC rules. Sensus will be responsible for resoNig any Interference complaints or other FCC rule violations that may arise; and (b) Sensus will file any mcessary FCC fors or applications and Customer agrees to reasonably assist Sensus with such filing by providing any names" Information or other cooperation. Sensus will otherwise interact with tine FCC with respect to this Agreement, the FCC License or FlexNet equipment I. Interference. Customer agrees to report to Sensus promptly, and in no event later than 72 hours afterward, my incident related to the Leased Spectrum, including where Customer experiences harmful interference, receives a complaint a other notice of having caused harmful Interference, or recelves any type of communication from the FCC or other government agency regarding radio transmission. 5. General Terms and Conditions. A. Intentionally omitted B. Limitation of Liability. i. Smsus' aggregate hablfhy in any and ail causes of action arising under, out of or in relation to this Agreement Is negotiation, performance, breach a termination (collectively 'Cases of Action') shall rot exceed the greater of; (a) the total amount paid by Customer directly to Serum under this Agreement m (b) tan thousand US doom (USD 1 D,000.DD). This ism whether the Causes of Action are in ton, including, without limitation, negfgence or strict liability, in contract, under statute or othewse. As separate and independent Ihnitatloas on liability. Semus liability shah be limited to direct damages. Sensor shall not be liable for, (i) any ndired, incidental, special or consequential damages; nor (0 any revenue or profits lost by Customer or Its Affiliates from any End User(s), erespeclHe whether such lost revenue or profits is categorized as direct damages or otherwise; not (s) any IrVOut Coss; nor (w) manual meter read mss and expenses; nor (v) claims made by a third party; nor (vi) damages arising from maiaase or bottom pate breakage mused by freezing temperatures, water hammer conditions, a excessive water pressure. The Imitators on liability set fond in ths Agreement are fundamental nducervens to Sensus entering into this Agreemem. They apply unconditionally and n all respects. They are to be interpreted broadly so as to give Sensus the maximum pmpaction perna ted under law. li. To the maximum extent panted by law, no Cause of Action may be instituted by Customer against Senses more then TWELVE (12) MONTHS after the Cause of Action first arose. In the calculation of any damages In any Cause of Action, no damages incurred more tlen TWELVE (12) MONTHS prior to the filing of the Cause of Action shall be recoverable. C. Termination. Either party may terminate this Agreement earlier ff the other party commis a material breach of this Agreement and such material breach is not cured wnhn forty-five (45) days of written nope by the other party. Upon any expiration or termination of this Agreement Sensus' and Customers obligations hereunder shall cease and the sofhsare ere a service and Spectrum lease shall immediately mase. D. Farce Majeure. If either party becomes unable, either wholly or in pan, by an event of Force Majeure, to luhdl Is obligations under this Agreement the obligations affected by the event of Force Majeure will be suspended during the continuance of that inability. The party affected by the face majeure will take reasonable steps to mitigate the Force Majeure. E. Intellectual Property. No Intellectual Property is assigned to Customer hereunder. Salus shall own or confine to awn all intellectual Property used, created, anNor derived in the course of perfomtlng this Agreement To the extent If any, that any ownership Interest in and to such Intellectual Property does not automatically vest in Sensus by virtue of this Agreement or othew'se, and Instead vests In Customer, Customer agrees to grant and assign and hereby does grant and assign to Sensus all right title, and interest that Customer my have in and to such Intellectual Pmtperfy. Customer agrees not to reverse engineer any Equipment purchased or provided hereunder. F. Confidentiality. Both parties shall (and shall muse then employees and contractors to) keep at Confidential Information strictly confidential and shall not disclose it to any third parry, except to the extent reasonably required to perform and enlace this Agreement or as required under applicable law, court order or regulation. The Confidential Information may be transmuted orally. In writing, electronically or otherwise observed by ether parry. Notwithstanding the foregoing. 'Confidential nformaton'shah not include; (r) any nfortretion that is in the public domain other than due to Recipients breach of this Agreement (l any Inomremn In to possession of the Recipient without restriction prior to i isdosura by the Discloser, or (ii) any Information independently developed by the Recipient without reliance on the Infor lion disclosed hereunder by the Discloser. 'D ser means either party that dsdoses Confidential Information, and -Reaoio Y mans ether parry that receives t. G. Compliance wdth lana. Customer shall comply with all applicable country, federal, state, and local laws and regulations, as set fond at the time of acceptance and as may be amended, changed, or supplemented. Customer shall not take any action, or permit the taking of any action by a third party, which may render Sensus gable for a violation of applicable laws. 1. Export Control Laws. Customer shall; (i) comply with all applicable U.S. and oral laws and regulations govermig the use, export import reexport, and transfer of products. technology, and services; and (a) obtain all required authorizations, perms, and licenses. Customer shall immediately notify Sensus, and immediately cease all activities with regards to the applicable transaction, if the Customer knows or has a raasorr&e suspicion that the equipmad, software, or services provided hereunder may be directed to countries in violation of any export contol laws. By ordering equipment software or services, Customer cartihes that it's not on any U.S. govemmcmt upon exclusion list fi. Anti -Corruption Laws, Customer shall oompy with the United States Foreign Corrupt Practices Act (FCPA), 15 U.S.C. §§ 78dd-1, at seq.; laws and regulations nplementng the OECD's Convention on Combating Bribery of Foreign Public Offices in International Business Transactions; the U.N. Convention Against Corruption; the Inter -American Convention Against Corruption; and any other applicable laws and regulations relating to aro comption in the Customers county or any country where pertomhancce of this Agreement or delivery or use of equipment software a services will occur. H. Non -Waiver of Rights. A waiver by either parry of any breach of this Agreement a the failure or delay of either party to enforce any of the articles or other provisions of this Agreement will rot n any way affect, limit or waive that party's right to enforce and axrpel sad compliance with the same a other articles a provisions, L Assignment and Sub contracting. Either party may assign, transfer a delegate this Agreement wftout requiring the other party's consent (i) to an Affiliate; (ii) as part of a merger, or (iii) to a purchaser of all or substantially all of is asses. Apart from the oregoig, neit her party may assign, transfer ordelegate this Agreement without the prior written consent of the other, which consent shall not be unreasonably withheld. Furthermore. Customer admowledges Sensus may use subcontractors to perform RF Field Equipment installation. the systems integration work (d applicable), a project managemart (t applicable), without requiring Customers consent J. Anwndmerns. No attention, amendment or other modification shall be binding unless in writing and signed by both Customer and by a vice president (or higher) of Sensus. CONFIDENTIAL I Page 5 of 14 sEnsus K. Governing Law and Dispute Resoeton. This Agreement shall be governed by, owatnxd and enforced in accordance with the laws of the Stale of Delaware. Any and all disputes arcing under, out of or in relation to this Agreement its negotiation, performance or termination CDisoules1 shall first be resolved by the Parties attempting mediation In Delaware. N the Dispute's not resolved within sixty (60) days of the wi mencenent of to mac ation, it shall be litigated in the state or kderal courts located in Delaware. TO THE MAXIMUM EXTENT PERMITTED BY LAW, THE PARTIES AGREE TO A BENCH TRIAL AND THAT THERE SHALL BE NO JURY IN ANY DISPUTES, L. Reslrklion on Discovery. The Parties acknowledge tie abundance of documents, data, and other information stored in an electronic manner and the time and costs associated with retrieving relevant electronic data from the Parties during the Discovery portion of a claim. Accordingly, the Parties shah utilize only printed or hard -copy documents, data, and other information in Discovery and shall not use or request electronic or eDiscovery memods for any dain. demand, arbitration or litigation subject to this Agreement AN relevant and unprivileged printed or hardcopy maNnals shah be subject to Discovery, hit nether Party has an obligation to maintain printed or hardtnpy files in anticipation of a claim, demand, gbgabon, or arbitration proceeding. M. Survival. The provisions of this Agreement that are applicable to circumstances arising after its termination or expiation shall survive such lamination or expiration. N. Severabllky. In the event any provision of this Agreement is held b be void, unlawful or otherwise unenforceable, that provision will be severed from the remainder of the Agreement and replaced autonnehcally by a provision conlaning tens as nearly like the void, unlawful, Of unenforceable provision as possible, and the Agreement as so modified. will continue to be in full face and effect 0. Four Comers. This written Agreement includig all of its exhibits, represents the entire understanding between and obigaaom of the parties and supersedes all prior understandings, agreements, negotiations, and proposals, whether written or oral formal or informal between five parries. Any additional writings shah not modify any limitations or remedies provided in the Agreement Thera are no other kms of conditions, oal, written, electronic a otherwise. There are no implied obligations. AN obligations are spschimily set ford In this Agreement Further, there am no representations that Induced this Agreement that are not included in it The ONLY operative provisions are set form in writing in cols Agreement. Without limiting me generality of the foregoing, no purchase order placed by or on behalf of Customer shall atter any of he terms of this Agreement The parties agree Nat such documents are for administrative purposes only, even t they have terms and conditions printed on tom and even N and when they are accepled andla processed by Sensus. Any goods, software or services delivered a provided in anticipation of this Agreement (for e.g., as part of a pilot or because this Agreement las not yet been signed but the parties have begun the deployment) under purchase orders placed prior to the execution of this Agreement are govemed by this Agreement upon its execution and it replaces and supersedes any such purchase orders. R Counterparts. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original, but all of which together shah constitute we and the same instrument Additionally, this Agreement may be executed by facsimile or eadminic copies, al of which shall be considered an original for all purposes. 6. Definition. As used In this Agreement the following terms shall have the following meanings: A. 'Af fiend of a party means any other entity contoang, mntrosed by, a under common control with such party, where'contor of an entry means the ownership, directly or indvecly, of 50% or more of either, () the shams or other equity if such an*, a n the voting fights if soon endry. B. "AW SyaMm" identifies lime Senses F1exW Advanced Meter infrastructure System caryrsed of the SmartPoht Modules. RF Field Equipment Server Hardware, sotwsre licenses, FCC licenses, and oter equpmem provided to Customer hereunder. The AMI System ody incudes the foregoing, as provided by Senshs. The AMI System does not include goads. equipment software, licenses or rights provided by a third parry or partes to tlhs Agreement C. "Confidential informs tion' means any and all non -pubic information of either party, Including the I ms A this agreement at technical Information about ether party's products of servires, pricing mfomaton, marketing and marketing plans. Customers End Users' daa. AN System performance, AMI System arddecture and design, AMI System software, other business and financiai information of other pard, and all trade secrets of either parry. D. 'Echo Transeeher idenhhes the Straus srandNonemounted relay device that takes the radio frequency readings from the SmartPdnt Modules and relays them by radio frequency to the relevant FlexNet Base Station. E. 'End User means any end user of electricity, rear, and/or gas (as appkable) that pays Custargv for the consumption of electricity. water, andfa gas, as applicable. F. 'Reid Devkee means the meters and SmatPolnt Modules. G. 'FlexNet Basis Station' identifies to Sensus minufac9ued device consisting of one transceiver, to be located w a lower that receives readings from the SmartPdnt Modules (ether directly or Na an Echo Transceiver) by radio frequency anti passes inose readings to the RNI by TCP/IP backhaul communication. For darty. FlexNel Base Stations include Melo Base Stations. H. 'Force U*uW mears an avert beyond a party's reasonable control, rnckiding, without Irnilmon, ads of God, hurricane, tool, volcano, lanai, tornado, storm, tempest mudside, vandalism, Illegal a ureuld ized radio frequency interference, sores, lockouts. or other industrial dsurbances, unavailability of conpahent pars of any goods provided hereunder, acts of public manias, wars, blockades, insurrections, rids, epidemics, earthquakes, fires, restraints or prohibitors by any court, board, department, commission or agency of are United Slates or any Sales, any arrests and restarts, an disturbances and explosion. I. 'Hosted Software means those terve listed as an Application In Exhibit A J. 'A✓Oul Cosa' means any costs and expenses incurred! by Customer in bansporting goads between as warehouse aid its End Users premises and any costs and expenses maned by Cusbmer in instalbq, unnsal ig and removing goods. K 'lntellecaeal Property means Patents and patent apPhcatons, nventas (whether patentable a rot), trademarks, service marks, trade dress, copyrights, trade sever, know-how, data rights, specifications, drawings, designs, meekwak rights, mesal rights, authors rights, and other intellechnit property rights, including any derivations andlor derivative worts, as may mist now or hereafter come ite existence, and all renewals aria extensions thereof regardless of whether any of such rights ase under the acus of the United Saes or of any other slate, country or jurisdiction, any registrations or applications thereof, and all goodwill pertinent theceo. L, 'LCAT identifies the bad cmbot modules. M. 'Dngoing Fee' means to annual or monthly fees, as applicable, to be paid by Customer b Senses' eutlorized distributor during me Term rims Agreement. K 'PIIChBs' means patties a other maner mcce releases of the Solbvare mal erect proomig mors and other faults and defers found previous versions of the SoReane. For clarity, Pat hes are not Updates or Upgrades. 0. 'Pamited Use" means only for reading and analyzing dao tam Customers Field Devices in the Service Tantony. The Pemmed Use does not inc.Ude reading mrd pard mends or reading meters outside the Service Territory. P. 'Relme" means both Updates and Upgrades. D. 'Remote Tansceine identifies the Senss standalone, mounted relay device that takes the radio frequency readings from the SmarlPeint Modules and relays mem dkecty to the RNI by TCPAP backhaul communication. R. 'RFFVeid Equipmen( means, collectively, FlexNet Base Stations, Echo Transceivers acct Remote Trenscehiers. S. 'RNr identifies the regional network interfaces consisting of hardware and software used to gamer, sere, and report data collected by he FlexNet Base Stations from rhe SmaMdm Modules. The RNI hardware specifications will be provided by Smws upon written request frau Customer. T. 'RNl SoNwere' identifies the Sens proprelay software used In the RNI and cry Patches, Updates, and Upgrades that ave provided to Customer pursuant to the tens of has Agreement U. 'Servkv Terri identifies the geographic area where Customer pnxrides elKV*, water, alta gas (as applicable) services to End Users as of the Effective Date. This area will be described on the propagator, Way in the partes' Spectrum Lease king with the FCC. V. 'Senisr Hardware` means the RNI hardware. W. "SmortPoIntw Modules' identifies to Senses transmsaon devices instead on devices such as meters, distribution annniabon equipment and demand/response devices located at Customer's End Users' prenkses that take the readings of he meters and tansnd hose madngs by radio frequency b the relevant FlexW Base CONFIDENTIAL I Pate 6 of 14 ,® sEnsus Sletion, Remote Tran izew or Echo Transceiver. X. 'SotIMW mearw at the Senses proprietary software provided pumand to this Agreement, and any Patches, Updates, and Upgrades that are provided to Customer pursuant to the tears of this Agreement The Software does not include any thkd party software. Y. TonchCoupkr Untr idenbhes an inductive coupler connection from a water register to the SmartPoint Module. Z. 'Updates' was releases of the Software that constitute a minor Improveme t in Wnchonatly. AA. 'Upprsdes' means releases of the Software which constitute a sgnlficant improvement nhuhcUmakty o archftecture of the Software. BB. 'WAN BacAhaur means the communication Ink between FlexNet Base Stations and Remote Transcews and RHI. CONFIDENTIAL I Page 7 of 14 sEnsus Exhibit A Software software as a service i. Description of Services This exhibit contains the details of lie Software as a Service that Sensus shall provide to Customer If both; (i) pricing for to appkation of Software as a Service has been provided to to Customer, and (ii) the Customer's current in its payments for such application of Software as a Service. A. Software as a Service Generally. Software as a Service is a managed service In which Sensus will be responsible for the day-to-day monitoring, maintenence, management and supporting of Customer's software applications. In a Software as a Service solution, Semus owns at components of the solution (server hardware, storage, network equipment. Sensus software, and all third -party software) required to nin and operate the application. These software applications consist of the following (each an "Aooliratien°): • Regionhal Newod Interface (RNI) Software • Sensus Anslyfics o Enhanced Package The managed application systems consist of the hardware, Senses Sofbi and other third -parry, software that A required to operate the software applications Each Application will have a production, and Disaster Recovery (as described below) environment Test environments are not provided uniess otherwise specifically agreed by Sensus in writing. Sensus will manage the Applications by providing 24 x 7 x 365 monitoring of the availability and performance of the Applications. B. Usage License. Subod to all the terns and conditions of this Agreement Senses hereby gives Customer a license under Sensus intellectual property rights to use the Sensus Applicators for the Permitted Use for so long as Customer is current In Its payments for the Apppcatiors (VM&e License"). This Usage License shall commence on the Effective Date and shall terminate upon to earlier of (i) the expiration or tertniretm of tills Agreement for any reason; (ii) it Customer uses the Applications provided hereunder other than for the Permitted Use; and (ill) the Application is terminated as set font below. C. TenNnation of Software as a Service. Customer shall have the option at any time after full deployment but before the end of the Term to terminate any Application by giving Senses we hundred twenty (120) days prior written notice. Such notice, ence delivered to Sensus, is irrevocable. ShouldCustomer elect to tomhinate any Application, Customer acknowledges that (a) Customer shat pay all applicable fees, including any unpaid Software as a Service fees; and (b) Software as a Service for such Application shall immediately cease. 0 Customer elects to terminale the RNI Application in the Software as a Service environment but does not terminate the Agreement generally, then upon delivery of the notice to Sensus, Customer shall purchase to necessary (a) RNI hardware and (b) RNI software license, each at Sensus' Nen-current pricing. No portion of the Software as a Service fees shall be applied to One purchase of the RNI hardware or software license. D. "Software as a Service" means on_k the following services: I. Senses will provide the use of required hardware, located at Senaus' or a third -party's data center facility (as determined by Senses), that is necessary to operate the Application. ii. Sensus will provide production and disaster recovery environments for Application. Iii. Sensus will provide patches, updates, and upgrades to latest Serous Hosted Software release. rv. Sensus will configure and manage the equipment (server hardware, routers, switches, firewalls, etc.) in the data centers: a. Network addresses and virtual private networks (VPN) b. Standard timssource(NTPor GPS) c Security access points d. Respond to relevant alarms and notifications V. Capacity and performance management Sensus will: a. Monitor capadly, and performance of the Apollonian server and software applications 24x7 using I(PI metrics, thresholds, and alerts to proactively identify any potential issues related to system rapacity andla performance (i.e. database, backspool, logs, message broker storage, etc.) b. ff an issue is identified to have a potential Impact to the system, Sensus will open an incident ticket and manage One ticket through resolution per Exhibit B, Technical Support c. Manage and maintain the performance of the server and perform any charge or configuration to the server, in accordance to standard configuration and change management policies and procedures. of Manage and maintain to server storage capacity and performance of the Storage Area Network (SAN), in accordance to standard configuration and change management policies and procedures. e. Exceptions may occur to the system that require Sensus to take immediate action to maintain the system opacity and performance levels, and Sensus has authority to make changes without Customer approval as needed, in accordance to standard configuration and change management policies and procedures. vi. Database management Senses will: a. Define data retention plan and policy. b. Monika space and opacity requirements. c. Respond to database alams and notifications. d. Install database softwam upgrades and patches. e. Perform routine database maintenance and cleanup of database to improve capacity and performance, such as rebuilding indexes, updating indexes, consistency checks, ton SOL query/agent jobs, etc. vii. Incident and Problem Management Sensus wg1: a. Proactively monitor managed system (24x7x365) forkey events and thresholds to pmacWLIy defect and identify incidents. b. Respond to incidents and problems that may occur to the Application(s). c. Maintain policies and procedures for responding to incidents and performing mot cause analysis for ongoing problems. d. Correlate incidents and problems where applicable. e. Sensus personnel wi l use the Salesforce Set Service Portal to document and track incidents. L In the event that a Senses personnel Is unable to resolve an issue, the issue will be esalaed to the appropriate Subject Matter Expert (SME). g. Maintain responsibility for managing incident and problems through lesotubon and will coordinate with Customer's personnel and/or any required third -pally vendor to resolve the issue. CONFIDENTIAL I Page 8 of 14 �Mr■eril sEnsus h. Provide telephone support consistent with Exhibit B, Technical Support in Che case of undetected events, vic Security Management Serous will: a. Monitor the physical and cyber security of the server and Application(s) 247 to ensure system is highly secure in accordance with NIST Security Standards. b. Perform active intrusion prevention and detection of the data center network and firewalls, and mongor logs and alerts. c. Conduct period penetration testing of the network and data center facilities. d. Conduct monthly vulnerability scanning by both internal staff and external vendors. e. Perform Anti -Virus and Malware patch management on All systems. I. Install updates to virus protection software and related files (including Virus signature files and similar files) on all servers from the update berg generally available from the and -virus software provider. g. Respond to any potential threat found on the system and work to eliminate Virus or Mafware bund. h. Sensus adheres to and submits certification to NERCICIP Cyber Security standards. I. Sensus actively {articipatescmondors industry negulationistandards regarding seadty — NERC, FERC, NIST, OpenSG, arc through the dedicated Sensus Security team. j. Provide secure web portal access (SSL) to the Application(s). a. Backup and Disaster Recovery Management Sersus will: a. Pericm daily backups of data providing one (1) year of history for auditing and restoration purposes. b. Bark -up and store data (on tapes or other storage media as appropriate) off-site to provide protection against disasters and to meet file recovery needs. c Conduct incremental and full back-ups to capture data, and changes to data, on the Application(s). d. Serous will replicate the Application(s) environments to a geographically separated data center location to provide a full disaster recovery environment for the Application production system. e. Provide disaster recovery environment and Won fa4over to OR environment within forty-eight (48) hours of declared event f. Generate a report following each and any disaster measuring performance against the disaster recovery plan and identification of problem areas and plans for resolution. g. Maintain a disaster recovery plan. In the event of a disaster. Sere us shad provide the sellas in accordance with the disaster recovery plan. h. In the ase of a disaster and loss of access to or use of the Application. Sensus would use commercially reasonable efforts per the Recovery Time Objectives and Recovery Point Objectives specified herein to restore operations at the same location or at a backup location within forty -e ght (48) hours. i. The Application shall have a Recovery Time Objective (RTO) of forty-eight (48) hours. j. The Recovery Part Objective (RPO) shall be a full recovery of the Application(s), with an RPO of one (1) hours, using no more than a twenty - tow (24) hour old backup. All meter-relatod data shad be pushed from each Base SgdicJfGB restoring the database to mat-Cme minus external interfaced systems from the day prior. k Data from external interfaced systems shall be recreated within a forly-eight (48) hour period with the assistance of Customer personnel and staff, as needed. Customer Responsibilities. i. Coordinate and schedule any charges submitted by Sensus to the system in accordance with standard confguratkm and change management procedures. u. Participate in all required configuration and change management procedures. iii. Customer will log incidents related to the managed Application with Sensus personnel via email, web portal Ccket entry, or phone all. Iv. Responsible for periodic processing of accounts or readings (i.e. billing Ades) for Customers bikhg system for billing or other analysis purposes. V. Responsible for any field labor to troubleshoot any SmartPord modules or smart meters in Ca field in populations that have been previously deployed and accepted. VL First response labor to troubleshoot FlecNet Base Station, Echo Transceivers, Remote Transceivers or other field network equipment vii. Responsible for foal area network configuration, management and support vili. Identify and research problems with meter reads and meter read performance. Ix. Creak and manage useraccouns. X, Customize application configurations. xi. Support application users. xii. Investigate Application operational issues (e.g. meter reads, reports, alarms, etc.). xii. Respond to alms and notifications. xiv. Perform fimwak upgrades over-iheair, on delegate and mender field personnel for on-site upgrades. F. 'Soft wareas a Sety does not Include any of the following smites: L Parts or labor required D repair damage to any held network equipment that s the result of a Fora Majeure event. a. Any integration between applications. such As Hams MeterSense, would require a Pnfessianal Services contract agreement to be sniped, submftd, and agreed in a signed writing between Sensus and all the applicable parties. If An hem is not listed Insubparagraphs in hem (D) above, such item is excluded from the Software as a Service and is sobjectto additional pricing. 11. Further Agreements A. System Uptime Rate i. Sensus (or is contractor) shall manage and maintain the Application(s) on computers owned or controlled by Sensus (or hs contractors) and shall provide Customer access to the managed Application(s) vs Internet or point to point connection (i.e., Managed -Access use), according m the tens below. Sensus endeavors to maintain an average System Uptime Rate equal to ninety-nine (99.0) per Month (as defined below). The System Uptime Rate, cumulative across all Applications, shall be calculated as follows: System Uptime Rale = 100 x (TMO —Total Non -Scheduled Downtime minutes in the Month) TMO i. Calculations a. "Tafgeaed Minutes of Operation" or "TUC' means total minutes cumulative across all Applications in the applicable month panus the Scheduled Downtime in Ca Month. CONFIDENTIAL I Pape 9 of 14 sEnsus b. "Scheduled Downtime" means the number of minutes during are Month, as measured by Sensus, in which access to any Application is scheduled to be uriavailable for use by Customer due to planned system maintenance. Sensus shall Provide Customer notice (yes email or otherwise) at least seven (7) days in advance of commencement of the Scheduled Downtime. c. "NorrSchedulled Downtime" means the number of minutes during the Month, as measured by Sensus, in which access loany Apploatm s unavailable for use by Customer due to reasons other than Scheduled Downtime or the Exceptions, as defined below (e.g., due to a need for unplanned manterance or repair). t. Exceptions. "Exceptions "mean the following events: a. Force Majeure; b. Emergency Work, as defined below; and c. Lads of Internet Availability, as described below. L Emergency Work. In the event that Fora Majeure, emergencies, dangerous conditions or other exceptional circumstances arse or comate during TMO. Sensus shall be entitled to take any acb s that Sensus, in good faph, determines is necessary or advisable to prevent remedy, mitigate, or otherwise address actual a potential harm, interruptan, loss, threat security or like concern to any of the Applications) (•Ememerxa Work"). Such Emergency Work may include, but Is not limited to. analysis, testing, repair, maintenance, re -seting and other servicing of the hardware, cabling, networks, software and other devices, materials and systems through which access to andfa use of the ApPkstion(s) by the Customer is made available ns ed Svsterns'�. Sensus shall endeavor to provide advance notice of such Emergency Work to Customer when practpble and ai Ii. Lack of Internet Availability. Sensus shall riot be responsible for any deterioration of performance attributable to latencies in the public Internet or print-to-pcirrt network connection operated by a third party. Customer expressly acknowledges and agrees that Sensus does not and cannot [cold the flow of data to or from Sensus' networks and other portions of the Internet and tat such flow depends in pan on the performance of Internal services provided or controlled by third partes, and that at trees, actions or inactions of such ttrd parties can impair a disrupt data transmltled thmugh, ardor Customers connections to, cine Internal or point-to-point data connection (or portions thereof). Although Sersus will use commercaty reasonable efforts to take actions Sensus may deem appopiate to mitigate the effects of any such events, Sensus cannot guarantee that such events wil not occur. Accordingly, Sensus disclaims any and all liability resulting from or relating to such events. B. Data Center Site-Secudly. Although Sensus may modify such security arrangements without consent or notice to Customer. Customer acknowledges the following are the current arrangements regarding physical access to and support of the primary hardware components of the Managed Systems: i. The computer moms) in which the hardware is installed s accessible only to authorized individuals. H. Power Infrastructure includes one or more unintemiptible power supply (UPS) devices and diesel generators or other ahem rive power for backup electrical power. Ili. Air-conditioning facilites (for humidify and temperature conbos) are provided in or for such computer roorn(s) adv can be monitored and adjusted for humidity and ban oentNre settings and control. Such ala systems are supported by redundant, back-up ardor swach-over environmental was. iv. Such electrical and A/C systems are monitored on an ongoing bass and personnel are avatiable to respond to system emergencies (t any) in real time. V. Dry pipe pre -action lee detection and suppressor system am provided. vi. Date circuits are available via murfliple providers and diverse pats, giving arca, redundancy. C. Rasponslbfttesof Customer I. Customer shall promptly pay all Software as a Service fees. t. Customer may not (1) carelessly, knowingly, intentionally a maliciously threaten, disrupt hams, abuse or tnterfae with the Appicat"s), Managed Systems or any of their functionality, pedom once, security, or integrity, car aunt to do so; (ii) impersonate any person or entry, including, but no limited to, Sensus, a Sensus employee or another user, or (A) (Me, l sity, disguise or otherwise manipulate any identfxaton nformaton associated with Customefs access to or use of the Appticaton(s). iii The pmviskmig, compabloft, operation, security, support, and maintenance of Customers hardware and software ("Custome(s System') is exclusively the responsibility of Customer. Customer is also responsible, in particular, for correctly configuring and maintaining (i) the desktop environment used by Custaner W access the Application(s) managed by Sensus; and (a) Customers network router and firewall, if applicable, to allow data to flow between the Custdnees Systems and Sensus Managed Systems in a sears manner via the public Internet iv. Upon receiving the system administrator account from Sensus, Customer shall create username and passwords for each of Customers authorized users and compete ire applicable Sensus registration process ("AWNgZ d Users'. Such hsemames and passwords will allow Authorized Users to access the Appliratnn(s). Customer shag be solely responsible for maintaining the sawrily and confdentlalay of each user ID and password pair associated with Customers account and Sensus will no be table for any loss, damage or lability arising from Customers account or any user D and password pairs associated war Customer. Customer is fully responsible for all ads and omissions that occur through the use of Customers account and any user ID and password pairs. Customer agrees () not to allow anyone other than the Authorized Users to have any access to, or use of Customers account or any user ID and password pairs at any time; (a) to notify Sensus immediately of any actual of suspected unauthorized use of Customers account or any of such user ID and password pairs, or any other breach or suspected breach of searify, restricted use or confidentiality; and (it) to lake the Sensus-recommended steps to log out from and otherwise ext the Apptcaton(s) and Managed Systems at the end of each session. Customer agrees that Sensus shall be entitled to rely, without inquiry, on the validity of the user accessing the Application(s) application through Customers accoi nth account ID, usemames a passwords. V. Customer shall be responsible for the day-to-day operations of the Application(s) and AMI System. This includes, without limitation, @ researching problems with meter rands and system performance, (a) creating and managing user acrnunts, (Ili) mstomidrg application configurations, (Iv) suppordng appfration users, (v) investigating application operational issues, (vi) responding to alarms and notifications, and va) performing over -the -air commands (such as firtmware updates or mnfhguraton charges). III. Sensus Analytics A. Essential Package. The Essential Package of the Sensus Analytics Application shall consist of the following modules: I. Device Access a. Allows search for meter details by using data imported from the Baling system or the Sensus Device ID a AMI ID. b. Allows a view of the meter interval or register reads. c Meter data is available to be copied, printed, or saved to certain user programs or file formats, specifically CSV, PDF, and Spreadsheet d. Allows the current and historical data b be viewed. e. Allows the current usage to be compared to historical distribution avenges. f. Alkws the user to see the meter location on a map view. g. Aibws notifications for an event on a single meter to be forwarded to a Customer employee. h. Allows details to be viewed about a meter— (dependent on the data ntegnsted from toner systems). ii. Meter Insight (provides the following) CONFIDENTIAL I Page 10 of 14 sEnsus a. # of aclNe meters. b. # of orphaned meters with drill down to the list of meters. C. It of inactive meters with drill down to the list of meters. d. # of stale meters with drill dawn to the list of meters. e. If of almost stale meters with drill down to the list of meters. f. # of meters where no read is available with drill down to the list of meters. g. # of meters with high threshold exceptions with Mill down to the list of meters. h. It of unknown radios with drill down to the list of meters. it Report Access a. Allows the user to see meter alarms and choose a report from a list of standard reports. b. Master Route Register Reads: Shows the latest reads for all meters within specified time window. c Meter Route Intervals Reads: Allows users to rasped intervals of a single mterwera period of bnv. d. Master Route No Readings: List all meters that are active in the system, but have not been sending reads within the specified time window. e. Consumption Report List meters' consumption bated on meter readings within the specified fine window. I. Zero Consumption for Period: List meters whose readings do not charge over a period of time. g. Negative Consumption: Shows the number of ocanences and readings of negative consumption for the Last 24hr, 48hr and 72hr from the entered roll up date. h. High Low Exception Report Displays meters whose reads exceed minimum odand maximum threshold, within a time range. I. Consumption vs Previous Reported Read: Compares latest reading (from RNI) with last known read received from CIS. j. Consumption Exception 24 hour Report This report shows meters that satisfy these two oonditbns: (1) The daily average consumptions exceed entered 'daily consumption threshold;' (2) The number of days when daily thresholds are exceeded are greater than the entered exception per day threshold." k Endpoint Details: Shows the current state of meters that ere created within the specified true range. I. Orphaned Meters: List meters that are marked as'orphaned', which are created as of entered 'Created as or parameter. in. Billing Request Mismatch: Displays meters in a billing request that have different AMR id with the ones sem by RNI. It also shows AMR i0 in billing request that have different meter Id in the RNI. n. Users need to and& which billing request foe prior to running the report o. Alarms Report List all alarms occurred during a fine window. Users can select which alarm to show. N. Billing Access a. Initiate the conation of billing export files tomhabed to the import needs of the billing system. b. Receive billing request ekes from the billing system to identify what meters to include In the baling export Ne in the case where billing request file option is used. c. Provides a repository of pest billing files that were either used for billing preparation or actually send to the billing system. d. Wit store seated billing files for a period of three years unless otherwise denoted. e. The system wit allow creation of test files before export to the billing system. v. Billing Adaptor a. The underlying confgumtor and took mapping the extraction of billing date to enable integration to the utility's billing system. vi. Data Stere a. Aliows storage of meter reading data including Intervals, Registers, and Alarms to be stored. b. Stored data's available onfins for reports and analysis. c. Data will be retained for 3 years. Additional duration can be purchased. B. Enhanced Package. The Enhanced Package shalt consist of the modules listed above in the Essemal Package, as well as the following additional modules: i. Alar Dashboard a. Allows the user to summarize and litter alarms by a date range. b. Allows the user bit review at ash types w a single screen. c. The user can fitter out the alarms not wanted on the screen. d. Alen totals on be visualized. e. Adds a view of trending alarms over time. f. Click to drill down on an alar b gain more information on specific evens. g. Click to analyze a specific event on a particular device. it. Alam Console a. Follow real fime monitors of the aams coming him Custanefs meters. b. Provides a single view for all alarms, across the entire network. c. Allows the user to view tending of each alarm over time. ie. Alert Manager a. Allows creation of algin groups who will be notified when an aam occurs. b. Users can manage alert gaups by adding and removing group members. c Allows selection of notification method for how end users in the group wit be notified; email or SMS (ted massage). d. Allows creation of an alert from the available system evens from smart points and assign to a group. e. Momim the systems meters for events. When an event is triggered, all users in the group will be notified. D. Integration of Sensor Analylks. Sensus shat provide integration support services to Customer only to the extent specifically provided below: I. Sensus shall provide Cuslomer with a simple Rat fie spect'xzRon known as VFIex for the integration of the Customers back office system to the Sensus Analytics modules. This Rat file may be deknited or fixed width. This spedfcatton aliows Customer to trarumt each day or as needed: the devices and end users in the system, end user status, end user account information, erd user name, and other end user detaifs. When sem to the Sensus FTP servers, this file exchange will enable the system to become operational with the CustNmfs systems. Customer shall produce this file and transmit it to the FTP l0000n designated by Sensus. Sensus will provide reasonable support to explain to Customer the required vs. optional fields that are in the spedfi cation, testing and vatdabon of the We format and content a. In scope of the included integration efforts is the mapping the Customers fields to the VFlex speca'ration. b. Out of scope and subject to addificnal changes will be the transformation of date where business logic including code must be written b modify the field content or format of the data to meet the VFlex specification. it, Sensus' integration services consists of four (4) hours of assistance (remote or on -sae, as determined by Sensus). If additional time is needed to complete the integration efforts, Senses shall invoice Customer for additional fees on an actual fine and materials bask. CONFIDENTIAL I Page 11 Of 14 sEnsus iii. H an item is not fisted In subparagraphs (I) or (ii) above, such hem is excluded from the integration of Sensus Analytics Support and is subject to additional pricing. Data Import The Sensus Analytics Application contains adapters for the import of data from; (a) Customers FlexNet AMI System; andbr (b) AuloRead application tot handheld and drive by systems, as applicable. Customer Acknowledgements. i. Customer acknowledges that the Sensus Analytics Application provides up to filly (50) user bgtre for Customers use. ii. Customer aclanowledges and agrees the Sensus Analytics Application is based upon the actual number of End Users within Customers Service Territory. Prtdrg may increase if Customers Service Territory or actual number of End Users expands. W. Customer adunwledges that all data related to the Sensus Analytics Applications is geographically hosted within the United States of Americo Customer aaapts the geographic location of such hosting, and Indemnities Soso for any claims resulting therefrom. iv. CustomeraduwrkNges and agrees that file Intellectual Property provisions of this Agreement appy In all respects to Customers access to and use of the Sensus Antytis Applications. V. Customer is responsible for validating the data analyzed by the Sensus Anaytirs Applications. Sensus makes no promises of improving Customers operations a saving Customer money, nor is Sensus liable for any damages resulting from decisions made by Customer related to Customers use of Sensus Anaylics. M Third Party Software. A. RedHat Linux. If Sensus is providing Customer with a license In use RedHat Iswx Software, Customer agrees to the folbwing: By entering into this Agreement Customer agrees to abide by and to be legally bound by the tams and conditions of the Red Hat End User License Agreements Identified below, each of which are Incorporated Into this Agreement by reference and are available at the websites Identified beam. Please read the Red Hat End User Uce se Agreements and incorporated references carefully. Subscription: End User License Agreement Red Hat Enterprise Unux httplAvew.redhatcornllicenseslmel_ma euta.hbnl JBoss Enterprise Middleware hWh w.nedhatmrMicenwsfjhoss_eula.hbnl CONFIDENTIAL I Page 12 of 14 rfrrr�e sEnsus Exhibit B Technical Support 1. Introduction Sensus Technical Services provides utility customers with a single point of contact for Tier 1 support of technical issues as welt as any coordination of additional resources required to resolve the issue. Requests that require specialized SMIS are to be forwarded to a senior support engineer or Technical Advisor within the team for further analysis. It Technical Services has exhausted at troubleshooting efforts for the product type, the issue wit escalate to the Engineering Support Team. Occasionally on-site boubleshootinglanaysis may be required. The preferred order of onsite support is: a) The Customer (for assistance with the easiest and lowest time-consuming activities such as paver on/power oto. b) The local distributor. c) Sensus employees or contracted personnel, it required to fuhlli a contact commitment It Support Categories 2.1. General questions regarding functionality, use of product how-to, and requests for assistance on Sensus AMR, AMI, RF Network Equipment Metering Products and Sensus Lighting Control. 2.2. Proactive reporting and resolution of problems. 2.3. Reactive reporting to Isolate, document and solve reported hamhwam/softwam detects. 2.4. Responding to service requests and product charges. 2.5. Addressing customer inquiries with printed or electronic documentation, examples, aadditional exp lanatiomdartficabon. 3. Support Hours 3.1. Standard Support Hours. Toll-free telephone support (1400-838-3748 option 92) Is avaliable Monday mru Friday from 8:00AM EST b 8:OOPM EST. After- hours, holiday and weekend support for Severity 1 and Sevedy 2 issues is available by calling 1-800-638-3748, option #8. 4. SrpporlPmcedures 4.1. Customer identifies an issue or potential problem and cats Technical Services at 1400-638-3748 Option #2. The Customer Service Associate or Technical Support Engireerwill submit a Support ticket 4.2. The Customer Service Associate a Technical Support Engineer will identify the caller name and utility by the assigned software serial number, city, and slate in which the call onginated. The nature of the problem and severity levels will be agreed upon by both parties (either at the time the Issue is entered or prior to upgrading a downgrading an existing issue) using the seventy definitions below as a gupfel nee The severity level Is men captured ink, a support ticket for creation and resolution processing. Any lime dump the processing of this ticket t the seventy level is changed by Sensus, the customer well be updated. Severity Levels Description: Sev1 Customer's production system is down. The system is unusable msuNrg h total disruption of work. No workaround is available and requires Immediate attention. Example: Network mass outage, at reading collection devices inoperable, inoperable head end software (e.g., RNI Software, Sensus MDM). Sev2 Major system teature&nction fature. Operations are save" restriied; mere is a major dsruption of work, no aereptabte workaround is available, and failure requires immediate attention. Examples Network equipment failure (e.g,, FlexNet Edo, %xNet Remote, Base Station transceiver, or VGB); inoperable reading device; (e.g., AR5500, V%U, VGB, or CommandLlnk); heed end software application hes Important functionality not working and cannot create export Me for bilking system operations. Sev3 The system is usable and the Issue doesn't affect critical overact operation. Example: Minor network equipment failure (e.g.. Echo/Renrote false alarms or Base Station transceiver false alarms): head end software application operable but reports are not running property, modification of view or some noncritical function of the software is not running. Sev4 Minor system issues, questions, new leatlres, or enhancement requests to be corrected in future versions. Examples: Minor system issues, general questions, and'How-To questions. 4.3. The Customer Service Associate or Technical Support Engineer identifies whether or not the customer is on support. If the customer is not on support, the customer is advised of the service options as well as any applicable charges that may be titled. 4.4. Calls are placed in a queue from which they are accessible t, Technical Support Engineers on a first-come-firmserm bass. A first lave] Customer Service Associate may assist the customer, depending on the diffiwty of the call and the representative's technical knowledge. Technical Support Engineers (iter 1 support) typically respond/resolve the majority of rails based on their product knowledge and experience. A call history for the particular account is researched to note any existing pattern or t the call is a new repod. This research provides the representative a lass and understanding of the account as well as any associated problems and/or resolutions that have been communicated. a. Technical Services confimis that there is an issue or problem that needs fuller analysis to demmu a its cause. The following information must be collected, a detailed description of the issue's symptoms, details on the sohware'hardwam product and version, a description of the environment in which the issue arses. and 8 Fist of any mrredive action already taken. b. Technical Services will check the Internal database and product defect tracking system, to sea t reports of a similar problem exist and it any working solutions were provided. If an existing resolution is found that will address the reported Issue, it shall be communicated to the customer. Once it is confirmed this the issue has been resolved, the ticket Is dosed. C. If mere is no known defect a support that defines the behavior, Technical Services will work with the ousmmer o reproduce time Issue. N the issue on be reproduced, eitherat the customer site or within supportcenter test lab, Technical Services will escalate the ticket ria funder Investigation / resolution. If the issue involves units that are considered to be defective with no known reason, the representative wig open a Special Investigation RMA through the Support system. If it is determined that a sample is required for fuller analysis, the customer will be provided with instructions this detail whom to send the product sample(s) for a mot cause one". Once t is determined that the Issue cannot be resolved by Tier 1 resources, the ticket wig be escalated to Tier 2 support for confinetiaNwakanounds to resolve Irnedlate issue. Technical Services will immedlatey contact the customer t, advise of the escalation. The response and escalation times am fisted in Section 5. At this bme, screen shots, log tiles. wnfgumbon files, and database backups will be crested and attached to the ticket CONFIDENTIAL I Page 13 of 14 sEnsus 5. ResponsE and Resolution Targets, Sensus Technical Support will make every reasonable effort to meet the iolbwng response and resolution targets: Severity Standard Target Response Standard Tangent ResoWlion Resolution (one .or mom of the following) Immediately assign trained and qualified . Satisfactory workaramd is provided. Services Staff to correct the error on an • Program patch is provided. 1 30 Minutes expedited bass. Provide ongoing . For incorporated into future release. common. n on the seas of a correction. . Fa or workaround incorporated Into the Support Base. . Satisfactory workaround is provided. Assgn Rained and qualified Services • Program patch Is provided. 2 4 hours Staff to correct the error. Provide . Fix incorporated inlo future release. communication as updates occur. . Fix or workaround mcorporated Into the Suppon Knowedge Base. . Answer to question is pro rlded. . Satisfactory wonamund is provided. 3 1 Business Day 90 business days . Fix or workaround incorporated into the Support Knowledge Base. . Fix Incorporated into (vara release. . Answer to question is provided. 4 2 Business Days 12 monis . Fix or workaround incorporated into the Support Knowledge Base. Problem Escalation Process. 6.1. If to normal support process does not produce the desired results, or t the severffy has changed, the issue may be escalated as lolbws to a higher level of authority. 6.1.1. Seventy 1 issues are esralabd by Sales or Technical Services to a Supervisor t not resolved within 2 hours: to the Manager level ff not resolved within 4 hours; In the Director level If not resolved within the same business day; and to the VP level it not resolved within 24 hours. 6.1.2. A customer may escalate an issue by calling "00-638-3748, Option 2. Please specify the Support ticket number and the reason why the issue is being escalated. 6.1.3. In the event tat a customer is not satisfied with the level of support or continual problem with their products, they may escalate a given Support ticket to Manager of Technioal Services (1-800838-3748, Option 2). General Support Provisions and Exclusions. T.I. Sensus provides crane documentation for Sensus products through the Senses User Forum (htpllmyfl xnetsystemmnVModu6tser/Login). AN Serous customers are provided access to this onNne database, which includes operation, configuration and technical manuals. Sensus also hosts periodic user group teleconferences to facilitate the interchange of product ideas, product enhancements, and overall customer experiences. The asNmbr shall provide names and email accounts to Sanwa so Sensus may provide access to the Portal. 7.2. Specialized support from Sensus is available on a fee bass to address support issues outside the scope of this supper plan or t not covered under another specific maintenance contract For example, specialized systems integration services or out of warranty network equipment repair that is not covered under a separate maintenance contract OONFIDEMIAL I Page 14 of 14 Exhibit A-4 Statement of Work (Sale through VAR) This document is designed to assist the Client with the planning the installation of a Sensus AMI System. For illustrative purposes, an architectural diagram is provided below that depicts equipment to be installed at the BASESTATION site and the Client site which will typically house the RNI. In addition, the following pages provide details pertaining to responsibilities of HD Supply Waterworks, Ltd. and Client during the planning, installation and commissioning of the F1exNet AMI System. Regional Network Interface RF Network - 11(� � m a m v o g l 0 E J, Message Pmcessar CMEP Files Batch Job Information Meter/Tower Information Scheduled Job Irrformadon Metrics Nehvork Tower! Capaoty Meter Read H�Ith Tvrowa pelive Endpoint v r Manager Optimizer Dashboard Monitor Information Metrics Endpoint Configuration Agent RNI Diagram 1 - FlexNet AMI Diagram E-15 General Responsibilities: HD Supply Waterworks will: 1. Provide a project manager to coordinate all FlexNet installation activities with the Client and be the main contact point between the Client and Sensus during the infrastructure and SmartPoint Module deployment phase. The project manager will coordinate training activities and all installation activities with Sensus field engineers and contract installation crews hired by Client. 2. Provide Client a Sensus certified propagation study that determines the locations best suited for installation of the BASESTATION's and to ensure proper communications with end point transmitters and the RNI. 3. Work with Sensus to commission the RNI hardware and software remotely. 4. Work with Sensus to obtain final network acceptance and approval to install endpoint devices 5. Schedule training familiarization / operators training for head end software to Client identified personnel at the Client's location. 6. Hire a qualified installation contractor to install the antennae and cable that runs between the BASESTATION and the antenna. Client will: 1. Provide a key point of contact, contact information, for project management activities to work with the HD Supply Waterworks project manager to help facilitate a timely installation of the FlexNet system. 2. Hire a qualified installation contractor to install the BASESTATION equipment and run all data and power cables between the power supply and the BASESTATION. 3. Perform all site preparation work for the RNI and BASESTATIONs. 4. Be responsible to provide the network infrastructure in the Power and RNI Location areas in Diagram I, including network cabling and power identified in blue in Diagram I. 5. Be responsible for monthly and annual fees associated with the network access for all sites where network access is needed. 6. Be responsible to provide communications link between the Regional Network Interface (RNI) and BASESTATION. 7. Purchase any routers, hubs, mounting equipment, uninterruptible power supply and/or security equipment needed to connect the RNI to the Client's internal network. 8. Be responsible for the installation of Meters, SmartPoint Modules, Load Control, Home Area Network, and Automation Devices. RNI Responsibilities: The RNI will be a SAAS model that will be stored at one of Sensus secure data sites. If Owned Model is available Client will be required to purchase the servers through Sensus and provide adequate power and room to house the servers. HD Supply Waterworks will: 1. Supply the RNI hardware and data management software necessary to operate on the RNI hardware. 2. Work with Sensus to obtain final configuration of all software and RNI hardware for operation with the FlexNet network. 3. Work with Sensus to Test, and verify proper network connectivity to access the BASESTATION. Client will: I. Purchase all needed FlexNet (RNI) computer equipment. E-16 2. Be responsible for fees associated with acquiring and maintaining the static IP addresses needed to access network equipment located at the BASESTATION site. 3. Provide the necessary static IP addresses for the FlexNet system components. 4. Be responsible to secure a suitable contractor to connect the data management software to the billing system to allow for data to be imported for billing purposes. 5. Provide remote network access to the FlexNet BASESTATION network to Sensus. This provides Sensus Technical Services personnel the ability to perform ongoing system support and troubleshooting. Infrastructure Site Responsibilities BASESTATION: HD Supply Waterworks will: 1. Instruct Client concerning infrastructure site preparation work, and verify work is done correctly. 2. Coordinate the installation and commissioning of FlexNet Infrastructure for proper operation. 3. Hire a competent contractor to install the antenna and related components. 4. Provide the necessary antennas, mounts, cable and other antenna components for the BASESTATIONS. 5. Not be held responsible for damage to any interior/exterior coatings on water tanks that result from welding of antenna mounts to tanks. Parties will agree to a scope of work prior to installation. Client will: 1. Purchase the required number of BASESTATIONs. 2. Be responsible to provide an area at the BASESTATION site for installation if the BASESTATION is installed at a Client provided site. 3. Be responsible to provide a 120 VAC power source to the BASESTATION. All necessary electric requirements which will include 120 VAC Non GFI receptacles to be at the final location of the BASESTATION installation. If trenching of the power line is needed, the Client will be responsible to provide the necessary trenching, conduit, and cabling needed to supply power from the power source outlet to the base station cabinet. All electrical equipment will be installed in accordance with local codes. 4. Hire a certified electrician to connect all power to the BASESTATION. 5. Be responsible to provide network access at the site where the BASESTATION is located. Client should consult with HD Supply Waterworks about the available options for network connections between BASESTATION and RNI. 6. Be responsible to provide any conduit and/or trenching required to provide cabling requirements from the tower site to the BASESTATION installation. 7. Be responsible to provide CAT 5 UV and weather resistant network cable from the network service provider access link to the cabinet. 8. Be responsible to provide any conduit or trenching needed to run the data cable to the BASESTATION. Client is responsible to assure that data cable is located to final location of the BASESTATION. 9. Be responsible to provide security at BASESTATION location. 10. Be responsible to provide sufficient foundation to secure the outdoor cabinet should an outdoor cabinet be required to house the BASESTATION. This foundation will consist of a concrete pad or steel structure that is designed to hold 600 lbs per square inch. 11. Be responsible to provide 240 VAC of power to the BASESTATION unit should an outdoor cabinet be required. Receptacles to be located within 1 foot of the final location of the BASESTATION installation. If trenching of the power line is needed, the Client will be responsible to provide the necessary trenching, conduit, and cabling E-17 needed to supply power from the power source outlet to the base station cabinet. All electrical equipment will be installed in accordance with local codes. 1 12. Be responsible for installing grounding material at the location of the BASESTATION installation. At a minimum, the material should consist of # 4 or #2 stranded copper wire which will connect to the BASESTATION. 13. Be responsible for proper ground field at the BASESTATION site. 14. Be responsible for getting access/permission to any structure that is not owned by the Client. 15. Prepare the site for the BASESTATION by completing the below tasks: a. Site must have a network connection available for the BASESTATION to communicate with RNI. The Ethernet connector on the BASESTATION unit is an RJ45 type, 10/100 auto signaling rate. Minimum WAN bandwidth requirements are 128 kbps with a redundant path. Any network equipment to interface the BASESTATION such as Juniper router / firewall, switches, etc. will be Client provided. b. Client will supply connectivity information to Sensus (IP address, default gateway, sub -net mask, etc.) c. Provide suitable antenna mounting structure such as a tower, mono -pole, or building that is capable of supporting the weight of the antenna, cable, mounting hardware and wind loading. d. Indoor site should have adequate room for the rack facilitating opening of both front and rear doors, and an available 120V grounded outlet within 10 feet. e. Outdoor site installation single phase 240 VAC 30 amp circuit from Meter bank to disconnect panel on BASESTATION f Outdoor site shall have installation of BASESTATION concrete support pad or suitable steel support structure with a minimum loading capacity of 6001b. Sq.ft. g. Indoor site should have adequate environmental controUventilation. Recommended environmental ranges are shown in Appendix A of the Tower Gateway Base Station Installation Manual. Although the unit is capable of operation in extreme temperatures, maintaining a moderate and constant temperature environment will promote trouble-free service and long life. h. Site must have all RF, and power connections properly surge arrested to prevent damage in the event of a major lightning strike. A Halo type building ground installation with a tie available to connect to the rack ground bar is recommended Echo Transceiver / Remote Transceiver Responsibilities HD Supply Waterworks will: 1. Provide mounting brackets for installation. 2. Identify the optimum location to install the Echo Transceiver/Remote Transceiver and communicate those locations to Customer. 3. Echo Transceiver/Remote Transceiver locations will be identified only after sufficient F1exNet Base Stations and endpoints have been installed and it is apparent that additional infrastructure in the form of Echo Transceivers/Remote Transceivers is required to optimize system performance. 4. Install the Echo Transceiver/Remote Transceiver units and ancillary equipment necessary to a structure. Customer will: 1. Provide a 120 VAC power source and cable run, in compliance with local code, to the point where each Echo Transceiver/Remote Transceiver will be installed to supply all necessary power requirements. These boxes can be installed on top of poles, buildings, etc. For such cable runs, 18 AWG UV and weather resistant power cable for runs less than 470 ft. and 16 AWG for runs less than 750 ft. are needed. 3. Initiate, coordinate and acquire authorization for installation crews to climb poles, buildings and other structures necessary to safely affix cable runs as needed for the installation of the Echo Transceivers/Remote Transceivers. 4. Provide adequate electricity to the Echo Transceiver/Remote Transceiver locations and be responsible for any and all recurring electricity charges for Echo Transceiver/Remote Transceiver operations. E-18 Be responsible for on-going maintenance and support of the equipment after installation. SmartPoint Module Installation Responsibilities HD Supply Waterworks will: 1. Install or hire a qualified installation contractor to install all Endpoints to be used in the AMI System. 2. Be responsible for quality assurance for their personnel and/or an installation contractor as it relates to proper installation of Endpoints. 3. Visit and troubleshoot Endpoints that are not reporting into the system. Investigate any non -reporting Endpoints to ensure that there are no cut wires, improper installations, improper programming and resolve all data entry errors in the system. 4. Assign an internal and/or installation contractor auditor to ensure installation work is correct. HD Supply Waterworks will engage Sensus to train this individual to properly identify and correct any known problems in the field. This individual will be the primary contact to troubleshoot, identify and correct non reporting Endpoints and installation errors. 5. Once the installer has completed troubleshooting of installation issues, HD Supply Waterworks will engage Sensus to investigate the remaining Endpoints to identify and fix any coverage issues. 6. Coordinate with Sensus to establish the Endpoints installation schedule, shipment quantities, and overall project timeline. Client will: I . Purchase Endpoints. "Endpoint', in this Exhibit only, means a Sensus meter or a Sensus SmartPoint Module installed on a third party meter. Miscellaneous Responsibilities Client will: 1. Be responsible for the payment of any taxes, renewal, regulatory or license fees associated with the network hardware and software. 2. Be responsible for applying for and purchasing any needed work permits. E-19 Appendix B Service Contract Reserved E-20 APPENDIX C CONCERNING A FINANCING CONTRACT Reserved E-21 follows: AArmendix D WARRANTY The warranties on water meters included in Project Materials and Supplies, and on Work, and Services shall be as 1. Project Materials and Supplies. (a) General. Meters and equipment included in Project Materials and Supplies that Client purchases from HD Supply Waterworks are warranted by the manufacturer to be free from Manufacturers' Defects for the period specified in the manufacturer's warranty. A copy of the present warranty of each water meter manufacturer that will supply meters and equipment as part of the Project Materials and Supplies is attached hereto as Exhibit D-1. The term of such manufacturer's warranty shall be as set forth in such attached warranty (as the same may be changed from time to time during the course of the performance of the Master Agreement, but with changes to apply only to purchases of meters occurring after the change becomes effective), but generally the start date for meter warranties is the date of the manufacturer's shipment of such meter as noted in the applicable Acceptance Certificate attached to this Agreement as Exhibit A-2 ("Manufacturer's Warranty Period'). PROJECT MATERIALS AND SUPPLIES OTHER THAN METERS and EQUIPMENT ARE NOT WARRANTED. HD SUPPLY WATERWORKS DOES NOT PROVIDE ANY SEPARATE WARRANTY FOR PROJECT MATERIALS AND SUPPLIES. (b) HD Supply Waterworks' Responsibility. Upon any breach of the manufacturer's warranty on a meter or equipment noticed to HD Supply Waterworks during the applicable Manufacturer's Warranty Period, HD Supply Waterworks' sole responsibility shall be to cooperate with Client in arranging for the manufacturer to repair or replace any defective meter or equipment. 2. Installation Work and Services. (a) General. HD Supply Waterworks warrants that all installation Work and Services provided by HD Supply Waterworks shall be performed by HD Supply Waterworks in a workmanlike manner and in compliance with any specifications set forth in this Agreement, with such warranty to expire one year from the date when such installation Work was performed or such Services were provided (the "Warranty Period"). (b) Exclusive Remedy. Upon any breach of HD Supply Waterworks' warranty as to installation Work or Services during the applicable Warranty Period, HD Supply Waterworks' sole responsibility shall be to perform any corrective installation Work or Services necessary to bring HD Supply Waterworks' installation Work and Services into compliance with such requirements. 3. DISCLAIMER OF FURTHER WARRANTIES. EXCEPT FOR THE FOREGOING EXPRESS WARRANTY, HD SUPPLY WATERWORKS DISCLAIMS ALL EXPRESS AND IMPLIED WARRANTIES INCLUDING ALL IMPLIED WARRANTIES OF MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE. IN NO EVENT SHALL HD SUPPLY WATERWORKS BE LIABLE FOR ANY INDIRECT, INCIDENTAL, SPECIAL, EXEMPLARY OR CONSEQUENTIAL DAMAGES OF ANY KIND. E-22 Exhibit D-1 Manufacturers' Warranties Attached to this Exhibit D -I are the manufacturers' warranties for each of the manufacturers of Project Materials. E-23 Sensus Limited Warranty 1. General Product Coverage Sensus USA Inc. ('Sensus') warrants its products and pads to be free from defects in material and workmanship for one (1) year from the date of Sensus shipment and as set forth below. All products are sold to customer ('Customer') pursuant to Sensus' Terms of Sale, available at: sensus.cem/TC (-Terms of Sale"). It. SR IIM and accuSTREAM 1'518". 3/4" 8 1" Maters are warranted to perform to AWWA New Meter Accuracy Standards for five (5) years from the date of Sansus shipment or unfit the registration shown below, whichever occurs first. Sensus further warrants Mat the SR II and accuSTREAM meters will perform to at least AWWA Repaired Meter Accuracy Standards for fifteen (15) years from the dale of Sensus shipment or until the registration shown below, whichever occurs first: New Meter Accu acy Repair Meter Accuracy 518" SR II Meter and accuSTREAM Meter 500,000 gallons 1,500,000 gallons 3/4" SR 11 Meter and 750,000 gallons 2,250,000 gallons accuSTREAM Meter 1 year Standard and Encoder Registers far•W" Turbo and Propeller Meters 1' SR II Meter and OMNI Register with Battery 10 years accuSTRF_AM Meter 1,000,000 gallons 3,000,000 gallons 111. SRO 518". 314" 81" Meters... are warranted to perform to AWWA New Meter Accuracy Standards for one (1) year from the date of Sensus shipment, Sensus further warrants that the 5/8", 3/4" and V SR meter will perform to at least AWWA Repaired Meter Accuracy Standards for fifteen (15) years from the data of Sensus shipment or unfit the registration shown below, whichever occurs first: Repair Meter Accuracy 518' SR Meter 1,500,000 gallons 3/4" SR Mater 2,250.000 gallons 1 -SR Meter 3,000,000 gallons IV. SR 1-12" S 2"... are warranted to perform to AWWA New Meter Accuracy Standards for one (1) year from the date of Sensus shipment. Sensus further warrants that the 1-12" and 2• SR meter will perform to at least AWWA Repaired Meter Accuracy Standards for ten (10) years from me date of Sensus shipment or unfit the registrafion shown below, whichever occurs first: Repair Meter Accuracy 1.112" SIR 5,000,000 gallons 2" SR 8,000.000 gallons V. PMM° 6/8". 314". 1" Maters... are warranted to perform to AWWA New Meter Accuracy Standards for one (1) year from the date of Sensus shipment. Sal further warrants that Me 5/8'. 3/4", and 1" PMM meter will perform to at least AWWA Repaired Meter Accuracy Standards for fifteen (15) years from the date of Sensus shipment or until the registration shown below, whichever occurs first: Repair Meter Accuracy 518" PMM 1,500,000 gallons 3/4'PMM 2,000,000 gallons 1"PMM 3,000,000 gallons VI. PMM 1.12", 2" Meters... are warranted to perform to AWWA New Meter Accuracy Standards for one (1) year from Me dale of Sensus shipment. Sensus further warrants that the 1-12', and 2" PMM meter will perform to at least AWWA Repaired Meter Accuracy Standards for ten (10) years from the dale of Sensus shipment or unfit the registration shown below, whichever occurs And: Repair Meter Accuracy 1-1/2' PMM 5,000,000 gallons 2"PMM 8,000,000 gallons VII. iPERLTM Water Management Systems... Mat register water flow are warranted to perform to the accuracy levels set forth in the iPERL Water Management System Data Sheet available at sensus.wmfioert/datasheel or by request from 1 -800 -METER -IT, for twenty (20) years tram the date of Sensus shipment. The RERL System warranty does not include the external housing. VIII. Malncase... of the SR, SR II and PMM in both standard and low lead alloy meters are warranted to be free from defects in material and workmanship for twenty-five (25) years from the data of Sensus shipment. Composite and E -coated maincases will be free from defects In material and workmanship for fifteen (15) years from the date of Sensus shipment. IX. Sensus "W" Series Turbo Meters, OMNI" Meters and Propeller Meters... are warranted to perform to AWWA New Meter Accuracy Standards for one (1) year from Me dale of Sensus shipment. 8601 Six Forks Road, Suite 700 Raleigh, NC 27615 1-600-638-3748 G-500 R21 X. Sensus accu MAG" Mature,... are warranted to be free from defects in material and workmanship, under normal use and service, for 18 months from the date of Sensus shipment or 12 months from startup, whichever occurs first. XI. Sensus Registers are warranted to be free from defects in material and workmanship from the date of Sensus shipment for Me periods stated below or until Me applicable registration for AWWA Repaired Meter Accuracy Standards, as set forth above. are surpassed, whichever occurs first: 5/e" thin 2" SR, SR II, PMM, accuSTREAM Standard Registers 25 years 5/8" thm 2' SR, SR II, PMM, accuSTREAM Encoder Registers 10 years Electronic Communication Index (ECI) 10 years All HSPU, IMP Connector, R.E.R. Elec. ROFI 1 year Standard and Encoder Registers far•W" Turbo and Propeller Meters 1 year OMNI Register with Battery 10 years XII. Sensus Electric Meters... are warranted to be free tram defects in material and workmanship far one (1) year from the date of Sensus shipment. Spare pads and components are vat anted to be free from defects in material and workmanship for one (1) year from the date of Sensus shipment. Repaired or refurbished equipment repaired by Sansus is warranted to be fall from defects in material and workmanship for ninety (90) days from the date of Sensus shipment or for the time remaining an the original warranty period, whichever is longer. XIII. Batteries, 1PERL System Components, AMR and FlexNet'" System AMI Interface Devices... are warranted to be free from defects in material and workmanship tram the date of Sensus shipment for the period stated below: Electronic TouchPad 10 years RadioReado MXU (Model 505C, 51OR or 520R) and Batteries 20 years" Act-Pak®Instr.umentation "-_ 1 year TouchRead' Coupler and AMR Equipment 1 year FlexNat Water or Gas SmartPoint"" Modules and Batteries 20 years" 5500 series (or older) Hand Hold Device 1 year 6500 series Hand Held Device 2 years Vehicle Gateway Base Station 1 year FlexNel Base Station (including Me Metro and M400 base stations) 1 year Echo Transceiver 1 year Remote Transceiver 1 year iConA and FlexNel Electricity SmartPoint Module 1 year iPERL System Battery and iPERL System Components 20 years' Residential Electronic Register 20 years' Smart Gateway 1 year Sensus will repair or replace non-performing • RadioRead& MXU (Model 505C, 51OR and 520R) and Batteries, • FlexNat Water or Gas SmartPolnt Modules (configured to the factory setting of six transmissions per day under normal system operation of up to one demand read to each SmartPoint Module per month and up to two firmware downloads during the fife of the product) and batteries, • Residential Electronic Register with hourly reads, and • iPERL System Batteries, and/or the iPERL System flowlube, the flow sensing and data processing assemblies, and the register ('iPERL System Components') with hourly reads at no cost for the first ten (10) years from the data of Sensus shipment, and fa the remaining ten (10) years, at a prorated percentage, applied towards the published list prices in effect for Me year product is accepted by Sanwa under warranty conditions according to Me following schedule: Years Replacement Price Years Replacement Pace 1-10 0% 16 55% 11 30% 17 60% 12 35% 18 65% 13 40% 19 70% 14 45% 20 75% 15 50% >20 100% Note: Software supplied and licensed by Sensus is warranted awarding to the terms of the applicable software license agreement. Sensus warrants Mal network and monitoring services shall be performed in a professional and workmanlike manner. XW. Return... Sensus' obligation, and Customers exclusive remedy, under this Sensus Limited Warranty is, at Sensus' option, to either (i) repair or replace the product, provided Me Customer (a) sEnsus returns the product to the location designated by Sensus within the warranty period; and (b) prepays the freight costs both to and from such location; or (ii) deliver replacement components to the Customer, provided the Customer installs, at its cost, such components in or on the product (as instructed by Sensus), provided, that If Sensus requests, the Customer (a) returns the product to the location designated by Sensus within the warranty period; and (b) prepays the freight costs both to and from such location. In all cases, lf Customer does not return the product within the time period designated by Sensus, Sensus will invoice, and Customer will pay within thirty days of the invoice date, for the cost of the replacement product and/or components. The return of products for warranty claims must follow Sensus' Resumed Materials Authorization (RMA) procedures. Water meter retums must include documentation of the Customer's lest results. Test results must be obtained according to AWWA standards and must specify the meter serial number. The test results will not be valid 9 the meter is found to contain foreign materials. R Customer chooses not to test a Sensus water meter prior to returning it to Sensus. Sensus will repair or replace the meter, at Sensus' option, after the meter has been tested by Sensus. The Customer will be charged Sensus' then current testing fee. Sensus SmartPoints modules and MXU's returned must be affixed with a Completed return evaluation label. For all returns, Sensus reserves the right to request meter reading records by serial number to validate warranty claims. For products that have become discontinued or obsolete ('Obsolete Product"), Sensus may, at its discretion, replace such Obsolete Product with a different product modal ("New Product"), provided that the New Product has substantially similar features as me Obsolete Product. The New Product shall be warranted as set forth in this Sensus Limited Warranty. THIS SECTION XIV SETS FORTH CUSTOMER'S SOLE REMEDY FOR THE FAILURE OF THE PRODUCTS, SERVICES OR LICENSED SOFTWARE TO CONFORM TO THEIR RESPECTIVE WARRANTIES, XV. Warranty Exceptions and No Implied Warranties... This Sensus Limited Warranty does not include costs for removal or installation of products, or costs for replacement labor or materials, which are me responsibility of the Customer. The warranties in this Sensus Limited Warranty do not apply to goods that have been: installed improperly or in non-mcemmended installations; installed to a socket that is not functional, cr is not in safe operating condition, or is damaged, or is in need of repair; tampered with; modified or repaired with parts or assemblies not certified In writing by Sensus. including without limitation, communication pads and assemblies; improperly modified or repaired (including as a result of modifications required by Sensus); converted; altered, damaged, read by equipment not approved by Sensus; for water meters. used with substances other than water, used with non -potable water, or used with water that centains did, debris, deposits, or other impurities; subjected to misuse, improper storage, improper care, improper maintenance, or improper periodic testing (collectively, "Exceptions."). N Sensus identifies any Exceptions during examination, troubleshooting or performing any type of support on behalf of Customer, men Customer shall pay for and/or reimburse Sensus for all expenses incurred by Sensus in examining, troubleshooting, performing support activities. repairing or replacing any Equipment mat satisfies any of the Exceptions defined above. The above wamardes do not apply in the event of Force Majeure, as defined in the Terms of Sale. THE WARRANTIES SET FORTH IN THIS SENSUS LIMITED WARRANTY ARE THE ONLY WARRANTIES GIVEN WITH RESPECT TO THE GOODS, SOFTWARE LICENSES AND SERVICES SOLD OR OTHERWISE PROVIDED BY SENSUS. SENSUS EXPRESSLY DISCLAIMS ANY AND ALL OTHER REPRESENTATIONS, WARRANTIES, CONDITIONS, EXPRESSED. IMPLIED, STATUTORY OR OTHERWISE, REGARDING ANY MATTER IN CONNECTION WITH THIS SENSUS LIMITED WARRANTY OR WITH THE TERMS OF SALE, INCLUDING WITHOUT LIMITATION, WARRANTIES AS TO FITNESS FOR A PARTICULAR PURPOSE. MERCHANTABILITY, NON41NFRINGEMENT AND TITLE. SENSUS ASSUMES NO LIABILITY FOR COSTS OR EXPENSES ASSOCIATED WITH LOST REVENUE OR WITH THE REMOVAL OR INSTALLATION OF EQUIPMENT. THE FOREGOING REMEDIES ARE CUSTOMER'S SOLE AND EXCLUSIVE REMEDIES FOR THE FAILURE OF EQUIPMENT, LICENSED SOFTWARE OR SERVICES TO CONFORM TO THEIR RESPECTIVE WARRANTIES. XVI. Limitation of Liability... SENSUS' AGGREGATE LIABILITY IN ANY AND ALL CAUSES OF ACTION ARISING UNDER, OUT OF OR IN RELATION TO THIS AGREEMENT. ITS NEGOTIATION, PERFORMANCE, BREACH OR TERMINATION (COLLECTIVELY "CAUSES OF ACTION") SHALL NOT EXCEED THE TOTAL AMOUNT PAID BY CUSTOMER TO SENSUS UNDER THIS AGREEMENT. THIS IS SO WHETHER THE CAUSES OF ACTION ARE IN TORT, INCLUDING, WITHOUT LIMITATION, NEGLIGENCE OR STRICT LIABILITY, IN CONTRACT, UNDER STATUTE OR OTHERWISE. LATE AND INDEPENDENT LIMITATION ON LIABILITY, SENSUS ILL BE LIMITED TO DIRECT DAMAGES. SENSUS SHALL NOT BE (1) ANY INDIRECT, INCIDENTAL, SPECIAL OR CONSEQUENTIAL )R (II) ANY REVENUE OR PROFITS LOST BY CUSTOMER OR ITS IOM ANY END USER(S). IRRESPECTIVE OF WHETHER SUCH LOST PROFITS IS CATEGORIZED AS DIRECT DAMAGES OR OTHERWISE: IWOUT COSTS; NOR (IV) MANUAL METER READ COSTS AND OR (V) DAMAGES ARISING FROM MAINCASE OR BOTTOM PLATE :AUSED BY FREEZING TERMPERATURES, WATER HAMMER OR EXCESSIVE WATER PRESSURE_ "IN/OUT COSTS" MEANS ANY COSTS AND EXPENSES INCURRED BY CUSTOMER IN TRANSPORTING GOODS BETWEEN ITS WAREHOUSE AND ITS END USER'S PREMISES AND ANY COSTS AND EXPENSES INCURRED BY CUSTOMER IN INSTALLING, UNINSTALLING AND REMOVING GOODS. "END USER- MEANS ANY END USER OF ELECTRICITY/WATER/GAS THAT PAYS CUSTOMER FOR THE CONSUMPTION OF ELECTRICITYANATE WGAS, AS APPLICABLE. The limitations on liability set forth in this .agreement are fundamental inducements to Sensus entering into this Agreement. They apply unconditionally and in all respects. They am to be interpreted broadly so as to give Sensus the maximum protection permitted under law. To the maximum extent permitted by law, no Cause of Action may be instituted by Customer against Sensus more than TWELVE (12) MONTHS after the Cause of Action first arose. In the calculation of any damages in any Cause of Action, no damages incurred more than TWELVE (12) MONTHS prior to the filing of the Cause of Action shall be recoverable. 8601 Six Forks Road, Suite 700 Raleigh, NC 27615 5^C n s u s 7-800-638-3748 EXHIBITB (INSURANCE REQUIREMENTS) Certificates of Insurance shall be presented to the Village upon execution of this contract and vendor shall not commence work until it provides and receives acceptance of insurance certificates from the Village as required by this exhibit. Each contractor performing any work pursuant to a contract with the Village of Oak Brook and each permittee working under a permit as required pursuant to the provisions of Title 1 of Chapter S of the Code of Ordinances of the Village of Oak Brook (hereinafter referred to as "Insured") shall be required to carry such insurance as specified herein. Such contractor and permittee shall procure and maintain for the duration of the contract or permit insurance against claims for injuries to persons or damages to property which may arise from or in connection with the performance of the work under the contract or permit, either by the contractor, permittee, or their agents, representatives, employees or subcontractors. A contractor or permittee shall maintain insurance with limits no less than: A. General Liability - $2,000,000 combined single limit per occurrence for bodily injury, personal injury and property damage; B. Automobile Liability (if applicable) - $1,000,000 combined single limit per accident for bodily injury and property damage; C. Worker's Compensation and Employer's Liability - Worker's Compensation limits as required by the Labor Code of the State of Illinois and Employer's Liability limits of $1,000,000 per accident. Any deductibles or self-insured retention must be declared to and approved by the Village. At the option of the Village, either the insurer shall reduce or eliminate such deductible or self-insured retention as respects the Village, its officers, officials, employees and volunteers; or the Insured shall procure a bond guaranteeing payment of losses and related investigations, claim administration and defense expenses to the extent of such deductible or self-insured retention. The policies shall contain, or be endorsed to contain, the following provisions: D. General Liability and Automobile Liability Coverage - (1)The Village, its officers, officials, employees and volunteers are to be covered as additional insureds as respects: liability arising out of activities performed by or on behalf of the Insured; premises owned, occupied or used by the Insured. The coverage shall contain no special limitations on the scope of protection afforded to the Village, its officers, officials, employees, volunteers, or agents. (2)The Insured's insurance coverage shall be primary insurance as respects the Village, its officers, officials, employees, volunteers and agents. Any insurance or self-insurance maintained by the Village, its officers, officials, employees, volunteers or agents shall be in excess of the Insured's insurance and shall not contribute with it. (3)Any failure to comply with reporting provisions of the policies shall not affect coverage provided to the Village, its officers, officials, employees, volunteers or agents. (4)The Insured's insurance shall apply separately to each covered party against whom claim is made or suit is brought except with respect to the limits of the insurer's liability. E. Worker's Compensation and Employer's Liability Coverage The policy shall waive all rights of subrogation against the Village, its officers, officials, employees, volunteers and agents for losses arising from work performed by the insured for the Village. Each insurance policy shall be endorsed to state that coverage shall not be suspended, voided, canceled by either party, reduced in coverage or in limits except after thirty (30) days prior written notice by certified mail has been given to the Village. Each insurance policy shall name the Village, its officers, officials and employees, volunteers and agents as additional Insureds. Insurance is to be placed with insurers with a Best's rating of no less than A: VII. L] Each Insured shall furnish the Village with certificates of insurance and with original endorsements effecting coverage required by this provision. The certificate and endorsements for each insurance policy are to be signed by a person authorized by that insurer to bind coverage on its behalf. The certificates and endorsements are to be on forms approved by the Village and shall be subject to approval by the Village Attorney before work commences. The Village reserves the right to require complete, certified copies of all required insurance policies, at any time. Each insured shall include all subcontractors as insureds under its policies or shall furnish separate certificates and endorsements for each subcontractor. All coverages for subcontractors shall be subject to all of the requirements stated herein. -AIA Document A312 TM .2010 Pertormance Bond CONTRACTOR: (Name, lepyal status and address) HD SUPPL WATERWORKS, LTD. 220 S. Westgate Drive Carol Stream, IL 60188 OWNIER (Name, legal status and address) VILLAGE OF OAK BROOK 1200 Oak Brook Road Oak Brook, IL 60523 CONSTRUCTION CONTRACT Date: 8/8/17 Bond No. 800031986 SURETY- ( Mame, URETY:(Name, legal status and principal place of business) ATLANTIC SPECIALTY INSURANCE COMPANY 605 Highway 169 North Ptymouth, MN 55441 This document has important legal consequences. Consultation with an attorney is encouraged with respect to its completion or modification. Any singular reference to Contractor, Surety, Owner or other party shall be considered plural where applicable. AIA Document A312-2010 Two Million Six Hundred Eighty Nine Thousand Nine Hundred Eighty Five and Amount: 00/100 Dollars combines two separate bonds, a ($2,689,985.00) Performance Bond and a Description: Payment Bond, into one form. This is not a single combined (Name and location) Performance and Payment Bond Acquisition of a Fixed Automatic Water Meter Reading System and Meter Replacement Program BOND Date: 8/14/17 (Not earlier than Construction Contract Date) Two Million Six Hundred Eighty Nine Thousand Nine Hundred Eighty Five and 00/100 Dollars A ndum: ($2,689,985.00) Modifications to this Bond: ® None ❑ See Section 16 CONTRACTOR AS PRINCIPAL SURETY Company; (Corporate Seal) Company: (Corporate Seal) HD SUPPLY WATERWORKS, LTD. ATLANTIC SPECIALTY INSURANCE COMPANY SigDatute:Slgnab Name s, Fttomey in Fact Tq� IgA orney-In-Fact PP and Title; and Title: (Any additional signatures appear on the last page of this Performance Bond.) (FOR INFORtM1AT70N ONLY— Name, address and telephone) AGENT or BRWR: OWNER'S REPRESENTATIVE: Aon Risk Services Central Inc. Engineer ngineer or other One Liberty Place, 1650 Market Street (Architect.parly) Philadelphia, PA 19103 215-255-2000 AIA Document A312- - 2010. The Amedcan Institute of An;hieda. § 1 The Contractor and Surety, jointly and severally, bind themselves, their heirs, executors, administrators, successors and assigns to the Owner for the performance of the Construction Contract, which is incorporated herein by reference. § 2 If the Contractor performs the Construction Contract, the Surety and the Contractor shall have no obligation under this Bond, except when applicable to participate in a conference as provided in Section 3. § 3 If there is no Owner Default under the Construction Contract, the Surety's obligation under this Bond shall arise after .1 the Owner fust provides notice to the Contractor and the Surety that the Owner is considering declaring a Contractor Default. Such notice shall indicate whether the Owner is requesting a conference among the Owner, Contractor and Surety to discuss the Contractors performance. If the Owner does not request a conference, the Surety may, within five (5) business days after receipt of the Owner's notice, request such a conference. If the Surety timely requests a conference, the Owner shall attend. Unless the Owner agrees otherwise, any conference requested under this Section 3.1 shall be held within ten (10) business days of the Surety's receipt of the Owner's notice. If the Owner, the Contractor and the Surety agree, rte Contractor shall be allowed a reasonable time to perform the Construction Contract, but such an agreement shall not waive the Owner's right, if any, subsequently to declare a Contractor Default; .2 the Owner declares a Contractor Default, terminates the Construction Contract and notifies the Surety, and .3 the Owner has agreed to pay the Balance of the Contract Price in accordance with the terms of the Construction Contract to the Surety or to a contractor selected to perform the Construction Contract. § 4 Failure on the part of the Owner to comply with the notice requirement in Section 3.1 shall not constitute a failure to comply with a condition precedent to the Surety's obligations, or release the Surety from its obligations, except to the extent the Surety demonstrates actual prejudice. § 5 When the Owner has satisfied the conditions of Section 3, the Surety shall promptly and at the Surety's expense take one of the following actions: § 5.1 Arrange for the Contractor, with the consent of the Owner, to perform and complete the Construction Contract; § 5.2 Undertake to perform and complete the Construction Contract itself, through its agents or independent contractors; § 5.3 Obtain bids or negotiated proposals from qualified contractors acceptable to the Owner for a contract for performance and completion of the Construction Contract, arrange for a contract to be prepared for execution by the Owner and a contractor selected with the Owner's concurrence, to be secured with performance and payment bends executed by a qualified surety equivalent to the bonds issued on the Construction Contract, and pay to the Owner the amount of damages as described in Section 7 in excess of the Balance of the Contract Price incurred by the Owner as a result of the Contractor Default; or § 5.4 Waive its right to perform and complete, arrange for completion, or obtain a new contractor and with reasonable promptness under the circumstances: .1 After investigation, determine the amount for which it may be liable to the (honer and, as soon as practicable after the amount is determined, make payment to the Owner, or .2 Deny liability in whole or in part and notify the Owner, citing the masons for denial. § 6 If the Surety does not proceed as provided in Section 5 with reasonable promptness, the Surety shall be deemed to be in default on this Bond seven days after receipt of an additional written notice from the Owner to the Surety demanding that the Surety perform its obligations under this Bond, and the Owner shall be entitled to enforce any remedy available to the Owner. If the Surety proceeds as provided in Section 5.4, and the Owner refuses the payment or the Surety has denied liability, in whole or in part, without further notice the Owner shall be entitled to enforce any remedy available to the Owner. AIA nocum M A312- —20% The American Institute of Archkeds. § 7 If the Surety elects to act under Section 5.1, 5.2 or 5.3, then the responsibilities of the Surety to the Owner shall not be greater than those of the Contractor under the Construction Contract, and the responsibilities of the Owner to the Surety shall not be greater than those of the Owner under the Construction Contract. Subject to the commitment by the Owner to pay the Balance of the Contract Price, the Surety is obligated, without duplication, for .1 the responsibilities of the Contractor for correction of defective work and completion of the Construction Contract; .2 additional legal, design professional and delay costs resulting from the Contractor's Default, and resulting from the actions or failure to act of the Surety under Section 5; and .3 liquidated damages, or if no liquidated damages are specified in the Construction Contract, actual damages caused by delayed performance or non-performance of the Contractor. § 8 If the Surety elects to act under Section 5.1, 5.3 or 5.4, the Surety's liability is limited to the amount of this Bond. § 9 The Surety shall not be liable to the Owner or others for obligations of the Contractor that are unrelated to the Construction Contract, and the Balance of the Contact Price shall not be reduced or set off on account of any such unrelated obligations. No right of action shall accrue on this Bond to any person or entity other than the Owner or its heirs, executors, administrators, successors and assigns. § 10 The Surety hereby waives notice of any change, including changes of time, to the Construction Contract or to related subcontracts, purchase orders and other obligations. § 11 Any proceeding, legal or equitable, under this Bond may be instituted in any court of competent jurisdiction in the location in which the work or part of the work is located and shall be instituted within two years after a declaration of Contractor Default or within two years after the Contractor ceased woricing or within two years after the Surety refuses or fails to perform its obligations under this Bond, whichever occurs fust. If the provisions of this Paragraph are void or prohibited by law, the minimum period of limitation available to sureties as a defense in the jurisdiction of the suit shall be applicable. § 12 Notice to the Surety, the Owner or the Contractor shall be mailed or delivered to the address shown on the page on which their signature appears. § 13 When this Bond has been furnished to comply with a statutory or other legal requirement in the location where the construction was to be performed, any provision in this Bond conflicting with said statutory or legal requirement shall be deemed deleted herefirom and provisions conforming to such statutory or other legal requirement shall be deemed incorporated herein. When so furnished, the intent is that this Bond shall be construed as a statutory bond and not as a common law bond. § 14 Definitions § 14.1 Balance of the Contract Price. The total amount payable by the Owner to the Contractor under the Construction Contract after all proper adjustments have been made, including allowance to the Contractor of any amounts received or to be received by the Owner in settlement of insurance or other claims for damages to which the Contractor is entitled, reduced by all valid and proper payments made to or on behalf of the Contractor under the Construction Contract. § 14.2 Construction Contrail The agreement between the Owner and Contractor identified on the cover page, including all Contract Documents and changes made to the agreement and the Contract Documents. § 14.3 Contractor Default Failure of the Contractor, which has not been remedied or waived, to perform or otherwise to comply with a material term of the Construction Contract. § 14.4 Owner Default Failure of the Owner, which has not been remedied or waived, to pay the Contractor as required under the Construction Contract or to perform and complete or comply with the other material terns of the Construction Contract- 14.5 ontract14.5 Contract Documents. All the documents that comprise the agreement between the Owner and Contractor. § 15 If this Bond is issued for an agreement between a Contractor and subcontractor, the term Contractor in this Bond shall be deemed to be Subcontractor and the term Owner shall be deemed to be Contractor. AIA UOtumen[ A312- -2010. The Amaican IWAMe of kchkeds. § 16 Modifications to this bond are as follows: (Space is provided below for additional signatures of added parties, other than those appearing on the cover page.) CONTRACTOR AS PRINCIPAL SURETY Company: (Corporate Seal) Company: (Corporate Seal) Signature: Name and Title: Address: AIA u Umem A312— —2("U. The American IreaiWe of Archieds. Signature: Name and Title: Address- , Attorney -in -Fact Document A312 TM -2010 Payment Bond CONTRACTOR (Name, legal status and address) HD SUPPLY WATERWORKS, LTD. 220 SWeasmt tregate Drive Caro 60188 OWNER-- Name, WNER(Name, legal status and address) VILLAGE OF OAK BROOK 1200 Oak Brook Road Oak Brook, IL 60523 CONSTRUCTION CONTRACT Date: 8/8/17 Bond No.800031986 SURETY: (Name, legal status and principal place of business) ATLANTIC SPECIALTY INSURANCE COMPANY 605 Highway 169 North Plymouth, MN 55441 Amount: Two Million Six Hundred Eighty Nine Thousand Nine Hundred Eighty Five and (0r$0/100 Dollars Desctiptioll:2,689,985.00) (Name and location) Acquisition of a Fixed Automatic Water Meter Reading System and Meter Replacement Program BOND Date: 8/14/17 (Not earlier than Construction Contract Date) This document has important legal consequences. Consultation with an attorney is encouraged with respect to its completion or modification. Any singular reference to Contractor, Surety, Owner or other party shall be considered plural where applicable. AIA Document A312-2010 combines two separate bonds, a Performance Bond and a Payment Bond, into one form. This is not a single combined Performance and Payment Bond. Two Million Six Hundred Eighty Nine Thousand Nine Hundred Eighty Five and 00/100 Dollars Amount: ($2,689,985.00) Modifications to this Bond: p None ❑ See Section 18 CONTRACTOR AS PRINCIPAL SURETY Company: (Corporate Seal) Company: (Corporate Seal) HD SUPPLY WATERWORKS, LTD. ATLANTIC SPECIALTY INSURANCE C PA Signature: Sigma Name ans, Attorney in Fact Name c gh, mey-in- ac and Title: and Title:"p (Any additional signatures appear on the last page of this Payment Bond.) (FOR INFORMATION OATY— Name, address and telephone) AGENT or BROKER: OWNER'S REPRESENTATIVE: Aon Risk Services Central Inc. (Architect, Fngineer or other party.) One Liberty Place, 1650 Market Street Philadelphia, PA 19103 215-255-2000 [Inti. I ne Arne, n In9dtile or Archdeds. § 1 The Contractor and Surety, jointly and severally, bird themselves, their heirs, executors, administrators, successors and assigns to the Owner to pay for labor, materials and equipment furnished for use in the performance of the Construction Contract, which is incorporated herein by reference, subject to the following terms. § 2 If the Contactor promptly makes payment of all sums due to Claimants, and defends, indemnifies and holds harmless the Owner from claims, demands, liens or suits by any person or entity seeking payment for labor, materials or equipment furnished for use in the performance of the Construction Contract, then the Surety and the Contractor shall have no obligation under this Bond. § 31f there is no Owner Default under the Construction Contract, the Surety's obligation to the Owner under this Bond shall arise after the Owner has promptly notified the Contractor and the Surety (at the address described in Section 13) of claims, demands, liens or shits against the Owner or the Owner's property by any person or entity seeking payment for labor, materials or equipment furnished for use in the performance of the Construction Contract and tendered defense of such claims, demands, liens or suits to the Contractor and the Surety. § 4 When the Owner has satisfied the conditions in Section 3, the Surety shall promptly and at the Surety's expense defend, indemnify and hold harmless the Owner against a duly tendered claim, demand, lien or suit. § 5 The Surety's obligations to a Claimant under this Bond shall arise after the following: § 5.1 Claimants, who do not have a direct contract with the Contractor, .1 have furnished a written notice of non-payment to the Contractor, stating with substantial accuracy the amount claimed and the name of the party to whom the materials were, or equipment was, furnished or supplied or for whom the labor was done or performed, within nicety (90) days after baying last performed labor or last furnished materials or equipment included in the Claim; and .2 have sent a Claim to the Surety (at the address described in Section 13). § 5.2 Claimants, who are employed by or have a direct contract with the Contractor, have sem a Claim to the Surety (at the address described in Section 13). § 61f a notice of ran -payment required by Section 5. 1.1 is given by the Owner to the Contractor, that is sufficient to satisfy a Claimant's obligation to furnish a written notice of non-payment under Section 5.1.1. § 7 When a Claimant has satisfied the conditions of Sections 5.1 or 5.2, whichever is applicable, the Surety shall promptly and at the Surety's expense take the following actions: § 7.1 Send an answer to the Claimant, with a copy to the Owner, within sixty (60) days after receipt of the Claim, stating the amounts that are undisputed and the basis for challenging any amounts that are disputed; and § 7.2 Pay or arrange for payment of any undisputed amounts. § 7.3 The Surety's failure to discharge its obligations under Section 7.1 or Section 72 shall not be deemed to constitute a waiver of defenses the Surety or Contractor may have or acquire as to a Claim, except as to undisputed amounts for which the Surety and Claimant have reached agreement. If, however, the Surety fails to discharge its obligations under Section 7.1 or Section 7.2, the Surety shall indemnify the Claimant for the reasonable attorney's fees the Claimant incurs thereafter to recover any sums found to be due and owing to the Claimant § 8 The Surety's total obligation shall not exceed the amount of this Bond, plus the amount of reasonable attorney's fees provided under Section 7.3, and the amount of this Bond shall be credited for any payments made in good faith by the Surety. § 9 Amounts owed by the Owner to the Contractor under the Construction Contract shall be used for the performance of the Construction Contract and to satisfy claims, if any, under any construction performance bond. By the Contractor furnishing and the Owner accepting this Bond, they agree that all funds earned by the Contractor in the performance of the Construction Contract are dedicated to satisfy obligations of the Contractor and Surety miler this Bond, subject to the Owner's priority to use the fads for the completion of the work AIA Dmumem A372" — 2070. The American Institute of Archkeds_ § 10 The Surety shall not be liable to the Owner, Claimants or others for obligations of the Contractor that are unrelated to the Construction Contract. The Owner shall not be liable for the payment of any costs or expenses of any Claimant under this Bond, and shall have under this Bond no obligation to make payments to, or give notice on behalf of, Claimants or otherwise have any obligations to Claimants under this Bond. § 11 TTe Surely hereby waives notice of any change, including changes of time, to the Construction Contract or to related subcontracts, purchase orders and other obligations. § 12 No suit or action shall be commenced by a Claimant under this Bond other than in a court of competent jurisdiction in the state in which the project that is the subject of the Construction Contract is located or after the expiration of one year from the date (1) on which the Claimant sent a Claim to the Surety pursuant to Section 5.1.2 or 5.2, or (2) on which the last labor or service was performed by anyone or the last materials or equipment were furnished by anyone under the Construction Contract, whichever of (1) or (2) first occurs. If the provisions of this Paragraph are void or prohibited by law, the minimum period of limitation available to sureties as a defense in the jurisdiction of the suit shall be applicable. § 13 Notice and Claims to the Surety, the Owner or the Contractor shall be mailed or delivered to the address shown on the page on which their signature appears. Actual receipt of notice or Claims, however accomplished, shall be sufficient compliance as of the date received. § 14 When this Bond has been furnished to comply with a statutory or other legal requirement in the location where the construction was to be performed, any provision in this Bond conflicting with said statutory or legal requirement shall be deemed deleted herefrom and provisions conforming to such statutory or other legal requirement shall be deemed incorporated herein. When so furnished, the intent is that this Bond shall be construed as a statutory bond and not as a common law bond. § 15 Upon request by any person or entity appearing to be a potential beneficiary of this Bond, the Contractor and Owner shall promptly famish a copy of this Bond or shall permit a copy to be made. § 16 Definitions § 16.1 Claim. A written statement by the Claimant including at a minimum: .1 the name of the Claimant; .2 the name of the person for whom the labor was done, or materials or equipment furnished; .3 a copy of the agreement or purchase order pursuant to which labor, materials or equipment was furnished for use in the performance of the Construction Contact; .4 a brief description of the labor, materials or equipment furnished; .5 the date on which the Claimant last performed labor or last furnished materials or equipment for use in the performance of the Construction Contract; .6 the total amount earned by the Claimant for labor, materials or equipment furnished as of the date of the Claim; .7 the total amount of previous payments received by the Claimant; and .8 the total amount due and unpaid to the Claimant for labor, materials or equipment furnished as of the date of the Claim § 16.2 Claimant. An individual or entity having a direct contract with the Contractor or with a subcontractor of the Contractor to furnish labor, materials or equipment for use in the performance of the Construction Contract. The term Claimant also includes any individual or entity that has rightfully asserted a claim under an applicable mechanic's lien or similar statute against the real property upon which the Project is located. The intent of this Bond shall be to include without limitation in the terms "labor, materials or equipment" that pari of water, gas, power, light, heat, oil, gasoline, telephone service or rental equipment used in the Construction Contract, architectural and engineering services required for performance of the work of the Contractor and the Contractor's subcontractors, and all other items for which a mechanic's lien may be asserted in the jurisdiction where the labor, materials or equipmem were furnished. § 16.3 Construction Contract The agreement between the Owner and Contractor identified on the cover page, including all Contract Documents and all changes made to the agreement and the Contract Documents. AIA Document A312O1 - 2010. The American Institute of Aroh$eds. § 16.4 Owner Default. Failure of the Owner, which has not been remedied or waived, to pay the Contractor as required under the Contraction Contract or to perform and complete or comply with the other material terms of the Construction Contract. § 16.5 Contract Documents. All the documents that comprise the agreement between the Owner and Contractor. § 17 If this Bond is issued for an agreement between a Contractor and subcontractor, the tern Contractor in this Bond shall be deemed to be Subcontractor and the term Owner shall be deemed to be Contractor. § 18 Modifications to this bond are as follows: (Space is provided below for additional signatures ofadded parties, other than those appearing on the cover page.) CONTRACTOR AS PRINCIPAL SURETY Company: (Corporate Seal) Company: (Corporate Seal) Signature: Signature: Name and Title: Name and Tide: Address: Address: AIA Document A312- —2010- The American Instidute of Archlecls. Attorney -in -Fact LIMITED POWER OF ATTORNEY The undersigned, HD Supply Waterworks, Ltd., a Florida limited partnership (the "Company"), hereby designates Susan Welsh, KeAna Conrad, Cynthia Farrell, Frances Rodriguez, Camille Cruz, Sara Owens, Melissa Fortier, Elizabeth Sterling, Jennifer Jakaitis, Marina Tapia, Marisa Thielen and Wayne McVaugh of Aon Corporation as its attorneys in fact (referred to individually or collectively as "the Agent") on the following terms and conditions: Authority to Act. The Agent is authorized to act for the Company under this Power of Attorney. 2. Powers of Agent. The Agent shall have the full power and authority to execute and deliver surety, performance, bid and payment bonds (collectively, "Bonds") in an amount not to exceed $10,000,000.00 per Bond, upon receipt by the Agent of a written request for a Bond from an individual or individuals at the Company or its subsidiaries duly authorized to make such a request 3. Reliance by Third Parties. Third parties may rely upon the representations of the Agent as to all matters regarding powers granted to the Agent No person who acts in reliance on the representations of the Agent or the authority granted under this Power of Attorney shall incur any liability to the Company for permitting the Agent to exercise any power prior to actual knowledge that the Power of Attorney has been revoked or terminated by operation of law or otherwise. 4. Indemnification of Agent. No agent named or substituted in this power shall incur any liability to the Company for acting or refraining from acting under this power, except for such agent's own misconduct or negligence. 5. Orieinal Counterparts. Photocopies of this signed Power of Attorney shall be treated as original counterparts. 6. Compensation. The Agent shall be reimbursed for reasonable expenses incurred while acting as Agent and may receive reasonable compensation for acting as Agent. Signed in the presence of: Aritness Wss r i ra_ 1 Subscribed and sworn to before me on _ur7 NotaryCounty/State), /••e.i.� lJ My commissioArNpires:_ =o��ty'Ub�c 0 ' ionf 1�t63195 gm150uis County .PA OF One Beacon I NSU RANCE GROUP Power of Attorney KNOW ALL MEN BY THESE PRESENTS, that ATLANTIC SPECIALTY INSURANCE COMPANY, a New York corporation with its principal office in Plymouth, Minnesom, does hereby constitute and appoint: Marina Tapia, Elizabeth Marrero, Maureen McNeill, Wayne McVaugh, Colleen Locher, Jaquanda Long, nre Owens, Patricia A. Rambo, Kimberly O. Sherrod, each individually if there be mote than one named, its nue and lawful Attorney -in -Fact, to make, execute, sea] and deliver, far and on its behalf as surety, any and all bonds recognvances, contracts of indemnity, and all other writings obligatory in [he nature thereof; provided that no band or undertaking executed Ruder this authority shall exceed in amount the sum of sixty million dollars (560,000,000) and the execution of such bonds, pmr o ided that contracts U and taking and all other writings obligatory in the nature thereof in pursuance of these presents, shall be as binding upon said Company as if they had been fnceufly ,cooed cl an authorized officer of the Company and sealed with the Company seal. This Power of Attorney is made and executed by authority of the following resolutions adopted by the Board of Directors of ATLANTIC SPECIALTY INSURANCE COMPANY on the twenty-fifth day of September, 2012: Resolved: That the Presiders; any Senior Vice President or Vice -President (each an "Authorized Officee) may execute for and in behalf of the Company my and all bonds, Authorized COcer 09a DIZsmer contracts of indemnity, and all other writings obligatory in the Datum thereof, and affix the sea] of the Company thereto; and that the y appoint and authorize an Attomey-in-Fact to execute on bebalf ofthe Company any and all such insmiments and to affix the Company seal thereto; and that the Authorized Officer may at any time remove any such Attorney -in -Fact and revoke all power and authority given to any such Attomey-m- Fact Resolved: That the Attomey-in-Fact may be given full power and authority to execute for and in the name and on behalf of the Company any and all bonds, be asMCOgMassin 8 ,cs indemnity, and all other writings obligatory in the moms thereof, and any such instrument executed by any such Attorney -in -Fact shall Pon the Company as if signed and sealed by an Authorized Officer and, limber, the Attorney -in -Fact is hereby authorized to verify any affidevit required in be attached to bonds, recognizances, contracts of indemnity, and all other writings obligatory in the nature thereof. This power of attorney is signed and sealed by facsimile under the authority of the following Resolution adopted by the Board of Directors of ATLANTIC SPECIALTY INSURANCE COMPANY on the twenty-fifth day of September, 2012: Resolved: That the siguature of ao Authorized Officer, ra the sigoatuof the Secretary or the Assistant Secretary, and the Company seal may be affixed by facsimile many power of attorney or to any certificate relating discern appointing an Attomey-in-Fact for purposes only of executing and scaling any bond, se Undethertaking, recognition" or other written obligation in the nature tbercof and any such signature said sea] where so used, being hereby adopted by the Company original signature of such officer and the original sea] of the Company, to be valid and binding upon the Company with the same force and effect as though manually affixed. IN WITNESS WHEREOF, ATLANTIC SPECIALTY INSURANCE COMPANY has caused these presents to be signed by an Authorized Officer and the seal of the Company to be affixed this eighth day of December, 2014. •••�ZY� INg4 s•.. 4\P..... .9y*s ger �OPPO0,.ap2 =m SEAL '+ret STATE OF MINNESOTA Z, 1986 By HENNEPIN COUNTY '-edj�'�k".Y° as:+' Paul J. Brebm, Senim Vice President On this eighth day of December, 2014, before me personally came Paul J. Brehm, Senior Vice President of ATLANTIC SPECIALTY INSURANCE COMPANY, to me Personally known to be the individual and officer described in and who executed the preceding instrument, and he acknowledged the execution of the same, and being by me duly sworn, that he is the said officer of the Company aforesaid, and that the seal affixed to the preceding instrument is the seal of said Company and that the said seal and the signature as such officer was drily affixed and subscribed to the said instrument by the authority and d the direction of the Company. TARAJANELLE STAFFORD NOTARY PUBLIC -MINNESOTA MyCorrurissionE*es January31.2020 14; i"dw Notary Public is in fthe uel forcegue d has cant Sen rr oak of ATLANTIC SPECIALTY INSURANCE COMPANY, a New York Corporation, do hereby certify that the foregoing power of attorney ed, and the resolutions set forth above are now in force. Signed and sealed. Dated /2f f � day of yp/' S 2o/ j, Q _�IfAPOggJF; �': =y SEAL .m= This Power ofAttomey expires o: : o € October 1, 2017 - 1986 : o a %1z 4, James O. Jordan, Assistant Secretary OneBeacon INSURANCE GROUP Atlantic SpeclaHy Insurance Company Period Ended 12/91/2018 oatfars dsdalOd/n 8lotctands Atlmitted Ams6 hmi needs: Bonds Pn3anedstocks Cannon Slocks Mortgage Imes Rel Estate Ombalhm Cash, Cash EWAebnta 8 Sinn Tenn ImeslnvRs ooW ImmLmants TOW Cash a brveabnanls Praml.m and O nmdere5ma We RCmaaa;a Raomar0ie R90alleGe flan Parerq Subs02ery aAf 11 e AN OtherAanMed Asset, Total AdmBbd Assets State of Minnesota County of Hennepin I, Christopher Jerry, Secretary of Atlantic Specialty Insurance Company do hereby certify that the foregoing statement is a correct exhibit of the assets and liabilities of the said OneBeacon Insurance Company; on the 31" day of December, 2016, according to the best of my information, knowledge and belief. Secretary Subscribed and sworn to, before me, a Notary Public of the State of Minnesota on this 7d' day of March 2017. EQTARAJANftIESTAFFORD kV WY11LKC-VWEWA �Jamapt3 20 tart' Public Llabiliees and Surplus Llab1118es $ 1,332,181 LOSS Rasane $ 853,07! 13,075 Luss Adiusbnan Evens Resor In,623 373,372 ToglL.osaBLAERasenea 831,540 - tkeertsd Pvank.. Raeene 530.8® - TOW Rdrouance Lleb9111as 33,830 CWHdaslos, Mar Exp n., and Tww OUR 42,801 78,102 Oerbeffm - M838 Payable 10 PelmL Subs a A6lutes 8,587 1,881,288 Al other LlWMm 182,017 271,210 Total Liebll " 1.807.907 22.628 - Caphal and Surplus 131,730 Canmm ORM Slack 0.000 PMbW COM Sock R 855 Surplus nolo - Ikm,WAd Sulplaa 89,301 01hor W hKWg orou COuitaked MZ547 Ca P8al A, Surplus 824,848 Total Uab188ea and Ci9 2,T3i8S I, Christopher Jerry, Secretary of Atlantic Specialty Insurance Company do hereby certify that the foregoing statement is a correct exhibit of the assets and liabilities of the said OneBeacon Insurance Company; on the 31" day of December, 2016, according to the best of my information, knowledge and belief. Secretary Subscribed and sworn to, before me, a Notary Public of the State of Minnesota on this 7d' day of March 2017. EQTARAJANftIESTAFFORD kV WY11LKC-VWEWA �Jamapt3 20 tart' Public